Compliance and Oversight Analyst II

As a Compliance and Oversight Analyst II you will be exposed to all departments within Private Wealth Management. You will be primarily focused on systematic tasks and responsibilities within the Compliance & Oversight Team.

Area of Responsibility and Purview : Performs most if not all of Private Wealth Managements first line of defense activities as directed by a Manager within the function.

This is a hybrid position working from home Fri. and working in the office Mon. Tues. Wed. & Thur. Training may require on site full time.

How you will spend your time :

• You will conduct quality control (QC) testing to document effectiveness of business controls and adherence to policies and procedures (FLOD).
• You will manage the department library of policies and procedures.
• You will maintain the Compliance & Oversight SharePoint page and dashboards.
• You will manage Private Wealths document storage and retention systems and processes.
• You will develop and provide reports as directed.
• You will prepare department committee meeting materials.
• You will manage the Code of Ethics program for Private Wealth Management associates.
• You will assist in the account review (Reg 9) program to Private Wealth Management.
• You will conduct Regulatory reporting for Private Wealth Management.
• Other duties as assigned.

Were excited to talk with you if :

Bonus points if :

Compensation Range :

$51480.00 - $99330.00

The posted compensation range on this listing represents UMBs standard for this role but the actual compensation may vary by geographic location experience level and other job-related addition this range does not encompass the full earning potential for this role. Please see the description of benefits included with this job posting for additional information

UMB offers competitive and varied benefits to eligible associates such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical dental vision and other insurance coverage; health savings flexible spending and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more

Youre more than a means to an enda way to help us meet the bottom line. UMB isnt comprised of workers but of people who care about their work one another and their community. Expect more than the status quo. At UMB you can expect more heart. Youll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right thing no matter what. And expect more opportunities. UMBers are known for having multiple careers here and having their voices heard.

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Required Experience :

IC

Key Skills

Abinitio,Apprentice,Dermatology,Cost Estimation,Data Networking,Liaison

Employment Type : Full-Time

Experience : years

Vacancy : 1

Monthly Salary Salary : 51480 - 99330