Remote Chief Regulatory Officer, FinTech Compliance LeaderTri-S Recruiters, Inc. • San Francisco, CA, United States
No longer accepting applications
Remote Chief Regulatory Officer, FinTech Compliance Leader
Tri-S Recruiters, Inc. • San Francisco, CA, United States
8 days ago
Job type
- Full-time
- Remote
Job description
A leading financial technology firm is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer. This full-time position requires over 15 years of compliance experience, proficiency with FINRA and SEC regulations, and strong leadership skills. With 100% remote flexibility, you will oversee compliance strategy and manage regulatory relationships, shaping the future of the fintech landscape. Competitive salary and benefits are offered, including equity participation.
#J-18808-Ljbffr
Create a job alert for this search
Chief Compliance Officer • San Francisco, CA, United States
Related jobs
A leading financial services firm is seeking a Compliance Leader to oversee all regulatory functions.This role requires over 15 years of broker-dealer compliance experience and strong knowledge of ...Show more
Omada Health is on a mission to inspire and engage people in lifelong health, one step at a time.The Director of SOX Compliance will play a critical role in safeguarding Omada's financial integrity...Show more
Are you ready to build America's energy future? Form Energy is an American manufacturing and energy technology company.We're revolutionizing energy storage with cost-effective, multi-day technology...Show more
This position can be 100% remote, but must be located in the United States.Dynavax is a commercial-stage biopharmaceutical company developing and commercializing novel vaccines to help protect the ...Show more
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
Join a forward-thinking company as the Head of Legal and Compliance, where you'll play a pivotal role in shaping the legal framework of innovative online education.
This position offers the chance t...Show more
As the VP of Compensation, Benefits, and HR Systems, you will oversee the design, process, implementation, and administration of all Global Compensation, Benefits and HR Information Systems (HRIS) ...Show more
Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success....Show more
The Delta Dental Compliance team is essential in mitigating risk and safeguarding Delta Dental's growth and success.As the Director of Compliance, you are responsible for leading and overseeing thi...Show more
Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and government entities in more t...Show more
Associate Director for Collections and Operations - School of Law.Associate Director for Collections and Operations.The UC academic salary scales set the minimum pay determined by rank and step at ...Show more
A pioneering FinTech company is seeking a Compliance Officer to lead regulatory functions and compliance strategies.This role requires a minimum of 15 years of experience in broker-dealer complianc...Show more
A pioneering compliance and regulatory firm is seeking a Compliance Leader to oversee regulatory functions for a registered broker-dealer.
Candidates must have over 15 years of broker-dealer complia...Show more
Regulatory Manager – Fintech Duration : 12 Months | Pay : $60–$70 / hr (W2, all-inclusive, without benefits) | Office : 3 days a week – Tue‑Wed‑Thu.
Focus of the Role Primarily analytical : policy analys...Show more
A fast-growing FinTech company is seeking a seasoned compliance professional to lead its regulatory functions.The ideal candidate will have over 15 years of experience in broker-dealer compliance a...Show more
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer.
This fully remote role requires over 15 years of experience in ...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer, offering a competitive salary and 100% remote work.Candidates ...Show more
Remote Chief Compliance Officer – FinTech & Broker-Dealer
Toni Group • San Francisco, California, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Director, SOX Compliance
Omada Health • South San Francisco, CA, United States
Full-time
Last updated: 20 days ago • Promoted
Senior Compliance Test EngineerCompliance & Certification • Berkeley, CA • Full time • On-site
Form Energy • Berkeley, CA, United States
Full-time
Last updated: 22 days ago • Promoted
Director, Drug Substance, Process Development & Manufacturing Sciences
Dynavax Technologies • Emeryville, CA, United States
Full-time
Last updated: 27 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Retail Options • San Francisco, CA, United States
Full-time
Last updated: 8 days ago • Promoted
Chief Legal & Compliance (Remote)
Springboard • San Francisco, CA, United States
Remote
Full-time
Last updated: 9 days ago • Promoted
VP, Total Rewards
Bio-Rad Laboratories • Hercules, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
AVP / VP, Branch Manager
Cathay Bank - Headquarters • Richmond, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Director of Compliance
Delta Dental of California • Oakland, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Sr Director, Global Sanctions Compliance
Visa • Foster City, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Associate Director for Collections and Operations - School of Law
InsideHigherEd • Berkeley, California, United States
Full-time
Last updated: 30+ days ago • Promoted
Chief Regulatory Officer - FinTech Compliance (Remote)
Enhanced Staffing • San Francisco, CA, United States
Remote
Full-time
Last updated: 8 days ago • Promoted
Remote Chief Regulatory Officer, FinTech Compliance Leader
Career Transitions • San Francisco, CA, United States
Remote
Full-time
Last updated: 8 days ago • Promoted
Regulatory Compliance Manager
eTeam • San Francisco, California, United States
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer — FinTech Compliance (Remote)
bizjobz LLC • San Francisco, California, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Career Search Associates • San Francisco, CA, United States
Full-time
Last updated: 8 days ago • Promoted
Chief Regulatory Officer, FinTech Compliance (Remote)
Ilocatum • San Francisco, California, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer - FinTech (Remote | Equity)
Gables Search Group • San Francisco, CA, United States
Remote
Full-time
Last updated: 8 days ago • Promoted