Broker Jobs in Coral Springs, FL

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Broker • coral springs fl

Last updated: 20 hours ago

Promoted

Risk Advisory (Broker Dealer) Manager

Kaufman RossinBoca Raton, FL, United States

Full-time

Seeking a new challenge where your professional and personal aspirations are not only possible but supported? Kaufman Rossin might be just the place for you!. As one of the top accounting firms in t...Show moreLast updated: 2 days ago

Environmental Broker

H.W. Kaufman GroupFL, US

Build agent and broker relationships, find sources, and be creative in placing risks and identifying product opportunities. Handle accounts of all sizes, must be willing to work towards handling lar...Show moreLast updated: 30+ days ago

Promoted

Insurance Broker - License Required

Faison GroupPompano Beach, Florida

Quick Apply

Faison Group Benefits is an independently owned insurance agency with a bold strategy to an action plan that provides a full spectrum of benefit solutions to clients on a national scale.We are a fu...Show moreLast updated: 30+ days ago

WBD Sales Consultant - Broker Distribution (Florida)

Pacific LifeFlorida

$75,000.00 yearly

Remote

Full-time

Pacific Life is seeking a skilled sales professional to support the growth of Broker Distribution within the Workforce Benefits organization. You will play an integral part in Pacific Life’s efforts...Show moreLast updated: 30+ days ago

Marine Insurance Broker

IDEX ConsultingFlorida

$110,000.00–$150,000.00 yearly

As a Marine Insurance Broker providing solutions to your clients, you leave no stone unturned.You enjoy the complexities of a typical marine insurance risk, but you thrive working within a varied r...Show moreLast updated: 30+ days ago

Promoted
New!

Customs Broker Support Engineer

VirtualVocationsPompano Beach, Florida, United States

Full-time

A company is looking for a Customs Broker Support Engineer / Forwarder / Trainer.Key ResponsibilitiesResponding to customer telephone calls and emailsProactive monitoring of application behavior, and p...Show moreLast updated: 20 hours ago

Broker Relations Mgr II

Elevance HealthTH AND TH FL,ONE PENN PLAZA,NEW YORK,NY

$142,380.00–$254,250.00 yearly

Full-time

This position will work a hybrid model (remote and office).The ideal candidate must live within 50 miles of one of our Elevance Health PulsePoint locations. Travels to worksite and other locations a...Show moreLast updated: 30+ days ago

Inside Broker

Ryan Specialty GroupUSA, Florida, Boca Raton

$100,000.00–$125,000.00 yearly

Full-time

The Inside Broker is responsible for assisting the Broker in developing, managing, and sustaining profitable business by providing high level technical expertise. The role is responsible for managin...Show moreLast updated: 2 days ago

Trainee Execution & Sales Broker

TP ICAPFlorida

Full-time

The role of an Execution & Sales Broker is to work within our ICAP Relative Value (ICRV) Fixed Income execution team in its day to day trading and technological activities.The position has emphasis...Show moreLast updated: 30+ days ago

Risk Advisory (Broker Dealer) Manager

Kaufman RossinBoca Raton, FL, United States

2 days ago

Job type

Full-time

Job description

Why We Stand Out

Seeking a new challenge where your professional and personal aspirations are not only possible but supported? Kaufman Rossin might be just the place for you!

As one of the top accounting firms in the country, our foundation is "people first". In the words of James Kaufman, "we prioritize our people, their development, and their well-being...Our values are translated into action every day..."

Celebrated as the Best Place to Work in South Florida over a dozen times, Kaufman Rossin has grown to over 450 employees, with offices spanning the tri-county area, including sister entities Kaufman Rossin Wealth and Kaufman Rossin Alternative Investment Services

Think you have what it takes?

How You'll Contribute :

Kaufman Rossin is seeking a Manager-level professional to join our dynamic Risk Advisory group, in Boca Raton. This group assists broker-dealers, registered investment advisors, and hedge fund managers navigate FINRA & SEC regulations to stay in compliance with these regulators.

Co-lead the team, assisting with the execution and completion of operational, regulatory compliance, and business process control assessments
Perform evaluation and testing of Anti-Money Laundering and compliance programs to identify areas of risk
Develop creative and practical solutions for improvements that address identified risks
Identify and communicate technical matters to both clients and engagement team.
Develop and maintain client relationships
Actively assist with business development efforts

Requirements

What Skills You'll Bring :

6 - 8 years of experience at a broker dealer, investment adviser, or within a regulatory compliance environment

Bachelor's degree in a relevant technical field

Strong analytical skills including knowledgeable FINRA rule, Securities and Exchange 33 and 34 Acts, and Investment Adviser Act of 1940

Computer proficiency in Microsoft Office, specifically Excel

Ability to effectively communicate with management and clients

Bilingual in Spanish preferred

Attentive to details

How You'll Stand Out :

Industry-specific certifications

Ability to work overtime

Ability to periodically travel to different engagements

Benefits

We embrace authenticity. Kaufman Rossin is an equal opportunity employer. We are committed to creating a culture that reflects the diversity of our firm and clients. We encourage understanding, acceptance, and celebration among all people. That includes lifestyle, education, experience, race, ethnicity, age, religion, physical ability, sexual orientation, and gender identity. Differences make unique varieties.