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Compliance officer Jobs in Jersey City, NJ

Last updated: 21 hours ago
  • Promoted
Chief Compliance Officer

Chief Compliance Officer

City of New YorkNew York City, New York, USA
Full-time
With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.New Yorkers the NYC Department for the Aging is deeply committed to helping older adult...Show moreLast updated: 20 days ago
  • Promoted
Senior Compliance Officer

Senior Compliance Officer

TBG | The Bachrach GroupNew York, NY, United States
Full-time
The Senior Compliance Officer will support the Alternative business.This includes investments in Direct Real Estate, Infrastructure Debt, and Private Credit. Create policies and procedures that adhe...Show moreLast updated: 4 days ago
  • Promoted
Compliance Officer

Compliance Officer

PhaxisNew York, NY, United States
$125,000.00 yearly
Full-time
Currently partnered with an well-established Insurance Firm with an Asset Management arm.Due to growth, they are looking to bring on an Compliance Officer to join the compliance team.Develop, imple...Show moreLast updated: 22 days ago
  • Promoted
Compliance Officer

Compliance Officer

VirtualVocationsNew York, New York, United States
Full-time
A company is looking for a Compliance Agent to monitor seller compliance and ensure smooth operations of sales transactions. Key ResponsibilitiesReview and monitor pending unfilled sales for seller ...Show moreLast updated: 11 days ago
Compliance Officer

Compliance Officer

City National BankNew York, NY, US
$92,114.00–$156,880.00 yearly
Full-time
WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee compliance requests to ensure that they are in compliance with company policy. These requests include compli...Show moreLast updated: 6 days ago
Compliance Officer

Compliance Officer

Arrow Search PartnersNew York, New York
$100,000.00–$120,000.00 yearly
Our client is a multibillion dollar alternative asset manager headquartered in NYC hiring a Compliance Officer.Work as a member of the compliance data and research management team to conduct due di...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

AssurantNew York, NY, US
Full-time
Compliance Officer, Melbourne, Australia.This job is responsible for providing ongoing support and guidance to the business on the implementation of the Corporate Compliance Program and Regulatory ...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

TRU Staffing PartnersNew York City, New York, United States
$140,000.00–$160,000.00 yearly
Our client, a leading health tech company, is seeking a talented Compliance Officer to join their innovative team.This position is open to candidates in New York City and offers a hybrid work arran...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

Tower Research CapitalNew York
$140,000.00–$170,000.00 yearly
Providing ongoing compliance advice to Tower’s trading teams and reviewing new product requests.Assisting in the maintenance of the existing Broker Dealer compliance programs.Monitoring of regulato...Show moreLast updated: 30+ days ago
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AVP. Consumer Compliance Officer

AVP. Consumer Compliance Officer

Michael PageNew York, NY, United States
Full-time
Join a top banking clinet as they look to bring on an additional compliance testing officer within their consumer compliance function. Largest Union owned bank in the United States.Compliance Monito...Show moreLast updated: 1 day ago
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Chief Compliance Officer - USA

Chief Compliance Officer - USA

BVNKNew York, NY, United States
Full-time
BVNK provides modern payment infrastructure for businesses.We unify banks and blockchains in a single platform.With BVNK, businesses can send and receive stablecoin payments, convert between curren...Show moreLast updated: 2 days ago
  • Promoted
Senior Compliance Officer

Senior Compliance Officer

IEX GroupNew York, NY, US
$125,000.00–$225,000.00 yearly
Full-time
At IEX, we're passionate about building technology that moves industries forward.Our story began when we built a stock exchange designed to deliver high-performance and achieve better execution qua...Show moreLast updated: 4 days ago
Compliance Officer

Compliance Officer

Guggenheim PartnersNew York, NY, US
$115,000.00–$120,000.00 yearly
Guggenheim Investments is seeking an exceptional Compliance Officer to join its team.Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC (GPIM), an SEC-...Show moreLast updated: 30+ days ago
  • Promoted
Research Compliance Officer

Research Compliance Officer

Cantor Fitzgeraldnew york city, NY, United States
$125,000.00–$150,000.00 yearly
Full-time
SPAC underwriting, PIPE placements, commercial real estate, and for its global distribution platform.Capitalizing on the firm’s financial acumen and technology prowess, Cantor’s portfolio of busine...Show moreLast updated: 30+ days ago
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Compliance Officer US

Compliance Officer US

SEBNew York, NY, US
$110,000.00–$150,000.00 yearly
Full-time
Group Compliance supports SEB's business being conducted in an ethical, sustainable, and compliant way for the benefit of SEB's customers, shareholders, and the society. We are looking for a Complia...Show moreLast updated: 7 days ago
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  • New!
Chief Compliance Officer

Chief Compliance Officer

Trevose PartnersNew York, NY, US
Full-time
Direct message the job poster from Trevose Partners.Legal & Compliance Recruiter | Financial Services & Banking Expert | Trevose Partners. A leading technology-driven investment platform man...Show moreLast updated: 21 hours ago
Compliance Officer

Compliance Officer

Niyaa PeopleNewark
We are actively looking for a Compliance Officer to join a local authority in the Nottinghamshire area on a temporary basis. In return you will receive a competitive day rate, 3 month contract, temp...Show moreLast updated: 30+ days ago
  • Promoted
Grants Compliance Officer

Grants Compliance Officer

New York City Department of TransportationManhattan, NY, United States
The New York City Department of Transportation (DOT) provides for the safe, efficient, and environmentally responsible movement of people and goods in the City of New York and maintains and enhance...Show moreLast updated: 17 days ago
  • Promoted
Chief Vendor Compliance Officer

Chief Vendor Compliance Officer

NYC Department of Social ServicesNew York, NY, US
Full-time +1
The Department of Small Business Services (SBS) helps unlock economic potential and create economic security for all New Yorkers by connecting New Yorkers to good jobs, creating stronger businesses...Show moreLast updated: 19 days ago
  • Promoted
Deputy Chief Compliance Officer

Deputy Chief Compliance Officer

Atlantic GroupNew York, NY, US
$200,000.00–$300,000.00 yearly
Full-time
Get AI-powered advice on this job and more exclusive features.This range is provided by Atlantic Group.Your actual pay will be based on your skills and experience — talk with your recruiter to lear...Show moreLast updated: 15 days ago
Chief Compliance Officer

Chief Compliance Officer

City of New YorkNew York City, New York, USA
20 days ago
Job type
  • Full-time
Job description

With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers the NYC Department for the Aging is deeply committed to helping older adults age in their homes and creating a communitycare approach that reflects a model ageinclusive city.

The Division of Operations & Administration is responsible for maintaining efficiency and effectiveness throughout the agency to ensure that all programs have the resources tools and support they need to succeed. The Bureau of Financial Services (BFS) is responsible for administering the agencys operating and capital budget. BFS oversees the Budget Payment Services Claiming and Revenue Accounting and Audit Functions; ensures that funds are available for the procurement of goods and services invoices are paid in a timely manner and that all funds are spent on allowable services with reasonable and auditable costs that reflect the agencys mission; and reviews audited financial statements from providers and investigates areas of concern.

NYC Aging seeks a highly motivated Senior manager with broadbased experience in compliance internal and external audit financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer. The selected candidate for this position will use an independent structured and disciplined approach to adhere to reporting requirements that include Criteria Condition Cause Consequence and Correction. Reporting to the Chief Financial Officer with additional accountability to the First Deputy Commissioner on investigative matters related to fiscal oversight or of agencywide significance the Chief Compliance Officer duties and responsibilities will include but not be limited to :

Serve as lead intermediary between NYC Aging and overseeing bodies including local state and federal regulating agencies and government authorities as it pertains to Audit and Risk Management.

Coordinate NYC Aging leadership to formally respond to audits and monitor mitigate and resolve risks and operation issues.

Function as the critical point of information sharing among leadership supervisors and frontline staff to ensure compliance with protocol and continuous improvement.

Spearhead periodic internal fiscal program operations audits with a goal of continuous quality improvement.

Create and revise organizational policies and procedures to comply with applicable laws and regulations; appropriately disseminate this information to staff as needed.

Research evaluate and determine compliance software to support this work.

Ensure that NYC Aging complies with legal and ethical guidelines research institutional practices and create internal and external reports based on findings.

Identify activities and practices that risk violating regulations and industry standards; work alongside leadership managers and staff to mitigate these risks.

Keep leadership and staff informed about rules and regulations by coordinating workshops classes and training; serve as lead resource for information about compliance.

DIRECTOR OF ADMINISTRATION (DE 95016

Qualifications :

1. A baccalaureate degree from an accredited college and four (4) years of satisfactory fulltime experience directing a large organizational segment or directing and controlling several small organizational segments or performing a combination of these duties of which at least 18 months shall have been in an administrative managerial or executive capacity or in supervision of professional personnel working in any of the abovementioned areas; or

2. Education and / or experience equivalent to 1 above. However all candidates must possess the 18 months of administrative managerial executive or supervisory experience as described in 1 above.

Additional Information :

The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic including but not limited to an individuals sex race color ethnicity national origin age religion disability sexual orientation veteran status gender identity or pregnancy.

Remote Work : Employment Type :

Fulltime

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Vacancy : 1