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Compliance auditor Jobs in Laredo, TX
- Promoted
Compliance Counsel
Momentum Search PartnersAustin, Texas Metropolitan Area, United StatesInternal Auditor
BECUTX- Promoted
- New!
TRADE COMPLIANCE MANAGER
Emerson GroupTX, United States- Promoted
- New!
MESSAGING COMPLIANCE SPECIALIST
TelnyxTX, United StatesSenior Internal Auditor
SSi People/ TexasField Quality Auditor
EnerSysTX, US- Promoted
SENIOR INTERNAL AUDITOR
Sonic Healthcare USA, IncTX, United States- Promoted
- New!
DOT COMPLIANCE COORDINATOR
RelaDyne LLCTX, United States- Promoted
- New!
ENVIRONMENTAL COMPLIANCE COORDINATOR
Hays County, TXTX, United States- Promoted
- New!
COMPLIANCE MANAGER II
BBVATX, United States- Promoted
- New!
DOT COMPLIANCE COORDINATOR
Rolfson OilTX, United States- Promoted
- New!
PROJECT COMPLIANCE SPECIALIST
City of El Paso, TXTX, United States- Promoted
Compliance Officer
Horizon BankAustin, Texas Metropolitan Area, United StatesAuditor II
BlueCross BlueShield of South CarolinaTexas- Promoted
- New!
ES&H COMPLIANCE SPECIALIST
BechtelTX, United States- Promoted
- New!
COMPLIANCE MANAGER - SURPLUS LINES
Genesis ResourcesTX, United States- Promoted
Compliance Coordinator II (Athletic Compliance)
Texas A&MLaredo, TX, United StatesQA Auditor II
Thermo Fisher ScientificTexas, United States of AmericaINTERNAL AUDITOR I, County Auditor
Tarrant CountyTarrant County, TX- Promoted
REGULATORY COMPLIANCE ADVISOR
BP EnergyTX, United StatesCompliance Counsel
Momentum Search PartnersAustin, Texas Metropolitan Area, United States- Full-time
Our client is seeking an attorney with compliance experience in the investment management industry. This new role is being created due to growth and will work closely with and report to the Senior Director who is in charge of company-wide compliance.
The job description includes monitoring and reporting to management on evolving regulatory developments that affect the organization; identifying and managing enterprise-wide risk; assuring compliance with firmwide compliance initiatives related to codes of ethics, artificial intelligence, data privacy, insider trading rules and other general and securities compliance matters; and monitoring and handling daily investment policy exceptions. Several years of relevant experience with a large law firm and / or in-house in the investment management industry is required.
The company has very low turnover and the compensation package will be competitive and reflect the director-level nature of the role as well as its importance within the organization, with a competitive base salary, a very high target bonus, and excellent benefits. The hours will be very predictable and reasonable, with the opportunity to work remotely one day a week. Relocation assistance to Austin will be provided if needed.