Remote Chief Compliance Officer - FinTech & Broker-DealerCareer Development Partners • San Francisco, California, United States
Remote Chief Compliance Officer - FinTech & Broker-Dealer
Career Development Partners • San Francisco, California, United States
2 days ago
Job type
- Full-time
- Remote
Job description
A leading financial technology firm is seeking a seasoned compliance leader to oversee regulatory functions for a registered broker-dealer. This fully remote role requires 15+ years of compliance experience and knowledge of SEC and FINRA regulations. Ideal candidates will demonstrate strategic leadership and possess the necessary FINRA licenses, contributing to a culture of integrity and innovation.
#J-18808-Ljbffr
Create a job alert for this search
Chief Compliance Officer • San Francisco, California, United States
Related jobs
A leading financial services firm is seeking a Compliance Leader to oversee all regulatory functions.This role requires over 15 years of broker-dealer compliance experience and strong knowledge of ...Show more
Omada Health is on a mission to inspire and engage people in lifelong health, one step at a time.The Director of SOX Compliance will play a critical role in safeguarding Omada's financial integrity...Show more
Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success....Show more
Are you ready to build America's energy future? Form Energy is an American manufacturing and energy technology company.We're revolutionizing energy storage with cost-effective, multi-day technology...Show more
Customs and Border Protection (CBP) offers those interested in a career in law enforcement an exceptional opportunity to work with an elite team of highly trained professionals whose camaraderie, p...Show more
A prominent financial institution in San Francisco is seeking a Commercial Counsel to provide legal support across various departments.
Please read the following job description thoroughly to ensure...Show more
Dolby is seeking a Senior Counsel for its San Francisco office to provide legal guidance on AI technologies and transactions.
Scroll down the page to see all associated job requirements, and any res...Show more
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
As the VP of Compensation, Benefits, and HR Systems, you will oversee the design, process, implementation, and administration of all Global Compensation, Benefits and HR Information Systems (HRIS) ...Show more
The Delta Dental Compliance team is essential in mitigating risk and safeguarding Delta Dental's growth and success.As the Director of Compliance, you are responsible for leading and overseeing thi...Show more
A pioneering FinTech company is seeking a Compliance Officer to lead regulatory functions and compliance strategies.This role requires a minimum of 15 years of experience in broker-dealer complianc...Show more
A pioneering compliance and regulatory firm is seeking a Compliance Leader to oversee regulatory functions for a registered broker-dealer.
Candidates must have over 15 years of broker-dealer complia...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer.
This fully remote role requires over 15 years of experience in ...Show more
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...Show more
A fast-growing FinTech company is seeking a seasoned compliance professional to lead its regulatory functions.The ideal candidate will have over 15 years of experience in broker-dealer compliance a...Show more
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
Productboard is looking for an in‑house counsel with start‑up experience, who is skilled in contracts, product counseling, and privacy work.
Considering applying for this job Do not delay, scroll do...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer, offering a competitive salary and 100% remote work.Candidates ...Show more
Remote Chief Compliance Officer – FinTech & Broker-Dealer
Toni Group • San Francisco, California, United States
Remote
Full-time
Last updated: 2 days ago • Promoted
Director, SOX Compliance
Omada Health • South San Francisco, CA, United States
Full-time
Last updated: 20 days ago • Promoted
Relationship Banker I
Cathay Bank - Headquarters • Richmond, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Senior Compliance Test EngineerCompliance & Certification • Berkeley, CA • Full time • On-site
Form Energy • Berkeley, CA, United States
Full-time
Last updated: 21 days ago • Promoted
United States Customs and Border Protection Officer
U.S. Customs and Border Protection • Tiburon, California, US
Full-time
Last updated: 30+ days ago • Promoted
Commercial Counsel — Contracts, Compliance & Growth
FHLB Des Moines • San Francisco, California, US
Full-time
Last updated: 11 hours ago • Promoted • New!
Senior Commercial & Compliance Counsel
Dolby • San Francisco, California, US
Full-time
Last updated: 11 hours ago • Promoted • New!
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Retail Options • San Francisco, CA, United States
Full-time
Last updated: 8 days ago • Promoted
VP, Total Rewards
Bio-Rad Laboratories • Hercules, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Director of Compliance
Delta Dental of California • Oakland, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Chief Regulatory Officer - FinTech Compliance (Remote)
Enhanced Staffing • San Francisco, CA, United States
Remote
Full-time
Last updated: 8 days ago • Promoted
Remote Chief Regulatory Officer, FinTech Compliance Leader
Career Transitions • San Francisco, CA, United States
Remote
Full-time
Last updated: 8 days ago • Promoted
Chief Regulatory Officer, FinTech Compliance (Remote)
Ilocatum • San Francisco, CA, United States
Remote
Full-time
Last updated: 6 days ago • Promoted
Remote Sales & Trading Associate - AI Trainer ($50-$60 / hour)
Data Annotation • Richmond, California
Remote
Full-time +1
Last updated: 21 days ago • Promoted
Chief Regulatory Officer — FinTech Compliance (Remote)
bizjobz LLC • San Francisco, California, United States
Remote
Full-time
Last updated: 2 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Career Search Associates • San Francisco, CA, United States
Full-time
Last updated: 8 days ago • Promoted
Managing Compliance Counsel
productboard, Inc • San Francisco, California, US
Full-time
Last updated: 11 hours ago • Promoted • New!
Chief Regulatory Officer - FinTech (Remote | Equity)
Gables Search Group • San Francisco, CA, United States
Remote
Full-time
Last updated: 8 days ago • Promoted