Talent.com
Director- Internal Audit (Operations)

Director- Internal Audit (Operations)

Resolution LifeNew York, NY, United States
1 day ago
Job type
  • Full-time
Job description

As part of the application process, a candidate account is required to log in and view application(s). Please be sure to check email regularly for information regarding our employment process.

Position Summary :

The Director plays a crucial role in ensuring the effectiveness of the company's internal controls, risk management, and governance processes. This role has responsibility over a select group of Auditable Units, including risking, updating and ensuring reasonable coverage over risks identified during the Risk Assessment process. This role will have direct reports and includes coaching, quarterly goal setting and assisting in the completion of those goals. The Director will be responsible for conducting audits according to IA methodology while maintaining high levels of quality and integrity in alignment with IIA standards.

Subject Matter Expertise in Operations :

  • Serves as the Risk Business Partner to Operations.
  • Provide effective challenge to investment activity in the first line.
  • Provide thought leadership and insights that help to shape the risk environment.
  • Maintain strong relationships and communication with local to ensure concerns around Operation risks and control issues are addressed.
  • Identify and assess strategic risks and emerging issues that could impact the Company.
  • Experience and deep knowledge of Life Insurance products and Annuities. This includes the lifecyle of a policy / contract including but not limited to underwriting, new business, policyholder services, claims management and financial reporting.

Position Description :

  • Drives development of industry best practices, tools and / or regulatory change relevant to role.
  • Actively connects business stakeholders and external peers to anticipate and influence developments which may impact the business and function.
  • Incorporates trends from other business areas and within the industry into audit planning and execution. Assist Managers in developing scope of the audit.
  • Extensive understanding of the audit function and regulatory environment with deep specialization in multiple areas.
  • Perform risk assessment to identify areas of significant business risk to the organization that needs to be audited.
  • Lead and manage the team on all Investment related audits, providing guidance and support.
  • Ensure appropriate risks and controls are identified and evaluated during audits.
  • Develop and coach direct reports on career growth.
  • Provide clear, concise, and value-added audit reports to key stakeholders, including recommendations for corrective actions.
  • Lead and direct the management of change through continuous improvement of Internal Audit's systems including the implementation of a GRC system, processes, and practices.
  • Assist in gathering quarterly audit committee materials and ensure Board required responsibilities are accurately reflected in the materials, present the materials to the Board.
  • Collaborate with other audit leaders to define and monitor the metrics in measuring the OKRs.
  • Collaborate with other assurance functions.

    • Skills / Knowledge / Abilities :

  • Minimum of 10 years of experience in audit, risk management, and / or financial services / insurance industry is preferred
  • Bachelor's degree with a major / minor or emphasis in Accounting, Finance or Business and advanced degree or professional certification (CPA, CIA, etc.) are required
  • Proven track record in leading and managing an audit team with emphasis on leading practices in risk assessment, problem solving, and impactful reporting of audits.
  • Demonstrated experience with international insurance regulators and working cohesively across geographies.
  • Exposure to complexities in accounting and finance business processes with a thorough understanding of organizational governance, risk, and controls.
  • Demonstrated success leading senior professionals and developing a strong organization and workforce in a complex, service-intensive, deadline-driven environment.
  • Ability to persuade and motivate others through collaboration and cooperation.
  • Ability to demonstrate high standards of conduct and ethics as well as appropriate judgment, independence, and discretion.
  • Demonstrates strong analytical and problem-solving skills.
  • Strong knowledge of US GAAP / STAT, internal controls, business processes, and IIA standards.
  • Proficiency in use of audit software (ServiceNow) is a plus.
  • Experience with data analytics and audit automation tool is a plus.

    • Location : New York, NY (Hybrid 2-3 days a week)

    Resolution Life US is committed to disclosing a reasonable estimate of the base salary for our job roles. These estimates consider a wide range of factors in making base salary decisions, including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

    In addition to salary, Resolution Life US offers a comprehensive benefits package, including our health & wellness program, incentive and recognition programs, and 401k contribution (all benefits are subject to eligibility requirements). The salary range reflects figures based on the primary location, which is listed first. The range for the role may differ based on the location.

  • New York, NY : $160,000- $190,000

    • Critical Skills

    At Resolution Life, we have identified the following critical skills which are key to success in our culture :

  • Customer Focused : Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
  • Critical Thinking : Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
  • Team Mentality : Partnering effectively to drive our culture and execute on our common goals.
  • Business Acumen : Appreciation and understanding of the financial services industry in order to make sound business decisions.
  • Learning Agility : Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.
    • Create a job alert for this search

    Director Internal Audit • New York, NY, United States

    Related jobs
    • Promoted
    • New!
    Audit Director - Consumer Compliance

    Audit Director - Consumer Compliance

    American ExpressNew York, NY, United States
    Full-time
    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleague...Show moreLast updated: 10 hours ago
    • Promoted
    • New!
    Audit Director -Cybersecurity

    Audit Director -Cybersecurity

    Sumitomo Mitsui Financial Group, Inc.New York, NY, United States
    Full-time
    SMBC Group is a top-tier global financial group.Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, ...Show moreLast updated: 10 hours ago
    • Promoted
    • New!
    Audit Director -Cybersecurity

    Audit Director -Cybersecurity

    SMBCNew York, NY, United States
    Full-time
    SMBC Group is a top-tier global financial group.Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, ...Show moreLast updated: 10 hours ago
    • Promoted
    Director, Internal Audit - Technology

    Director, Internal Audit - Technology

    ApolloNew York, NY, US
    Full-time
    Apollo is a high-growth, global alternative asset manager.In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investmen...Show moreLast updated: 30+ days ago
    • Promoted
    Director of Internal Audit Review Unit

    Director of Internal Audit Review Unit

    City of New YorkQueens, NY, United States
    Full-time +1
    All candidates must work for a NYC agency and be permanent in the title of Administrative Management Auditor • •.The New York City Department of Correction (DOC) is an integral part of the City's evo...Show moreLast updated: 1 day ago
    • Promoted
    • New!
    Sr. Internal Audit Manager

    Sr. Internal Audit Manager

    PhaxisNew York, NY, United States
    Full-time
    Manager will report to the Director of Internal Audit and will coordinate the execution of the audit plan for their areas of responsibility, as defined by the Director. The Audit Manager will perfor...Show moreLast updated: 10 hours ago
    • Promoted
    Senior Group Manager, Internal Audit

    Senior Group Manager, Internal Audit

    CitigroupNew York, NY, US
    Full-time
    The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with the Audit team.This rol...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    Internal Audit Manager

    Internal Audit Manager

    Ithaca City School DistrictNorth Castle, NY, United States
    Full-time
    Title - Internal Audit Manager.Location - Central Office (Castleton, NY).Here at Questar III BOCES, we believe in changing lives, realizing dreams and doing together what can't be done alone.Our vi...Show moreLast updated: 10 hours ago
    • Promoted
    Director of Ticket Sales and Operations

    Director of Ticket Sales and Operations

    InsideHigherEdHempstead, New York, United States
    Full-time +1
    Hofstra University is nationally ranked and recognized as Long Island’s largest private university located in Hempstead, N. When you work at Hofstra, you join a team of talented professionals commit...Show moreLast updated: 11 days ago
    • Promoted
    Audit Director

    Audit Director

    K2 IntegrityNew York, NY, United States
    Full-time
    K2 Integrity is seeking an internal audit director to join our Assurance Services practice.This director will be an experienced audit professional with a minimum 10 years’ of experience within the ...Show moreLast updated: 30+ days ago
    • Promoted
    Payroll Director

    Payroll Director

    Vaco by HighspringLong Branch, NJ, US
    Permanent
    Our client is seeking an experienced.This role will lead a team responsible for ensuring accurate, compliant, and efficient payroll processing while driving strategic initiatives that enhance organ...Show moreLast updated: 7 days ago
    • Promoted
    • New!
    Director, Internal Audit - Technology

    Director, Internal Audit - Technology

    Apollo IncNew York, NY, United States
    Full-time
    Apollo is a high-growth, global alternative asset manager.In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investmen...Show moreLast updated: 10 hours ago
    • Promoted
    • New!
    Audit Director | Corporate & Enterprise Shared Services

    Audit Director | Corporate & Enterprise Shared Services

    American ExpressNew York, NY, United States
    Full-time
    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleague...Show moreLast updated: 10 hours ago
    • Promoted
    Director - Audit

    Director - Audit

    MerckRahway, NJ, US
    Full-time
    Our Company Corporate Audit and Assurance Services' primary purpose is to provide value-added independent and risk-based audit and assurance services. Leads teams through financial and compliance au...Show moreLast updated: 11 days ago
    • Promoted
    Director, IDS Functional Reporting

    Director, IDS Functional Reporting

    Novartis Group CompaniesEast Hanover, NJ, United States
    Full-time
    This position will be located at the East Hanover, NJ location and will not have the ability to be located remotely.The Insights and Decision Science (IDS) team is dedicated to enabling improved de...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    Director Internal Audit

    Director Internal Audit

    Independence Pet GroupNew York, NY, United States
    Full-time
    We believe pet insurance is more than a financial product and build solutions to simplify the pet parenting journey and help improve the well-being of pets. As a leading authority in the pet categor...Show moreLast updated: 10 hours ago
    • Promoted
    • New!
    Internal Audit Manager

    Internal Audit Manager

    Hire Point RecruitingParsippany, NJ, United States
    Full-time
    Oversee select workstreams within our internal controls function, including planning, execution, and team coordination.Partner with both internal teams and external advisors on compliance-related i...Show moreLast updated: 10 hours ago
    • Promoted
    Director- Internal Audit (Investments)

    Director- Internal Audit (Investments)

    Resolution LifeNew York, NY, United States
    Full-time
    As part of the application process, a candidate account is required to log in and view application(s).Please be sure to check email regularly for information regarding our employment process.The Di...Show moreLast updated: 1 day ago