VP, Associate General Counsel – Brokerage AdvisoryLPL Financial • Washington, District Of Columbia, United States
VP, Associate General Counsel – Brokerage Advisory
LPL Financial • Washington, District Of Columbia, United States
1 day ago
Job type
- Full-time
Job description
A financial services firm in Washington, DC is seeking a VP, Associate General Counsel for its Brokerage Advice team. This role requires 5+ years of experience in securities law and regulatory compliance. The successful candidate will provide legal advice, support internal merger projects, and draft necessary documents related to financial services operations. A strong background in legal writing and communication is essential, along with proficiency in tools like LexisNexis and MS Office.
#J-18808-Ljbffr
Create a job alert for this search
Associate General Counsel • Washington, District Of Columbia, United States
Related jobs
A financial services firm in Washington, DC is seeking a VP, Associate General Counsel for its Brokerage Advice team.This role requires 5+ years of experience in securities law and regulatory compl...Show more
VP, Associate General Counsel (Employment) page is loaded## VP, Associate General Counsel (Employment)locations : Bethesda, MD, USAtime type : Full timeposted on : Posted 6 Days Agojob requisiti...Show more
AFSCME is one of the largest, most diverse unions in the country, with 1.We are a leader in racial, social and economic justice within the labor movement and beyond.
The Office of the General Counse...Show more
Maryland, and has been serving our communities since 1999.We stand as a publicly traded company (NASDAQ : CBNK) with over $3 billion in assets.
We offer commercial and consumer banking services to cl...Show more
Government of the District of Columbia.Office of the Chief Financial Officer (OCFO).The Office of the Chief Financial Officer (OCFO) whose mission is to enhance the fiscal and financial stability, ...Show more
Mid-Corporate Services, Relationship Associate, VP.Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from around the globe.At C...Show more
Regional Vice President of Sales.Our client, a highly respected fee-only portfolio management and fiduciary firm with over $200 billion in assets under management, is looking for qualified financia...Show more
This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements.
The incumbent provides expert knowledge to the Board of Governors and ...Show more
A prestigious global nonprofit dedicated to advancing equity and health is seeking an Associate General Counsel.This role involves providing strategic legal counsel across various areas including c...Show more
Join the American Bankers Association (ABA) as Deputy General Counsel & Executive Vice President.ABA, the banking industry's champion, offers a competitive pay and outstanding benefits package in W...Show more
The Director - Risk Governance & Strategy will ensure key Enterprise Risk Management ("ERM") processes including identification, assessment, monitoring, management, and reporting of risks appropria...Show more
AARP is the nation’s largest nonprofit, nonpartisan organization dedicated to empowering Americans 50 and older to choose how they live as they age.
With over 37 million members and offices in every...Show more
The Lead Counsel 2 (Regulatory) is a senior level position that sits within the Financial Services Regulatory Legal team.
The position is responsible for serving as a subject matter expert and key l...Show more
The Office of the General Counsel serves a critical role and maintains strong relationships throughout the organization.The Associate General Counsel will provide legal advice, counsel, leadership,...Show more
The Office of the General Counsel serves a critical role and maintains strong relationships throughout the organization.The Associate General Counsel will provide legal advice, counsel, leadership,...Show more
AARP is the nation's largest nonprofit, nonpartisan organization dedicated to empowering Americans 50 and older to choose how they live as they age.
With over 37 million members and offices in every...Show more
Lead Counsel / Banking / Regulatory - VP.The Lead Counsel 2 (Regulatory) is a senior level position that sits within the Financial Services Regulatory Legal team.
The position is responsible for ser...Show more
Vice President / Deputy General Counsel.Rapid-growing pharmaceutical company in the compounding space.The Company is seeking a Vice President / Deputy General Counsel to join its legal leadership t...Show more
VP, Associate General Counsel - Brokerage Advisory
LPL Financial • Washington, DC, US
Full-time
Last updated: 21 hours ago • Promoted • New!
VP, Associate General Counsel (Employment)
Walker & Dunlop • Bethesda, MD, United States
Full-time
Last updated: 16 days ago • Promoted
Associate General Counsel
Peggy Browning Fund • Washington, DC, United States
Full-time
Last updated: 30+ days ago • Promoted
SVP, Commercial Relationship Manager - Central Maryland Market
Capital Bank MD • Columbia, MD, United States
Full-time
Last updated: 30+ days ago • Promoted
Deputy General Counsel
Office of The Chief Financial Officer • Washington, DC, United States
Full-time
Last updated: 10 days ago • Promoted
Mid-Corporate Services, Relationship Associate, VP
Citigroup • Washington, DC, US
Full-time
Last updated: 16 hours ago • Promoted • New!
VP Private Client Group - Washington, DC
CNI Consulting Inc. • Washington, DC, us
Full-time
Quick Apply
Last updated: 30+ days ago
Associate General Counsel, Capital Markets
FINRA • Washington, DC, United States
Full-time
Last updated: 30+ days ago • Promoted
Associate General Counsel - Global Nonprofit Strategy & Risk
Firm Advice • Washington, DC, US
Full-time
Last updated: 2 days ago • Promoted
Deputy General Counsel & EVP
American Bankers Association • Washington, DC, United States
Full-time
Last updated: 18 days ago • Promoted
Director, Risk Governance & Strategy (Hybrid) (Richmond, VA or Columbia, MD)
Atlantic Union Bank • Columbia, MD, United States
Full-time
Last updated: 2 days ago • Promoted
Senior Vice President, Senior Associate General Counsel, Technology & Transactions
ACC - Association of Corporate Counsel • Washington, DC, United States
Full-time
Last updated: 30+ days ago • Promoted
Lead Counsel / Banking / Regulatory - VP
Citigroup Inc. • Washington, DC, United States
Full-time
Last updated: 6 days ago • Promoted
Associate General Counsel
FHI 360 • Washington, DC, United States
Full-time
Last updated: 27 days ago • Promoted
Associate General Counsel
Family Health International • Washington, DC, United States
Full-time
Last updated: 20 days ago • Promoted
SVP, Senior Associate General Counsel
AARP • Washington, DC, US
Full-time
Last updated: 29 days ago • Promoted
Lead Counsel / Banking / Regulatory - VP
Citi • Washington, DC, United States
Full-time
Last updated: 28 days ago • Promoted
Vice President / Deputy General Counsel (Washington, D.C.)
Confidential • Washington, D.C., DC, United States
Full-time
Last updated: 4 hours ago • Promoted • New!