Compliance analyst Jobs in Newark, NJ
Last updated: 1 day ago
We are working with a large and prestigious Private Investment firm that manages > .B in AUM on a new Compliance opening.
This position will allow someone exposure to all the strategies of the firm a...Show moreLast updated: 22 days ago
CCC is currently looking for a Compliance Analyst.You are a highly skilled and motivated person with expertise in ISO 27001, SOC 2 Type 2, and PCI compliance standards.
In this role, you will be res...Show moreLast updated: 30+ days ago
A company is looking for a Compliance Analyst - National Remote.Key Responsibilities : Conduct regulatory compliance audits and monitor changes to laws and regulationsCommunicate compliance issues an...Show moreLast updated: 30+ days ago
Our client in the finance industry is seeking an AML Compliance Analyst to join their team.As an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team.The id...Show moreLast updated: 2 days ago
Job Role : Regulatory Compliance Analyst.Duration : 5 Months Contract with possible extension.Develop compliance testing programs for specific business units and products based upon applicable laws, ...Show moreLast updated: 30+ days ago
We are working with a professional services firm that has a need for Compliance Consultant for a 6-12 month project.Policy Development : Draft, review, and update corporate policies and procedures t...Show moreLast updated: 1 day ago
The Compliance Analyst - Registration will serve an initial liaison between new hires and the Legal and Compliance Department, as well as a coordinator of all aspects of the registration and licens...Show moreLast updated: 2 days ago
Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer.With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial...Show moreLast updated: 30+ days ago
At January, we bring humanity to consumer finance.Using data intelligence, we create trust and deliver better outcomes for consumers and creditors alike.
Our mission is simple : expand access to cred...Show moreLast updated: 14 days ago
The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and repo...Show moreLast updated: 25 days ago
Compliance Analyst (Korean Language Required).A global banking organization is seeking a dedicated and detail-oriented BSA (Bank Secrecy Act) Analyst to join our team in New York.This role will pri...Show moreLast updated: 20 days ago
Kashable is a fast growing, venture-backed FinTech startup headquartered in NYC.We provide inclusive, socially responsible, low-cost credit to American employees offered as a voluntary benefit thro...Show moreLast updated: 20 days ago
Oppenheimer") is a leading middle-market investment bank and full service broker-dealer.With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial servi...Show moreLast updated: 30+ days ago
Insight Global is seeking a Compliance Testing Analyst for a major financial services client in NYC.The role requires a proactive, solution-oriented individual with a positive attitude.Conduct deta...Show moreLast updated: 1 day ago
Department : Payments Compliance.Integrity360 is one of Europes leading cyber security specialists operating from office locations spread out across Europe, providing a comprehensive range of profes...Show moreLast updated: 1 day ago
Omnicom Media Group (OMG), the media services division of Omnicom Group Inc.NYSE : OMC) - delivers transformational experiences for consumers, clients, and talent.
Powered by the Omni marketing orche...Show moreLast updated: 25 days ago
Title : Compliance Policy Analyst.Org Unit : The Office of Compliance.As required under NYC Human Rights Law Int 1208-2018 - Salary range for this role when Hired for NYC Offices.The Policy Analyst p...Show moreLast updated: 7 days ago
A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team.In this role, the Compliance Analyst will be responsible for helping to ensure that the fir...Show moreLast updated: 25 days ago
The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program.This role requires an understanding of the regulatory landscape affecting investment advis...Show moreLast updated: 20 days ago
- Promoted
Compliance Analyst
Solomon Pagenew york city, NY, United States$80,000.00–$100,000.00 yearly
Full-time
- Promoted
Compliance Analyst
Copyright Clearance CenterRahway, NJ, USFull-time
- Promoted
Compliance Analyst
VirtualVocationsNew York, New York, United StatesFull-time
- Promoted
Regulatory Compliance Analyst
ExperisNew York, NY, US$45.00 hourly
Full-time
- Promoted
Regulatory Compliance Analyst
Axelon Services CorporationJersey City, NJ, US$59.00 hourly
Temporary
- Promoted
Compliance Analyst
TBG | The Bachrach GroupNew York, NY, United StatesFull-time
- Promoted
Compliance Analyst
Neuberger Berman Group LLCNew York, NY, US$75,000.00–$100,000.00 yearly
Full-time
- Promoted
Compliance Surveillance Analyst
Oppenheimer & Co. Inc.New York, NY, US$55,000.00–$75,000.00 yearly
Full-time
- Promoted
COMPLIANCE ANALYST
City of New YorkNew York City, New York, USA The Division of Shelter Operations oversees the daytoday operations of the agencys Single Adult Adulty Families and Families with Children shelter systems both directly run and contracted providers...Show moreLast updated: 18 days ago
- Promoted
Compliance Analyst
January Technologies, Inc.New York, NY, USFull-time
- Promoted
Compliance Analyst
Millennium Management, LLCNew York, NY, US$70,000.00–$160,000.00 yearly
Full-time
- Promoted
Compliance Analyst
JCWNew York, NY, United StatesFull-time
- Promoted
Junior Compliance Analyst
KashableNew York, NY, United States$55,000.00–$75,000.00 yearly
Full-time
- Promoted
Compliance Surveillance Analyst
Oppenheimer & Co.New York, NY, United States$55,000.00–$75,000.00 yearly
Full-time
- Promoted
Compliance Testing Analyst
Insight GlobalNew York, NY, United StatesFull-time
- Promoted
Compliance Analyst (Lithuania)
Integrity360New York, NY, USFull-time +1
- Promoted
Compliance Analyst
Omnicom Media Group USNew York, NY, US$50,000.00–$55,000.00 yearly
Full-time
- Promoted
Compliance Policy Analyst
Weill Cornell Medical CollegeNew York, NY, US$77,200.00–$86,300.00 yearly
Full-time
- Promoted
Compliance Analyst
Tandym GroupNew York, NY, USFull-time
- Promoted
Compliance Associate / Analyst
Green Key ResourcesNew York, NY, United StatesFull-time
Compliance Analyst
Solomon Pagenew york city, NY, United States22 days ago
Salary
$80,000.00–$100,000.00 yearly
Job type
- Full-time
Job descriptionKeep team informed about regulatory and industry changes and assist in updating policies and procedures; distribute these updates as necessary. Monitor and test electronic communications and trade surveillance; ensure comprehensive records. Perform annual and adhoc reconciliations on distribution lists, information retention, system controls, etc. Maintain a calendar of important regulatory filing dates and notify the team of these upcoming deadlines, as well as any other dates that impact the group. Previous experience with various global regulatory reporting, including Form ADV, 13G / H, Form PF, FATCA / CRS, and NFA filings. Assist / backup Code of Ethics monitoring, including employee personal trading. Review and edit marketing materials. Assist the team on projects involving external vendors and internal departments; managing the progress of these projects and keeping all parties informed of outstanding items. 4 years of compliance experience in financial services (strong preference for buyside) Bachelor’s degree
We are working with a large and prestigious Private Investment firm that manages >
25B in AUM on a new Compliance opening. This position will allow someone exposure to all the strategies of the firm and provide solid professional development. The hours are manageable and benefits are awesome. Our client wants someone with 2- 4 years of total experience.
- Salary : $80-$100k
Responsibilities :
Required Qualifications :
If you meet the required qualifications and are interested in this role, please apply today.
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