Compliance Officer (Regulatory Risk)Mindlance • Jersey City, New Jersey, United States
Compliance Officer (Regulatory Risk)
Mindlance • Jersey City, New Jersey, United States
15 days ago
Job type
- Full-time
- Quick Apply
Job description3 to 5 year s experience working for a financial services firm and / or self-regulatory organization in Compliance, Risk, Regulatory roles and / or data analytics roles. Comfortable reading and interpreting regulatory notices and changes from regulators, including but not limited to, state / federal prudential regulators in the US, self-regulatory organizations and exchanges (NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB NYSE, CME, etc.,) that are applicable to the businesses of a foreign banking organization s businesses, processes and operations (investment banking, corporate banking, markets activities, bank regulatory matters etc.,). Presentation and reporting skills including MS Excel, SharePoint, Word, and PowerPoint. Strong knowledge of data analytics, working with structured and unstructured data. Experience with visual analytics tools (PowerBI, Tableau and / or other tools). Strong execution skills with the ability to work successfully under demanding deadlines. Team player with the ability to work collaboratively with front, back office and Compliance stakeholders and senior management. Strong communication skills including proficiency in writing concise and substantive commentary to summarize results. Strong attention to detail. Problem solving skills. Knowledge of corporate and institutional banking laws, rules, regulations, supervisory guidance, and industry best practices. BA or BS Degree a must.
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Regulatory Compliance • Jersey City, New Jersey, United States
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