Marketing Compliance Associate

Company Name : tastytrade

Role : Marketing Compliance Associate

Location : Chicago IL Hybrid (3 days / week in office)

Required : Series 7 Series 24 and Series 63 ( Series 3 & 4 required post-hire )

As the Marketing Compliance Associate the main responsibility of the position is to review and approve the firms retail communications with the public for marketing and advertising initiatives. You will coordinate directly with the Director of Marketing Compliance on the review of advertising communications and marketing materials to ensure compliance with applicable regulatory rules governed by FINRA SEC NFA and CFTC.

What Youll Do :

• Assist with the review of marketing and advertising communications for compliance with applicable regulatory requirements
• Help maintain relevant policies and procedures related to marketing and advertising communications
• Maintain the firms comprehensive record inventory and ensure compliance with firm procedures to evidence reviews approvals intended first use and last use dates
• Incorporate relevant changes to regulatory rules applicable to the firms business into the firms procedures and ensure new marketing materials are approved accordingly
• Provide other compliance support when needed
• Help provide training and guidance on key policies and procedures related to the firms marketing compliance program

Who You Are :

Licensing :

Company Perks / Benefits :

Salary Range : $100000 - $110000

The actual salary offered will be based on the candidates level of experience and qualifications

Discretionary performance bonus : 5-10% of base salary based on individual and company performance

About Us :

The tastyhouse of brands empowers individual traders differently. tastylive founded in 2011 is an online financial media networktastytrade (previously known as tastyworks) is a self-directed retail brokerage firm that launched in 2017 tasty Software Solutions and tastyfx is a registered Forex 2021 London-based IG Group acquired tastylive Inc. (previously known as tastytrade) and assigned it to lead business in North is the fastest-growing forex broker in the US over the past few years. Changing the IG US name to tastyfx marks the next chapter in aligning with the tasty brand family and offering a more forex-focused experience. This combined team has years of experience like institutional brokers but also a passion for disrupting the entire trading industry.

Our dream is simple : we want more people to find more success witha bettertrading experience. Thats why were investing heavily in the right people technology and media to make that happen in the US and across the globe.

Location : Our office is in the West Loop - Chicagos growing center of tech great cuisine and high-end bars.

tastytrade tasty live tastyfx tastycrypto

1330 W Fulton Market Chicago IL 60607

Required Experience :

IC

Key Skills

Digital Marketing,Marketing,MailChimp,Business Management,Constant Contact,HubSpot,Responsys,Email Marketing,Adobe Photoshop,Social Media Management,Copywriting,Adobe Indesign

Employment Type : Full Time

Experience : years

Vacancy : 1

Monthly Salary Salary : 100000 - 110000