Remote Chief Regulatory Officer, FinTech Compliance LeaderKyler Professional Search • San Francisco, CA, United States
Remote Chief Regulatory Officer, FinTech Compliance Leader
Kyler Professional Search • San Francisco, CA, United States
3 days ago
Job type
- Full-time
- Remote
Job description
A leading FinTech company is seeking a Compliance Officer to lead regulatory and compliance functions for a registered broker-dealer. The ideal candidate will have over 15 years of experience in broker-dealer compliance and deep knowledge of FINRA and SEC regulations. This role offers 100% remote flexibility along with a competitive salary and benefits package. You will collaborate with executive leadership to align compliance operations with business initiatives.
#J-18808-Ljbffr
Create a job alert for this search
Chief Compliance Officer • San Francisco, CA, United States
Related jobs
A fast-growing FinTech company is seeking a seasoned compliance professional to lead their regulatory strategy.This role offers full remote flexibility and involves significant responsibilities, in...Show more
Are you ready to build America's energy future? Form Energy is an American manufacturing and energy technology company.We're revolutionizing energy storage with cost-effective, multi-day technology...Show more
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
Associate Director for Collections and Operations .The UC academic salary scales set the minimum pay determined by rank and step at appointment.
See the following table for the salary scale for th...Show more
A financial services company is seeking an experienced professional to lead regulatory compliance for a registered broker-dealer and RIA.
This role requires 15+ years of experience in broker-dealer ...Show more
A pioneering financial technology company is seeking a Compliance Leader to oversee all regulatory functions for a registered broker-dealer and RIA.
This fully remote position requires 15+ years of ...Show more
A pioneering FinTech company is seeking a Compliance Officer to lead regulatory functions and compliance strategies.This role requires a minimum of 15 years of experience in broker-dealer complianc...Show more
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
A pioneering compliance and regulatory firm is seeking a Compliance Leader to oversee regulatory functions for a registered broker-dealer.
Candidates must have over 15 years of broker-dealer complia...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer.
This fully remote role requires over 15 years of experience in ...Show more
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
A leading recruiting firm is seeking an experienced compliance executive for a full-time position in a pioneering financial technology company.
This remote role involves overseeing compliance functi...Show more
A fast-growing FinTech company is seeking a seasoned compliance professional to lead its regulatory functions.The ideal candidate will have over 15 years of experience in broker-dealer compliance a...Show more
Lead and oversee all regulatory and compliance functions for a registered broker-dealer and RIA.Develop and execute compliance strategy aligned with company growth goals.
Manage relationships with r...Show more
Why This Is a Great Opportunity.Play a lead role in shaping the compliance and regulatory strategy for a fast-growing FinTech company revolutionizing the securities industry.Join a mission-driven, ...Show more
Chief Financial Officer & Senior Associate Athletics Director, Intercollegiate Athletics (0213U) 80.At the University of California, Berkeley, we are dedicated to fostering a community where everyo...Show more
A pioneering financial technology company is seeking a Compliance Officer to lead regulatory functions for a registered broker-dealer, offering a competitive salary and 100% remote work.Candidates ...Show more
A leading financial services firm in San Francisco is seeking a Regulatory Compliance Manager to lead compliance functions for their broker-dealer and RIA.
The role requires 15+ years of experience ...Show more
Remote Chief Compliance Officer — FinTech Growth Leader
Sterling St. James, LLC • San Francisco, CA, United States
Remote
Full-time
Last updated: 10 hours ago • Promoted • New!
Senior Compliance Test EngineerCompliance & Certification • Berkeley, CA • Full time • On-site
Form Energy • Berkeley, CA, United States
Full-time
Last updated: 17 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Retail Options • San Francisco, CA, United States
Full-time
Last updated: 3 days ago • Promoted
Associate Director for Collections and Operations - School of Law
University of California-Berkeley • Berkeley, CA, United States
Full-time
Last updated: 30+ days ago • Promoted
Remote Chief Regulatory Officer - FinTech Compliance Leader
Integra Personnel • San Francisco, CA, United States
Remote
Full-time
Last updated: 1 day ago • Promoted
Remote Chief Regulatory Officer, FinTech Compliance Leader
The Boland Group • San Francisco, CA, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer - FinTech Compliance (Remote)
Enhanced Staffing • San Francisco, CA, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Career Development Partners • San Francisco, CA, United States
Full-time
Last updated: 12 days ago • Promoted
Remote Chief Regulatory Officer, FinTech Compliance Leader
Career Transitions • San Francisco, CA, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer, FinTech Compliance (Remote)
Ilocatum • San Francisco, CA, United States
Remote
Full-time
Last updated: 1 day ago • Promoted
Chief Regulatory Officer - FinTech / Broker-Dealer Compliance
Butler Recruitment Group LLC • San Francisco, California, United States
Full-time
Quick Apply
Last updated: 3 days ago
Remote Chief Regulatory Officer, FinTech Compliance Leader
Professional Recruiting Consultants, Inc. • San Francisco, CA, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer — FinTech Compliance (Remote)
bizjobz LLC • San Francisco, CA, United States
Remote
Full-time
Last updated: 10 hours ago • Promoted • New!
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Career Search Associates • San Francisco, CA, United States
Full-time
Last updated: 3 days ago • Promoted
Chief Regulatory Officer – FinTech / Broker-Dealer Compliance
Sun Recruiting, Inc. • San Francisco, CA, United States
Full-time
Last updated: 3 days ago • Promoted
Chief Financial Officer & Senior Associate Athletics Director, Intercollegiate Athletics (0213U) 80
InsideHigherEd • Berkeley, California, United States
Full-time
Last updated: 30+ days ago • Promoted
Chief Regulatory Officer - FinTech (Remote | Equity)
Gables Search Group • San Francisco, CA, United States
Remote
Full-time
Last updated: 3 days ago • Promoted
Remote Chief Compliance Officer — Broker-Dealer Reg Growth
SearchStars • San Francisco, CA, United States
Remote
Full-time
Last updated: 3 days ago • Promoted