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Bank examiner Jobs in Atlanta, GA

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Bank examiner • atlanta ga

Last updated: 3 hours ago
  • Promoted
Sr. Branch Office Examiner

Sr. Branch Office Examiner

OsaicAtlanta, GA, US
Full-time
Compliance Opportunity in Financial Services.Atlanta : 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339.La Vista : 12325 Port Grace Blvd, La Vista, NE 68128. Scottsdale : 18700 N Hayden Rd, Suite...Show moreLast updated: 30+ days ago
  • Promoted
Claims Examiner

Claims Examiner

Atlanta StaffingAtlanta, GA, US
Full-time
At WelbeHealth, we are transforming the reality of senior care by providing an all-inclusive healthcare option to the most vulnerable senior population, while serving as a care provider and care pl...Show moreLast updated: 5 days ago
DNA Examiner

DNA Examiner

Athenix Solutions GroupForest Park, GA, US
Full-time
Athenix Special Missions is currently seeking a.This position will help support exploitation missions both CONUS (Continental United States) and OCONUS (Outside Continental United States) via deplo...Show moreLast updated: 27 days ago
DNA Examiner

DNA Examiner

SHINE SystemsForest Park, GA, United States
Temporary
Gillem with rotational OCONUS deployments (18 / 6 month rotation).Employees will process cases, but their main role will support the Defense Forensic Science Centers customer's database submissions.S...Show moreLast updated: 30+ days ago
  • Promoted
Georgia Title Examiner (Remote)

Georgia Title Examiner (Remote)

First American Financial CompanyAtlanta, GA, United States
Full-time
Join a team that puts its People First! First American's Agency Division is dedicated to providing our policy-issuing agents with resources, services and underwriting guidance needed to achieve new...Show moreLast updated: 2 days ago
  • Promoted
Claims Examiner

Claims Examiner

VirtualVocationsDecatur, Georgia, United States
Full-time
A company is looking for a Claims Examiner - Remote.Key Responsibilities : Review and adjudicate medical claims, ensuring accurate coding and data entry Verify patient eligibility and provider cr...Show moreLast updated: 30+ days ago
Plans Examiner.

Plans Examiner.

GeorgiaGovAtlanta, Fulton, Georgia
Full-time
Under managerial supervision, the Plans Review Examiner is responsible for reviewing and evaluating building construction plans, specifications, and related documents to ensure compliance with appl...Show moreLast updated: 30+ days ago
  • Promoted
DNA / Forensics Examiner

DNA / Forensics Examiner

Chimera Enterprises InternationalAtlanta, GA, United States
Full-time
Must be able to deploy at times to forensics facilities outside of the United States.There is a pay differential associated with deployment. Responsibilities include but are not limited to : .Conduct ...Show moreLast updated: 2 days ago
  • Promoted
Claims Examiner-GL / BI

Claims Examiner-GL / BI

HiscoxAtlanta, GA, US
Full-time
Does researching and analyzing a complex book of claims light a fire inside you? If so, why don't you apply for the Claims Examiner position!. The US Claims team at Hiscox is a growing group of prof...Show moreLast updated: 21 days ago
  • Promoted
Forensic Examiner 1 - DNA

Forensic Examiner 1 - DNA

Oak Ridge Associated UniversitiesForest Park, GA, United States
Full-time
Appointment Type : Full-Time Regular A (FTR-A).To perform independent routine to moderately complex technical examinations of biological evidence to include DNA analyses. Responsible for conducting s...Show moreLast updated: 30+ days ago
  • Promoted
Georgia Title Examiner (Remote)

Georgia Title Examiner (Remote)

First AmericanAtlanta, GA, United States
Full-time
Who We Are Join a team that puts its People First! First American's Agency Division is dedicated to providing our policy-issuing agents with resources, services and underwriting guidance needed to ...Show moreLast updated: 2 days ago
Field Examiner Senior

Field Examiner Senior

PNCAtlanta, GA, USA
Full-time
At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve.We are all united in delivering the best experience for our customers.As a(n) [position title] w...Show moreLast updated: 30+ days ago
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FCE Examiner / Physical Therapist II

FCE Examiner / Physical Therapist II

Resurgens OrthopaedicsAtlanta, GA, US
Full-time
Shape Recovery and Restore Independence — Join Resurgens Orthopaedics as an FCE / Physical Therapist!.At Resurgens, we’re committed to delivering exceptional musculoskeletal care throug...Show moreLast updated: 3 hours ago
  • Promoted
Claims Examiner

Claims Examiner

Georgia StaffingAtlanta, GA, US
Full-time
At WelbeHealth, we are transforming the reality of senior care by providing an all-inclusive healthcare option to the most vulnerable senior population, while serving as a care provider and care pl...Show moreLast updated: 5 days ago
  • Promoted
Auditor / Examiner 2

Auditor / Examiner 2

GeorgiaAtlanta, GA, US
Full-time
Inspector General, Office Of The State - Oig.Primary duties include planning and conducting detailed audits and proactive reviews of statewide programs. This position will also support criminal and ...Show moreLast updated: 3 days ago
Litigation Claims Examiner

Litigation Claims Examiner

ReservAtlanta, GA, US
Full-time
Reserv is an insurtech creating and incubating cutting-edge AI and automation technology to bring efficiency and simplicity to claims. Founded by insurtech veterans with deep experience in SaaS and ...Show moreLast updated: 30+ days ago
  • Promoted
Forensic Examiner 2

Forensic Examiner 2

ORAU- Oct 29th Virtual FairForest Park, GA, United States
Full-time
To perform independent routine to complex technical examinations of evidence through the processing of materials for latent prints, recovery of latent prints, examinations, visualizing / recording of...Show moreLast updated: 2 days ago
DNA Examiner

DNA Examiner

Shine SystemsForest Park, GA, US
Temporary
Gillem with rotational OCONUS deployments (18 / 6 month rotation).Employees will process cases, but their main role will support the Defense Forensic Science Centers customer's database submissio...Show moreLast updated: 30+ days ago
  • Promoted
Digital Forensic Examiner

Digital Forensic Examiner

AmentumForest Park, GA, United States
Full-time
Amentum is currently seeking a Digital Forensic Examiner to support our customers' needs at Gillem Enclave Forest Park, GA and forward deployed forensic laboratories. The Digital Forensic Examiner (...Show moreLast updated: 2 days ago
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Sr. Branch Office Examiner

Sr. Branch Office Examiner

OsaicAtlanta, GA, US
30+ days ago
Job type
  • Full-time
Job description

Osaic Careers

Compliance Opportunity in Financial Services

Senior Branch Office Examiner

Location(s) :

Atlanta : 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339

La Vista : 12325 Port Grace Blvd, La Vista, NE 68128

Oakdale : 7755 3rd St. N, Oakdale, MN 55128

Scottsdale : 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255

St. Petersburg : 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702

Qualified remote applicants will be considered for this role.

Role Type : Full-time

Salary : $74,000 - $80,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more.

Summary :

Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and / or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements :

  • Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities :

  • Conduct approximately 100-120 exams per year.
  • Travel independently up to 50% of the time when needed for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.
  • Perform for cause exams as needed.
  • Mentor junior team members.
  • Basic Requirements :

  • 5+ years-experience in Compliance or Branch Exams.
  • FINRA Series 7 and Series 24 licenses are required.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Ability to interpret the Sales Practice Manual, FINRA manual, FINRA Notices to Members, Compliance notices and other publications concerning broker / dealer regulation.
  • Proficient with Windows and MS applications such as Word, Excel, PowerPoint, and Outlook
  • Must be detail-oriented, investigative and the ability to work independently.
  • Preferred Requirements :

  • Experience with Independent Broker-Dealer
  • FINRA Series 66