Associate Trading Analyst, Overlay Portfolio Management

Job Overview :

The Associate Trading Analyst, Overlay Portfolio Management is responsible for the day to day management and trading of the centrally managed platforms : Model Wealth Portfolios (MWP), Personal Wealth Portfolios (PWP), Optimum Market Portfolios (OMP), Manager Select Model Deliver (MSMD), and Bank Wealth Platform (BWP). The AAO ensures that all accounts are managed in-line with the selected investment strategies. In addition, the AAO maintains regular reporting that allows the OPM to better monitor and understand the drivers of the Centrally Managed Platforms.

Responsibilities :

Execution of the OPMG processes as they relate to trading and day to day maintenance of the Centrally Managed Platforms.

Reviews and uploads model security portfolios submitted by investment managers and strategists.

Monitors individual client accounts or group of accounts to ensure accurate, timely, proper allocation to corresponding models.

Monitors corporate actions and reorganizations for their timely and accurate implementation.

Works in analyzing and reporting on platform activity and communicates findings. (Month End Reports, AUM)

Documents and maintains information critical on investment decisions.

Prioritizations of solution implementation based on financial risk. (What account should trade first or what process should happen first)

Provides exemplary customer service by acting as a primary contact between OPMG and internal business partners.

Desire to learn and grow as well as help others learn and grow.

Enthusiastic, positive attitude.

Ability to take on new challenges.

What are we looking for?

The ideal candidate will have a client-first customer service oriented mind-set from a financial background, with strong attention to detail, problem-solving skills , and excellent verbal and written abilities . Candidate will be able to contribute positively to a team-focused environment , driving both growth and innovation .

Requirements :

1+ years of Service-oriented experience working with various groups such as clients, other firms, service team, offshore partners, and various business units within a company

1-2+ years working in the financial services space

Licenses – Series 7 and Series 65 or Series 66

Core Competencies :

Demonstrates the ability to collaborate across departments and in meetings to implement or support ongoing processes and projects.

Ability to handle escalated items timely and accurately.

Shows an eagerness to constantly learn

Effective team player with a strong attention to detail

Preferences : Bachelor's degree

MS- Excel- Proficient

Visual Basic- Introductory

Experience with trading software such as VestMark or Fiserv

Pay Range :

24.23-$40.38 / hourActual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

Company Overview :

LPL Financial Holdings Inc. (Nasdaq : LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

Join LPL Financial : Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.