Wealth Management Officer

Wealth Management Account Administrator

Responsible for administration of Wealth Management accounts including providing excellent customer service, maintaining compliance with related policies, procedures and regulatory requirements, and for new business development.

Essential Job Functions :

• Responsible for administration of custody, investment management, individual retirement accounts in accordance with Company policy, regulatory requirements, and client objectives.
• Perform business development activities to identify potential clients, create new client relationships, and build existing relationships. Participate in Company Cross-Sell & Referral Program as appropriate.
• Interact with clients to provide advice and guidance.
• Participate actively in Internal Review Committee meetings; represent department, division, and Company at appropriate internal meetings as well as at external networking events. Develop relationships with attorneys, CPAs and other Centers of Influence.
• Keep up-to-date on industry trends, legal and tax requirements, and industry developments. Participate in training and continuing education opportunities as appropriate, and assist in staff development.
• Assist management with activities to meet department goals, division objectives, and Company strategic plans. Comply with operating policies, procedures, and regulatory requirements.
• Participate actively in the community by attending events or participation in local not-for-profit boards.

Qualifications :

Education / Certifications :

Skills / Knowledge :

Physical Requirements :