Compliance officer Jobs in Arlington, TX
Last updated: 8 hours ago)
Resolute Investment Managers, Inc.Junior Compliance Analyst / Compliance Analyst.Resolute Investment Managers, Inc.The clients of Resolute and our affiliates include corporate defined benefit plans...Show moreLast updated: 1 day ago
Our client is seeking an attorney with compliance experience in the investment management industry.This new role is being created due to growth and will work closely with and report to the Senior D...Show moreLast updated: 3 days ago
Compliance Officer - VCH Finance Consulting Inc.Job Title : • Compliance Officer •Job Type : • [Full-time / Part-time / Contract] •Job Summary : • VCH Finance Consulting Inc.
Compliance Officer to ensure that...Show moreLast updated: 13 hours ago
Wells Fargo is seeking a Senior Lead Compliance Officer for the Regulatory Change Management team as part of Corporate Risk Compliance.
Learn more about the career areas and lines of business at wel...Show moreLast updated: 11 days ago
Job Functions, Duties, Responsibilities and Position Qualifications : .Join Our Team as an Executive Compliance Specialist at Sonic Healthcare USA!.
Are you passionate about regulatory compliance and ...Show moreLast updated: 8 hours ago
JOB TITLE - DOT Compliance Coordinator.Support the Department of Transportation (FMCSA) drivercompliance process by ensuring all driver qualification files, logs, trainingdocuments, and misc transp...Show moreLast updated: 19 hours ago
Wells Fargo is seeking a Senior Lead Compliance Officer for the Regulatory Change Management team as part of Corporate Risk Compliance.
Learn more about the career areas and lines of business at wel...Show moreLast updated: 1 day ago
Do you excel in a fast-paced, professional environment? We’re searching for talented individuals to join our Compliance team—your next opportunity is here!.
The Compliance Risk Specialist at Tricolo...Show moreLast updated: 5 days ago
Do you excel in a fast-paced, professional environment? We're searching for talented individuals to join our Compliance team-your next opportunity is here!.
The Compliance Risk Specialist at Tricolo...Show moreLast updated: 5 days ago
Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk Management (ICRM) responsible for establishing internal ...Show moreLast updated: 30+ days ago
Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, proces...Show moreLast updated: 30+ days ago
The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matte...Show moreLast updated: 9 hours ago
Under the direction of management, ensures responsible service of alcohol throughout the entire building in accordance with state and company policies.
Assist staff with any alcohol related issues.O...Show moreLast updated: 1 day ago
Insurance Compliance Associate.Aid in the preparation of and performance of compliance examinations for Managing General Agents of several large insurance companies.
Areas of compliance testing incl...Show moreLast updated: 5 days ago
Vitol BioMethane, LLC (VBM) is looking for an.Environmental Compliance Specialist.Landfill Gas to Energy (LFGTE) projects located throughout the country.
This is an opportunity to join a growing tea...Show moreLast updated: 3 days ago
A company is looking for a Compliance Agent to monitor seller compliance and ensure smooth operations of sales transactions.
Key ResponsibilitiesReview and monitor pending unfilled sales for seller ...Show moreLast updated: 11 days ago
As the leader of our Compliance Team, the.Risk Management team, partnering with departments across the organization to uphold and enhance our Compliance program.
The ideal candidate will bring.We ar...Show moreLast updated: 4 days ago
Do you want your voice heard and your actions to count?.Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.Across the globe, we’re 12...Show moreLast updated: 30+ days ago
DescriptionSummary : The Director Compliance is responsible for directing and implementing the CHRISTUS Health compliance program in the designated region / ministry.
The Director, in collaboration with...Show moreLast updated: 4 days ago
Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities, and Associates by building quality home...Show moreLast updated: 1 day ago
- Promoted
Junior Compliance Analyst / Compliance Analyst
Resolute Investment Managers (parent company of American Beacon Advisors)Irving, TX, United StatesFull-time
- Promoted
Compliance Counsel
Momentum Search PartnersAustin, Texas Metropolitan Area, United StatesFull-time
- Promoted
- New!
Compliance Officers
VCH Finance Consulting Inc. CareersDallas County, TX, United StatesFull-time +1
Senior Lead Compliance Officer - RCIM Transformation & SWAT
WELLS FARGO BANKIRVING, Texas, United States of America$144,400.00–$300,000.00 yearly
Full-time
- Promoted
- New!
EXECUTIVE COMPLIANCE SPECIALIST
Sonic Healthcare USATX, United StatesFull-time
- Promoted
- New!
DOT Compliance Coordinator
Matheson Tri-GasIrving, TX, United StatesFull-time
- Promoted
Senior Lead Compliance Officer - RCIM Transformation & SWAT
Wells FargoIrving, TX, United States$144,400.00–$300,000.00 yearly
Full-time
- Promoted
Compliance Specialist
Tricolor Auto Group, LLCirving, TX, United StatesFull-time
- Promoted
Compliance Specialist
Tricolor AutoIrving, TX, United StatesFull-time
- Promoted
Compliance Product Sr Officer I (SVP) - US Personal Banking Operations - Branded Cards
Hispanic Technology Executive CouncilIrving, TX, United States$156,160.00–$234,240.00 yearly
Compliance Product Officer (VP) – Mortgage Fulfilment
00002 Citibank, N.A.Irving Texas United StatesFull-time
- Promoted
- New!
VP, AML Compliance Officer - ACRM USPB Cards (Hybrid)
Citigroup, Inc.Irving, TX, US$114,720.00–$172,080.00 yearly
Full-time
- Promoted
Alcohol Compliance Rep
Legends HospitalityIrving, TX, United StatesFull-time
- Promoted
Insurance Compliance Associate
Sutton Frost Cary LLParlington, TX, United StatesFull-time
- Promoted
Environmental Compliance Specialist
Vitol BioMethaneIrving, TX, USFull-time
- Promoted
Compliance Officer
VirtualVocationsArlington, Texas, United StatesFull-time
- Promoted
Compliance Officer
Horizon BankAustin, Texas Metropolitan Area, United StatesFull-time
Compliance Officer – Corporate Function Compliance, Vice President
MUFGIrving, TX$126,000.00–$164,000.00 yearly
Full-time
- Promoted
Director Compliance
CHRISTUS HealthIrving, TX, United StatesFull-time
- Promoted
Privacy Compliance Analyst
Lennar HomesIrving, TX, US$30,000.00 yearly
Full-time
Junior Compliance Analyst / Compliance Analyst
Resolute Investment Managers (parent company of American Beacon Advisors)Irving, TX, United States1 day ago
Job type
- Full-time
Job descriptionParticipate in site visits of investment advisers for due diligence purposes, including some travel Perform special projects, such as compliance analyses of new investment products and regulations Assist senior compliance personnel in developing controls and procedures to ensure compliance with applicable regulatory requirements Bachelor's degree Excellent organizational skills and attention to detail Ability to analyze significant amounts of data Compliance Analyst level requires at least two years of compliance-related experience at a broker-dealer, investment adviser or regulatory agency Junior Compliance Analyst level prefers at least two years of experience at a broker-dealer, investment adviser or regulatory agency Working knowledge of the Investment Advisers Act of 1940 and / or Investment Company Act of 1940 Proficiency in Microsoft Excel
Resolute Investment Managers, Inc.
Junior Compliance Analyst / Compliance Analyst
Resolute Investment Managers, Inc. ("Resolute") is a diversified, multi-affiliate asset management platform that partners with affiliated and independent investment managers. The clients of Resolute and our affiliates include corporate defined benefit plans, institutions and individual investors. We trace our history to 1986 when an affiliate, American Beacon Advisors, Inc. (formerly AMR Investment Services, Inc.), began providing investment management services as an independently operated entity. Since 1987, American Beacon Advisors has managed the American Beacon Funds family of mutual funds. Over the years, American Beacon has built a reputation for innovative thinking, discipline and prudent investing, which has led to several prestigious awards for its pension management, cash management and mutual fund investment services. Today, Resolute is a privately held organization owned by a consortium of investment funds affiliated with leading financial institutions. In December 2024, Resolute Investment Managers was named one of the Best Places to Work in Money Management by Pensions & Investments for the sixth consecutive year. Learn more about our company by visiting
Our office is located in Las Colinas, Texas. This position will have the following consideration :
Hybrid : In office, currently Monday-Tuesday-Wednesday each week, with the option to work from home on Thursday and Friday.
Job Description :
Under the supervision of senior compliance personnel, the Compliance Analyst monitors activities for American Beacon Advisors and the American Beacon Funds family of mutual funds to ensure compliance with applicable regulatory requirements of the U.S. Securities and Exchange Commission, Financial Industry Regulatory Authority, U.S. Commodity Futures Trading Commission, and other applicable regulatory agencies.
Primary Duties
- Monitor client investment portfolios for compliance with regulatory requirements and portfolio guidelines
- Implement investment adviser oversight activities, including review of due diligence questionnaires
- Maintain investment adviser questionnaires in the firm's due diligence system
- Review fund regulatory filings for accuracy and consistency with regulatory requirements
Additional Duties
Requirements
Preferred Qualifications
LI-Hybrid