Audit Director- Consumer Lending

Audit Director – Consumer Lending

Overview

Capital One's Audit function is a dedicated group of professionals focused on delivering top‑quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well‑trained and credentialed, and operate within a collaborative, agile environment to deliver value‑added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top‑notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Inspired by our colleagues, we are risk identifiers, challengers, influencers, and transformational leaders who drive impactful work for the enterprise.

Capital One is seeking an energetic, self‑motivated Audit Director interested in becoming part of our Audit team. As a member of the Audit team, the Director will focus on developing and leading the strategic approach for designing and executing a risk‑based testing strategy to ensure the quality of risk management is effective across Consumer Lending. The Director will provide input into the development of the ongoing audit plan and ensure the team maintains a comprehensive understanding of the risk profile of the audit universe.

Responsibilities

• Lead and / or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements.
• Proactively monitor the assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan.
• Direct business unit and project audits across assigned portfolios.
• Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope.
• Supervise and coordinate work assignments amongst audit team members. Provide timely feedback, on‑the‑job training and coaching to audit staff and direct reports.
• Establish and maintain good relationships with key business and audit partners. Leverage specialized knowledge and skills, providing management with insight into their area of subject‑matter focus. Effectively represent internal audit at management meetings, internal forums, and to external organizations.
• Provide subject matter expertise to audit partners and ensure comprehensive audit coverage of owned risk domains.
• Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues. Interpret business priorities, anticipate issues and obstacles, and apply to scope of role.
• Deliver appropriate, succinct and organized information, tailoring communication style to audience. Effectively review and compile relevant, material findings and recommendations into readable and concise audit reports. Communicate complex results and implications, incorporating different perspectives into deliverables.
• Manage timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities. Self‑prioritize and independently complete multiple tasks across the team and department. Demonstrate the ability to successfully meet deadlines.

Ideal Team Member

Hybrid Workdays

This role is hybrid meaning associates typically spend 3 days per week in‑person at one of our offices listed on this job posting. Fridays are enterprise‑wide virtual work days. Monday – Thursday are the in‑person days available for associates to spend time together working in our beautifully‑designed team areas.

Basic Qualifications

Preferred Qualifications

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Location Salary Ranges

Charlotte, NC : $181,800 – $207,500 for Audit Director

Chicago, IL : $181,800 – $207,500 for Audit Director

McLean, VA : $200,100 – $228,400 for Audit Director

New York, NY : $218,300 – $249,100 for Audit Director

Plano, TX : $181,800 – $207,500 for Audit Director

Richmond, VA : $181,800 – $207,500 for Audit Director

Riverwoods, IL : $181,800 – $207,500 for Audit Director

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.

Capital One EEO Statement

Capital One is an equal opportunity employer (EOE, including disability / vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901‑4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

Additional Application Information

This role is expected to accept applications for a minimum of 5 business days. No agencies please.

Contact Information

RecruitingAccommodation@capitalone.com

Technical Support or Questions About the Recruiting Process

Careers@capitalone.com

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