Strategic VP Counsel, Brokerage & Compliance

A leading financial services firm is seeking a Vice President, Associate General Counsel to support its brokerage and investment advisory operations. This role involves providing legal analysis and advice on regulatory compliance, drafting client agreements, and collaborating with various business units. The ideal candidate will have over 5 years of experience in securities law, excellent legal writing and research skills, and thrive in a fast-paced environment. Competitive compensation and benefits are provided.

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