Compliance & Grant Reporting Officer • New York, NY, US
Day-to-Day Responsibilities This role involves enhancing the regulatory governance framework for the firm's broker-dealer operations.Managing the regulatory calendar and tracking obligations to ens...Show more
Morgan Stanley Senior Compliance Officer.Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth manage...Show more
Responsible for reviewing and approving US-facing marketing and advertising materials to ensure compliance with FINRA Rule 2210, applicable SEC requirements, and AllianzGI internal marketing compli...Show more
Junior Professional For Enterprise Risk Management.Operations is seeking an ambitious junior professional to join our Enterprise Risk Management Governance and Reporting team.This role involves ass...Show more
Flow Traders is seeking a Compliance Officer in New York to support our multi-asset, fast-paced trading environment.Reporting to the Chief Compliance Officer, you will partner with trading, risk, a...Show more
Compliance Team Role at Mercer.We are seeking a talented individual to join our Compliance team at Mercer.This role will be based in New York.This is a hybrid role that has a requirement of working...Show more
Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team.This is an exciting opportunity to join a fast-growing business and work in a dynami...Show more
Compliance Officer (Investment Products).Please note that this opportunity requires relocation to our Luxembourg office.Satispay was born to revolutionize everyday payments making them simple, fair...Show more
Polymarket AML Compliance Officer.Polymarket is the world's largest prediction market platform.We enable individuals to express views on real-world events by trading on outcomes across politics, ec...Show more
Stripe is a financial infrastructure platform for businesses.Millions of companies - from the world's largest enterprises to the most ambitious startups - use Stripe to accept payments, grow their ...Show more
PJT Partners is a global advisory-focused investment bank.Our team of senior professionals delivers a wide array of strategic advisory, shareholder advisory, restructuring and special situations an...Show more
Virtu is a leading financial firm that leverages cutting edge technology to deliver deep liquidity to the global markets and innovative, transparent trading solutions to our clients.As a market mak...Show more
Apollo is seeking a Compliance Officer to join its Financial Crimes Compliance (FCC) team, whose mission is to prevent, detect, and address illicit financial activity across the firm.This individua...Show more
Blackstone Credit & Insurance Job.Blackstone Credit & Insurance ("BXCI") is one of the world's leading credit investors.Our investments span the credit markets, including private investment grade, ...Show more
A growing healthcare organization is seeking an experienced Compliance Officer to oversee regulatory compliance for its Home and Community-Based Services (HCBS) program.This role is critical in ens...Show more
Branch Examiner / Compliance Officer.Location: Jersey City, NJ Duration: 11+ Weeks Daily Responsibilities: The Branch Inspection Program is one pillar of the US Broker-Dealer Shared Services team r...Show more
The New York City Mayor's Office is responsible for overseeing city services throughout the five boroughs, coordinating public agencies and departments, and managing public property.The administrat...Show more
With substantial growth at Hillspire and across all of the Schmidt entities, Hillspire's Grants and Philanthropic Services team is poised to play an increasingly pivotal role in supporting the phil...Show more
