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Chief operations officer Jobs in St louis mo

Last updated: 9 hours ago
  • Promoted
Chief Compliance Officer

Chief Compliance Officer

PlancorpSaint Louis, Missouri, US
Full-time
Show moreLast updated: 8 days ago
  • Promoted
Chief Operations Officer - Senior Manager - Consulting - Location OPEN

Chief Operations Officer - Senior Manager - Consulting - Location OPEN

Ernst and YoungSaint Louis, Missouri, US
$140,600.00–$304,000.00 yearly
Full-time
Show moreLast updated: 1 day ago
  • Promoted
Chief Development Officer (CG)

Chief Development Officer (CG)

EPIPSaint Louis, Missouri, US
$106,000.00–$118,000.00 yearly
Full-time
Show moreLast updated: 8 days ago
  • Promoted
Chief Executive Officer(CEO)

Chief Executive Officer(CEO)

Kimmel AssociatesSaint Louis, Missouri, US
Full-time
Show moreLast updated: 3 days ago
  • Promoted
Chief Development Officer

Chief Development Officer

UMSLSaint Louis, Missouri, US
$100,000.00–$135,000.00 yearly
Full-time
Show moreLast updated: 8 days ago
  • Promoted
Chief Information Security Officer

Chief Information Security Officer

SumnerOneSaint Louis, Missouri, US
Full-time
Show moreLast updated: 8 days ago
  • Promoted
Chief Data Officer

Chief Data Officer

VirtualVocationsSaint Louis, Missouri, United States
Full-time
Show moreLast updated: 3 days ago
  • Promoted
Chief Operating Officer

Chief Operating Officer

SureCamSaint Louis, Missouri, US
Full-time
Show moreLast updated: 3 days ago
Vice President, Finance Chief Operations Officer

Vice President, Finance Chief Operations Officer

The Cigna GroupSt. Louis, MO
Full-time
Show moreLast updated: 30+ days ago
  • Promoted
Chief Human Resource Officer

Chief Human Resource Officer

Harris-Stowe State UniversitySaint Louis, Missouri, US
Full-time
Show moreLast updated: 30+ days ago
  • Promoted
Chief Operating Officer

Chief Operating Officer

GreaterHealth Pharmacy & WellnessSaint Louis, Missouri, US
Full-time
Show moreLast updated: 8 days ago
Chief Financial Officer

Chief Financial Officer

Archdiocese of St. LouisSt Louis, MO, US
Show moreLast updated: 30+ days ago
Chief Financial Officer

Chief Financial Officer

People’s Family of CorporationsSt. Louis, MO
Show moreLast updated: 30+ days ago
  • Promoted
Chief Operations Officer

Chief Operations Officer

ScnteamSaint Louis, Missouri, US
Full-time +1
Show moreLast updated: 1 day ago
  • Promoted
Chief Operating Officer

Chief Operating Officer

Faith ChurchSaint Louis, Missouri, US
Full-time
Show moreLast updated: 8 days ago
  • Promoted
Chief Development Officer

Chief Development Officer

AFP St. LouisSaint Louis, Missouri, US
$100,000.00–$135,000.00 yearly
Full-time
Show moreLast updated: 8 days ago
Chief Financial Officer

Chief Financial Officer

St. Louis Symphony OrchestraSt. Louis, MO, US
Full-time
Show moreLast updated: 30+ days ago
  • Promoted
  • New!
Chief Development Officer FullTime Exempt

Chief Development Officer FullTime Exempt

CHADS COALITION FOR MENTAL HEALTHSaint Louis, Missouri, US
$100,000.00 yearly
Full-time +1
Show moreLast updated: 9 hours ago
Chief Financial Officer

Chief Financial Officer

JobotSt. Louis, MO, United States
$150,000.00–$250,000.00 yearly
Full-time
Show moreLast updated: 6 days ago
Chief Financial Officer

Chief Financial Officer

UB Greensfelder LLPSt Louis, MO, US
Show moreLast updated: 29 days ago
Chief Compliance Officer

Chief Compliance Officer

PlancorpSaint Louis, Missouri, US
8 days ago
Job type
  • Full-time
Job description

The information below covers the role requirements, expected candidate experience, and accompanying qualifications.

Plancorp is seeking a Chief Compliance Officer who will lead all components of the compliance program. The CCO will be responsible for designing, implementing, evolving, and monitoring the firm's compliance program. This role ensures that all activities of the firm meet regulatory requirements and acts as a liaison with legal and regulatory bodies on compliance-related issues. The CCO must be able to stay up to date with the evolving demands of regulatory compliance while aligning with company strategic initiatives.

Who We Are :

  • Nationally recognized fee-only RIA firm
  • St. Louis based; in business for 40+ years
  • AUM approx. $7.3 billion

Position Overview :

As with all positions at Plancorp, specific duties will be adapted to our clients’ needs. In general, in this role you will :

  • Drive a culture of compliance across the Company.
  • Adopt a solution-focused approach, emphasizing how to achieve business objectives within legal and regulatory requirements.
  • Engage with and advise senior management and staff on all issues concerning U.S. compliance rules, regulations, and procedures.
  • Maintain up-to-date knowledge of industry best practices to further develop effective compliance policies and procedures.
  • Constantly assess firm risks and define priorities to mitigate these risks then report progress to the Leadership Team and periodically update the Board.
  • Identify, mitigate, and disclose conflicts of interest within the firm to maintain Plancorp’s belief in transparency.
  • Manage Securities and Exchange Commission (SEC) exams when they occur including responding to the SEC request, coordinating interviews, and replying to action items from the SEC.
  • Timely approval of client and marketing (print, digital and social media) communications prior to releasing to the public to ensure the documents and information are not misleading and uphold Plancorp's fiduciary standards.
  • Train new employees and provide information, updates, and ongoing firmwide compliance training.
  • Oversee the preparation and ongoing maintenance of all applicable regulatory registrations and filings (e.g. filing of Form ADV, etc.).
  • Review and update Plancorp's client agreements.
  • Lead the annual custody audit.
  • Manage communication and relationship with compliance vendors.
  • Maintain a thorough understanding of state and federal securities rules and regulations governing the investment advisory industry through ongoing education and involvement with industry groups.

    • What you bring :

  • Bachelor's Degree, J.D. strongly preferred.
  • Bonus points for Series 65 OR CFP designation.
  • Five years+ serving in a compliance role for a Registered Investment Advisor (RIA).
  • Strong working knowledge of the Investment Company Act of 1940.
  • Knowledge and ability to compel others to adhere to a strong culture of compliance.
  • Strong leadership and problem-solving skills.
  • Excellent verbal and written communications skills sufficient to interact with all levels of the firm, clients, vendors, etc.
  • An understanding of the fundamentals of investing, including the characteristics and use of various investment securities, and the different types of investment accounts.
  • Respect for the confidentiality of client and corporate information.
  • Integrating activities with other departments to accomplish common goals.

    • Why work with us :

    You’ll have the opportunity to learn from our team of experts, do work that touches people’s lives, and be part of our unique culture. We take great care of the people who take care of our clients, offering 12 paid holidays, a comprehensive rewards package, daily catered lunch, and free access to a workout facility. People from underrepresented communities are encouraged to apply.

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