Sr. CAT Compliance Analyst

Capco - The Future. Now.Capco is a distinctly and positively different place to work. Much more than consultants, we are active participants in the global financial services industry. Our passionate business and technology professionals enjoy a unique environment where they are actively encouraged to apply intellect, innovation, experience and teamwork. We ware dedicated to fully supporting our world class clients as they respond to challenges and opportunities in : Banking & Payments, Capital Markets, Insurance, Wealth & Asset Management and Energy. Experience Capco for 's Talk About YouYou want to Own Your Career. You're serious about rising as far and as fast as your work and achievements can take you. And you're ready to write the next chapter of your career story : a challenging and rewarding role as a Capco Project Manager.Let's Get Down to BusinessCapco is looking for talented, innovative and creative people to join our incredible and growing Team focused on our financial services clients. We are looking for experienced Technology Project Managers with exceptional domain expertise who can work directly with our clients on mission-critical projects. About the RoleResponsibilities The Consolidated Audit Trail (CAT) is a regulatory framework established by the SEC to track all order and trading activity throughout U.S. markets for listed equities and options.It aims to enable regulators to efficiently monitor trading activity and ensure compliance with regulatory Us What You've Got In depth knowledge and working experience of CAT regulation & rules in a major financial institution OR similar experience in other major regulations : MIFIR, DF, SFTRUnderstanding of capital markets environments - listed equities and options trade flows / life cycle eventsWork with compliance, legal and IT to analyse issues and defects, identify root cause analysis and document requirements and solution to resolveFluent in working with large data (millions of records) using SQL, advanced visual Basic / macro's / excel functions - including ETL functions, data mapping & transformationExperience with regulatory trade reporting concepts like controls, trade reporting reconciliations, reference data enrichment, data backloadingAbility to provide client guidance and solution options, best practises for certain issues and challenges (e.g. source to back reconciliation)Ability to self start and work independentlyAbility to create data load files, submit to finra and analyse response file / errorsProfessional experience is important. But it's paramount you share our belief in disruptive innovation that puts clients ahead in a tough market. From day one, your key mission will be to perceive new and better ways of doing things to give your clients an advantage.Now Take the Next StepWe have : Access to industry-focused talent globallyAbility to leverage best-in-class innovative products and solutions for complex architecture and large-scale transformationExtended global geographic market reachAbility to capitalize on our client footprint and deep domain expertise within financial services and energyFor more information about Capco, visit is an equal opportunity employer. We evaluate qualified applicants without regard to race, colour, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics.