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Governance & Control Analyst III US Treasury
Governance & Control Analyst III US TreasuryTD Bank • Charlotte, Vermont, USA
Governance & Control Analyst III US Treasury

Governance & Control Analyst III US Treasury

TD Bank • Charlotte, Vermont, USA
6 days ago
Job type
  • Full-time
Job description

Work Location :

Charlotte North Carolina United States of America

Hours : 40

Pay Details : $58760 - $93600 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business : Governance & Control

Job Description :

The Governance & Control Analyst III provides specialized business governance and control guidance and support for a business or functional area and implements policies / processes and / or initiatives to meet business governance and control objectives. May provide complex reporting analysis testing and assessments at the functional or enterprise level and is generally a lead or SME for a given area / function.

Department Overview :

The role will be accountable for supporting the US Treasury 1B Governance and Control teams mandate of risk / control governance guidance and advisory to Treasury functions such as Capital Management Recovery and Resolution Planning Asset Liabilities Management etc. with the goal of ensuring practices align to industry best practices meet regulatory expectations and comply with Internal Policy requirements. Key responsibilities include execution of Risk and Control Self-Assessment (RCSA) to ensure alignment with the operational risk management framework; identification and assessment of risk and controls support with risk and control guidance or documentation identify automation opportunities and establishing optimization strategies and support with issue root cause analysis and remediation plans.

Depth & Scope :

  • Experienced working professional role providing specialized services advisory or processes / program support within their own area of specialty
  • Requires business experience conceptual and practical knowledge of own specialty and knowledge of broader related areas
  • Accountable for own work and acts as an escalation point or knowledge resource for others
  • Leads projects or work streams within broader projects with moderate risk and may be accountable for managing ongoing activities processes and functional programs
  • Works within broad guidelines / policies and independently performs tasks from end-to-end
  • Solves moderately complex problems by taking a new perspective on existing solutions
  • Exercises judgment based on the analysis of multiple sources of information
  • Conveys business context when providing guidance within field of specialty to internal or external stakeholders
  • Identifies and leads problem resolution

Education & Experience :

  • Undergraduate degree preferred
  • Broad knowledge of business and risk and control environment
  • 4 years of relevant experience
  • Solid knowledge of governance risk and control procedures strategies & tactics
  • Knowledge of current and emerging trends
  • Skill in using analytical software tools data analysis methods and reporting techniques
  • Skill in using computer applications including MS Office
  • Ability to communicate effectively in both oral and written form
  • Ability to work collaboratively and build relationships
  • Ability to work successfully as a member of a team and independently
  • Ability to exercise sound judgement in making decisions
  • Ability to analyze research organize and prioritize work while meeting multiple deadlines
  • Ability to process and handle confidential information with discretion
  • Experience in Banking industry with working knowledge of Capital Planning Stress Testing Recovery and Resolution Planning preferred
  • Experience in developing and executing process controls preferred
  • Superior documentation and presentation skills preferred
  • Experience with Microsoft Power Apps suite preferred
  • Deep knowledge and experience with Microsoft Office suite specifically MS Excel preferred
  • Experience with project management process and control execution and process improvement preferred
  • Customer Accountabilities :

  • Provides specialized business governance and control related advice / support to management / leadership and respective teams for area(s) of specialization
  • Leads on the implementation of governance and control initiatives in support of the overall business / function strategy
  • Manages a set of business governance and control work activities requiring coordination across multiple areas
  • Reviews processes and controls and connects the dots across issues and control deficiencies in order to increase standardization of solutions processes and controls
  • Supports / manages the integrated implementation of policies / processes / procedures / changes across multiple functional areas
  • Provides subject matter expertise to projects / initiatives and participates in identifying designing and testing solutions and supporting implementation activities
  • Shareholder Accountabilities :

  • Ensures programs / policies / practices are well-managed meet business needs / priorities and comply with internal / external requirements
  • Exercises discretion in managing communication / correspondence information and all matters of confidentiality
  • Conducts research projects; supports the development / delivery of materials and presentations to management or broader audience
  • Adheres to enterprise frameworks or methodologies that relate to activities for own business area
  • May lead work streams by acting as a project lead / SME for medium-scale projects / initiatives in accordance with project management methodologies
  • Protects the interests of the organization identifies and manages risks and escalates non-standard high-risk transactions / activities as necessary
  • Maintains a culture of risk management and control supported by effective processes in alignment with risk appetite
  • Is knowledgeable of and complies with Bank Code of Conduct
  • Employee / Team Accountabilities :

  • Participates as a member of the team supports a positive work environment and ensures timely communication
  • Supports team by regularly enhancing knowledge / expertise in own area and participates in knowledge transfer
  • Keeps current on emerging trends / developments and grows knowledge of the business related tools and techniques
  • Keeps others informed about the status / progress of projects
  • Contributes to team development of skills and capabilities through mentorship of others by sharing knowledge and experiences and leveraging best practices
  • Contributes to a fair positive and equitable environment
  • Acts as a brand ambassador for your business area / function and the Bank
  • Physical Requirements :

    Never : 0%; Occasional : 1-33%; Frequent : 34-66%; Continuous : 67-100%

  • Domestic Travel Occasional
  • International Travel Never
  • Performing sedentary work Continuous
  • Performing multiple tasks Continuous
  • Operating standard office equipment - Continuous
  • Responding quickly to sounds Occasional
  • Sitting Continuous
  • Standing Occasional
  • Walking Occasional
  • Moving safely in confined spaces Occasional
  • Lifting / Carrying (under 25 lbs.) Occasional
  • Lifting / Carrying (over 25 lbs.) Never
  • Squatting Occasional
  • Bending Occasional
  • Kneeling Never
  • Crawling Never
  • Climbing Never
  • Reaching overhead Never
  • Reaching forward Occasional
  • Pushing Never
  • Pulling Never
  • Twisting Never
  • Concentrating for long periods of time Continuous
  • Applying common sense to deal with problems involving standardized situations Continuous
  • Reading writing and comprehending instructions Continuous
  • Adding subtracting multiplying and dividing Continuous
  • The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.

    Who We Are :

    TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

    TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

    Our Total Rewards Package

    Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation / incentive awards (e.g. eligibility for cash and / or equity incentive awards generally through participation in an incentive plan) and several other key plans such as health and well-being benefits savings and retirement programs paid time off (including Vacation PTO Flex PTO and Holiday PTO) banking benefits and discounts career development and reward and recognition. Learn more

    Additional Information :

    Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

    Colleague Development

    If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

    Training & Onboarding

    We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

    Interview Process

    Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

    Accommodation

    TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin age disability status as a protected veteran or any other characteristic protected under applicable federal state or local law.

    If you are an applicant with a disability and need accommodations to complete the application process please email TD Bank US Workplace Accommodations Program at . Include your full name best way to reach you and the accommodation needed to assist you with the applicant process.

    Required Experience :

    IC

    Key Skills

    Computer,IT Audit,CAD CAM,ABAP,Exterior Designing,HR Operations

    Employment Type : Full-Time

    Experience : years

    Vacancy : 1

    Monthly Salary Salary : 58760 - 93600

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