Compliance officer Jobs in Miami, FL
Last updated: 13 hours ago
A global multi-strategy investment firm seeks a Compliance Officer to support and enhance its regulatory program.We're seeking a compliance professional to support and enhance the compliance progra...Show moreLast updated: 4 days ago
This position is contingent upon contract award •.SOSi is seeking a highly qualified Compliance Officer to join our team supporting Health Services operations in Miami, Florida.Assist in monitoring...Show moreLast updated: 1 day ago
VectorGlobal WMG (Wealth Management Group) is a Broker-Dealer registered with the Securities and Exchange Commission (SEC), member of the Financial Industry Regulatory Authority (FINRA) and the Sec...Show moreLast updated: 4 days ago
Founded over two decades ago, Boyne Capital is a rapidly growing Miami, Florida-based (Coconut Grove) private equity firm focused on investments in lower middle market companies.We have built a fir...Show moreLast updated: 8 days ago
JOB TITLE : Chief Compliance Officer EMPLOYER : A-CAP Services DEPARTMENT : Legal and Complia...Show moreLast updated: 30+ days ago
Compliance Officer – Wall Cross & Research.This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public information during the investment ...Show moreLast updated: 30+ days ago
Ready to be a part of a game-changing team that thrives on defying the impossible?.Founded in 2001, by two visionary traders, PCS Wireless, affectionately known as PCS, is not your average mobile d...Show moreLast updated: 30+ days ago
Founded in 1983, AKAM provides unparalleled knowledge, industry-leading technology, cost-saving initiatives, and the best customer service in the industry to every condominium, cooperative, homeown...Show moreLast updated: 4 days ago
An international trading firm is seeking a US Regulatory Compliance Officer to manage the compliance program for their US business, working closely with the COO, international leadership, and the C...Show moreLast updated: 4 days ago)
Creand Wealth Management is looking for a professional responsible to join the team and for assisting the Firm in executing the compliance program for the broker-dealer and Investment Advisory, as ...Show moreLast updated: 22 days ago
One year of experience in code enforcement, investigations, or administration at the local, state, or federal level is required.
Additional experience in code enforcement, investigations, or adminis...Show moreLast updated: 21 hours ago
You'll love this job because it allows you to ensure smooth operations by meticulously managing compliance documents and supporting team members with precision and efficiency, all while contributin...Show moreLast updated: 13 hours ago
ABOUT BCIBci provides financial services to individuals and corporation.We focus on being a global leader in innovations and personalized client experience and, with more than 10,500 employees, Bci...Show moreLast updated: 6 days ago
The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements.
This position coordinates compliance initiatives wit...Show moreLast updated: 1 day ago
Hybrid employment opportunity, with in-office requirements.Must reside in or near a legacy branch location.Acceptable Florida counties include : Columbia, Hamilton, Holmes, Jackson, Lafayette, Suwan...Show moreLast updated: 18 hours ago
Fun Chief Compliance Officer - HYBRID.Boston, CO; Coral Gables, FL; Dallas, TX; Denver, CO; Dublin, OH; Kansas City, MO; New York, NY.
Union, NJ | Hybrid.This position will act in the capacity of C...Show moreLast updated: 30+ days ago
A-CAP is a rapidly growing organization that owns and operates multiple insurance companies and ancillary insurance businesses and has over $10 billion of total invested assets.This opening is with...Show moreLast updated: 3 days ago
- Promoted
Compliance Officer
Trevose PartnersMiami, FL, United StatesFull-time
- Promoted
Compliance Officer
SOS International LLCMiami, FL, United StatesFull-time
- Promoted
Senior Compliance Officer
VectorGlobal WMGMiami, FL, United StatesFull-time
- Promoted
Chief Financial Officer & Chief Compliance Officer
Boyne CapitalMiami, FL, USFull-time
Chief Compliance Officer
A-CAP Services LLCMiami, FL, USQuick Apply
Compliance Officer – Wall Cross & Research.
Millennium ManagementMiami, Florida, US of America$70,000.00–$160,000.00 yearly
- Promoted
Compliance Coordinator
PCS Wireless GLOBALHialeah, FL, USFull-time
- Promoted
Compliance Associate
AKAMMiami Beach, FL, United StatesFull-time
- Promoted
US Trading Compliance Officer
Larson MaddoxMiami-Dade County, FL, United StatesFull-time
- Promoted
Compliance Analyst
Creand Wealth Management (Beta Capital)Miami, FL, United StatesFull-time
- Promoted
- New!
Regulatory & Economic Resources Building Code Compliance Officer 1
Miami-Dade Seaport DepartmentMiami, FL, United StatesFull-time
- Promoted
- New!
Compliance Coordinator
CGC Group Inc.Miami, FL, United States$19.00–$20.00 hourly
Part-time +1
- Promoted
Compliance Intern
Banco de Credito e InversionesMiami, FL, USFull-time
- Promoted
Compliance Analyst
Educational Federal Credit UnionMiami, FL, United StatesFull-time
- New!
CRA Officer - Compliance
First Federal BankREMOTE, FL, United StatesRemote
Full-time
Quick Apply
Fund Chief Compliance Officer - HYBRID
SS&C Technologies HoldingsCoral Gables, FLFull-time
- Promoted
Chief Compliance Officer
JazzHRMiami, FL, USFull-time
COMPLIANCE OFFICER RISK MANAGER
Larkin Community HospitalSouth Miami, FL, US Manages Larkin Community Hospital risk management activities.Administers the risk management program to reduce the frequency and severity of events.
Manages and analyzes risk management data and con...Show moreLast updated: 30+ days ago
Compliance Officer - Capital Markets
Independent RecruitersMiami We are looking for an experienced Compliance Officer to play a vital role in ensuring regulatory compliance across multiple teams, including Trading, Legal, Risk, Finance, and Technology.You will b...Show moreLast updated: 30+ days ago
Compliance Officer
Trevose PartnersMiami, FL, United States4 days ago
Job type
- Full-time
Job descriptionBachelor's Degree, JD is a plus 3+ years of compliance experience at a financial institution. Experience with regulatory filings (e.g., Form ADV) and a strong understanding of SEC, CFTC, NFA regulations, including the Investment Advisers Act and Securities Act.
A global multi-strategy investment firm seeks a Compliance Officer to support and enhance its regulatory program.
Role Overview :
We're seeking a compliance professional to support and enhance the compliance program by drafting policies, advising teams, conducting training, and managing regulatory filings.
Responsibilities :
- Provide compliance guidance to business units and global teams.
- Draft and update compliance policies, procedures, and training materials.
- Conduct regulatory research and develop new compliance initiatives.
- Assist with regulatory filings, examinations, and internal audits.
- Monitor regulatory changes and enhance compliance processes.
Qualifications :