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Compliance analyst Jobs in Thornton, CO

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Compliance analyst • thornton co

Last updated: 18 hours ago
Remote Retirement Plan Compliance Analyst

Remote Retirement Plan Compliance Analyst

AscensusDenver, CO
Remote
Full-time
Essential Duties and Responsibilities.Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan do...Show moreLast updated: 30+ days ago
Legal Compliance Analyst

Legal Compliance Analyst

VirtualVocationsArvada, Colorado, United States
Full-time
A company is looking for a Legal Compliance Analyst responsible for investigating and responding to copyright infringement orders and subscriber requests. Key Responsibilities Analyze and draft re...Show moreLast updated: 5 days ago
  • Promoted
Analyst, AML Compliance

Analyst, AML Compliance

Western UnionDenver, CO, US
Full-time
Analyst, AML Compliance Denver, Colorado (Hybrid).Does the prospect of working in a global organization in the fight against money laundering motivate you? Are you ready to play a vital role in he...Show moreLast updated: 30+ days ago
  • Promoted
Senior Analyst, Provider Compliance

Senior Analyst, Provider Compliance

Colorado StaffingDenver, CO, US
Full-time
Medicaid Provider Compliance Leader.At CVS Health, we're building a world of health around every consumer and surrounding ourselves with dedicated colleagues who are passionate about transforming h...Show moreLast updated: 4 days ago
Branch Inspections Compliance Analyst

Branch Inspections Compliance Analyst

StoneXDenver, CO, US
Full-time
Connecting clients to markets – and talent to opportunity.With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a For...Show moreLast updated: 30+ days ago
  • Promoted
Governance, Risk, and Compliance Analyst - Unilever Prestige

Governance, Risk, and Compliance Analyst - Unilever Prestige

Dermalogica LLCDenver, CO, US
Full-time
Governance, Risk and Compliance Analyst - Unilever Prestige.Unilever Prestige is the Luxury Beauty division of Unilever that holds eight companies / brands : Dermalogica, Murad, Living Proof, Hourglas...Show moreLast updated: 2 days ago
Export Compliance Analyst

Export Compliance Analyst

AutodeskDenver, CO, USA
Full-time
The Export Compliance Screening analyst performs a key role in protecting Autodesk from export and trade compliance violations while balancing the need to expediently provide customers with access ...Show moreLast updated: 30+ days ago
  • Promoted
Compliance Investigator

Compliance Investigator

VeracityDenver, CO, US
Full-time
Compliance Investigator Hybrid Hybrid schedule : Required to be in-office on Tuesdays and Wednesdays during core hours (8 : 00 AM 5 : 00 PM), with additional in-office days as needed for meetings, trai...Show moreLast updated: 30+ days ago
Claims Compliance Analyst

Claims Compliance Analyst

Arch Capital GroupDenver, CO United States of America
Full-time
With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest potentia...Show moreLast updated: 10 days ago
Trade Compliance Engineer and Analyst

Trade Compliance Engineer and Analyst

Arrow ElectronicsColorado,Denver,CO,US
Full-time +1
This entry level position ensures compliance with applicable U.Export Administration Regulations (“EAR”), International Traffic in Arms Regulation (“ITAR"), and the Office of Foreign Asset and Cont...Show moreLast updated: 30+ days ago
  • Promoted
Compliance Analyst

Compliance Analyst

DatavantDenver, CO, US
Full-time
Datavant is a data platform company and the world's leader in health data exchange.Our vision is that every healthcare decision is powered by the right data, at the right time, in the right for...Show moreLast updated: 18 days ago
  • Promoted
Compliance Analyst WFG & TFA

Compliance Analyst WFG & TFA

TransamericaDenver, CO, US
Full-time
Assist in mitigating legal exposure / risk to the WFG & TFA organizations by enforcing company policies, procedures, and regulatory requirements, by using basic knowledge of compliance concepts and p...Show moreLast updated: 28 days ago
Senior Compliance Analyst (FERC)

Senior Compliance Analyst (FERC)

Job Store StaffingDenver, CO
Full-time
Review and develop documentation around FERC requirements.Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in ...Show moreLast updated: 30+ days ago
  • Promoted
Senior Compliance Analyst

Senior Compliance Analyst

Denver StaffingDenver, CO, US
Full-time
A career at Janus Henderson is more than a job, it's about investing in a brighter future together.Our mission at Janus Henderson is to help clients define and achieve superior financial outcomes t...Show moreLast updated: 30+ days ago
Research Compliance Analyst

Research Compliance Analyst

University of DenverDenver, Colorado, USA
Full-time
The Office of Research Integrity & Education (ORIE) ensures active adherence to the ethical principles and professional standards essential for conducting research. ORIE is the key point of cont...Show moreLast updated: 19 days ago
  • Promoted
  • New!
Compliance Analyst

Compliance Analyst

Scale AIDenver, Colorado, United States
Full-time
Join a global community of talented professionals to shape the future of AI.Earn up to $15 USD / hr and additional rewards based on quality of submission. Outlier is committed to improving the intelli...Show moreLast updated: 18 hours ago
  • Promoted
Compliance Analyst (Latin America)

Compliance Analyst (Latin America)

CrewBloomDenver, CO, US
Full-time
We are seeking a detail-oriented Compliance Analyst to support regulatory, operational, and risk management initiatives of our client. The ideal candidate will have a strong foundation in AML / CFT fr...Show moreLast updated: 30+ days ago
  • Promoted
Governance, Risk, and Compliance Analyst - Unilever Prestige

Governance, Risk, and Compliance Analyst - Unilever Prestige

UnileverDenver, CO, United States
Full-time
Governance, Risk, and Compliance Analyst - Unilever Prestige.Governance, Risk and Compliance Analyst - Unilever Prestige. Unilever Prestige is the Luxury Beauty division of Unilever that holds eight...Show moreLast updated: 2 days ago
  • Promoted
Compliance Coordinator

Compliance Coordinator

Taft Stettinius & Hollister LLPDenver, CO, United States
Full-time
Taft is currently seeking a Compliance Coordinator to support our Compliance Counsel and Client Compliance Counsel.Taft's Compliance Counsel and Client Compliance Counsel are seeking an experienced...Show moreLast updated: 5 days ago
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Remote Retirement Plan Compliance Analyst

Remote Retirement Plan Compliance Analyst

AscensusDenver, CO
30+ days ago
Job type
  • Full-time
  • Remote
Job description

Job Functions

, Essential Duties and Responsibilities

  • Ability to successfully complete and support the work outlined for the Compliance Associate roles
  • Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations.
  • Understands, considers and applies legislation and regulations, including but not limited to IRS, DOL, and ERISA, when preparing, analyzing and interpreting information
  • Supports DOL, IRS, and Large plan audits
  • Supports the Plan Consultants in resolving operational and compliance issues related to qualified plans
  • Is responsible for plan administration, compliance and testing for identified blocks of business
  • Tracks and monitors job progress to ensure that all necessary data is requested and received in order to meet compliance deadlines
  • Prepares annual valuation and compliance reports for Clients
  • Provides detailed consultations with Plan Consultant in drafting plan documents, plan amendments, and other legal documents
  • Supports and completes assigned quality assurance reviews
  • Responsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and / or unapproved disclosure of information that could result in harm to Ascensus or our clients.
  • Our I-Client service philosophy and our Core Values of People Matter, Quality First and Integrity Always® should be visible in your actions on a day-to-day basis showing your support of our organizational culture.
  • Assist with other tasks and projects as assigned

Section 3 : Experience, Skills, Knowledge Requirements

  • Bachelor’s degree preferred
  • 3 to 8+ years of hands-on Retirement plan testing experience will be considered
  • Experience doing Employer Calculations
  • Must have experience with 5500’s and other relevant documents
  • Experience with cash basis and / or trust accounting
  • Strong Word, Excel, and Outlook skills
  • Strong written and oral communication skills
  • Strong analytical and problem-solving skills
  • Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ERISA compliance matters
  • Associate holds Retirement Plan Fundamentals certification upon meeting eligibility requirements
  • QKA designation preferred but not required
  • Involvement or work towards associates QPA designation preferred
  • Prior experience with plan administration software, i.e. FT Williams or ASC preferred.
  • We are proud to be an Equal Opportunity Employer