Dealer Jobs in New York, NY

Last updated: 15 hours ago

Broker Dealer Accountant

Arrow Search PartnersNew York, New York

$170,000.00–$180,000.00 yearly

Dealer Account Manager

Westlake Financial ServicesNew York City, NY, US

$5,000.00 monthly

Full-time

Westlake Financial is the largest privately held auto finance company in the United States with demonstrated growth year over year. We continue to expand our teams and diversify our business model.T...Show moreLast updated: 30+ days ago

Promoted

Director of Broker Dealer Compliance

Social Capital ResourcesNew York, NY, United States

Full-time

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!.Develop, maintain and implement compliance program for broker-dealer which serves as ...Show moreLast updated: 17 days ago

Dealer Sales & Relationship Manager

TradewebNew York, NY, United States

$90,000.00–$200,000.00 yearly

Full-time

Dealer Sales & Relationship Manager.The Credit Dealer Team is looking for an energetic, diligent, team-oriented individual with credit market knowledge, an understanding of trade flow processes and...Show moreLast updated: 30+ days ago

Broker Dealer Compliance, Associate Director

Tandym GroupNew York, New York

$125,000.00–$160,000.00 yearly

A financial services firm in New York City is currently seeking an experienced Compliance Consultant to join their growing team as their new Associate Director - Broker Dealer Compliance.The Associ...Show moreLast updated: 30+ days ago

Broker Dealer Compliance, Associate Director

The Execu|Search GroupNew York

$125,000.00–$160,000.00 yearly

The Associate Director - Broker Dealer Compliance will : .Work closely on compliance matters with client personnel.Assist broker-dealer clients through regulatory examinations and respond to regulato...Show moreLast updated: 30+ days ago

Promoted
New!

Senior Manager Equity Broker Dealer Regulatory Reporting

Shulman Fleming & PartnersNew York, NY, US

$175,000.00–$250,000.00 yearly

Full-time

Senior Manager Equity Broker Dealer Regulatory Reporting.MUST be local to New York City, Hybrid Schedule, at least 3 days onsite. Must have experience with SLATE, CAT and LOPR and the systems.Must h...Show moreLast updated: 15 hours ago

Compliance Analyst - Broker Dealer / RIA

Michael PageNew York, New York

$100,000.00–$140,000.00 yearly

Permanent

Comprehensive knowledge of US and Canadian laws, regulations, and governance, especially as they pertain to private fund advisers. Experienced in monitoring, reporting, and implementing regulations ...Show moreLast updated: 30+ days ago

Promoted

Swap Dealer Monitoring & Testing Consultant

Madison-Davis, LLCHoboken, NJ, United States

$70.00 hourly

Full-time

Onsite 1 day per week in Hoboken.Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements. Assisting the development and refinement of M&T monitoring scripts.Prepare...Show moreLast updated: 17 days ago

Promoted

Product Manager - ETOMS Dealer-to-Client

BloombergNew York, NY

Full-time

Bloomberg, the global business and financial information and news leader, gives influential decision makers a critical edge by connecting them to a dynamic network of information, people and ideas....Show moreLast updated: 12 days ago

Dealer Sales Representative - Residential (NJ)

Simpson Strong-TieNewark, NJ

$75,400.00–$107,800.00 yearly

Full-time

As a Dealer Sales Representative - Residential, you will represent the Simpson Strong-Tie Company to achieve product sales in the Residential market in the Northern and Central New Jersey territory...Show moreLast updated: 30+ days ago

Promoted

Regional Director, Sales & Dealer Development - NYC / NJ

Fox DealerCorona, NY, US

Full-time

Location : You must reside in either the NYC (Five Boroughs) or NJ area; however, this is a fully REMOTE role.Regional Director, Sales & Dealer Development. We are currently seeking a R...Show moreLast updated: 30+ days ago

Promoted

Dealer Relationship Manager

VirtualVocationsNew York, New York, United States

Full-time

A company is looking for a Dealer Relationship Manager.Key ResponsibilitiesMaintain a detailed understanding of products and services, assisting customers and suggesting the best offeringsMaximize ...Show moreLast updated: 19 days ago

Promoted

Dealer Success Manager

LotLinxNew York, NY

$100,000.00 yearly

Full-time

Since our founding in 2012, Lotlinx has consistently pioneered advancements in the automotive landscape.We specialize in empowering automobile dealers and manufacturers by providing cutting-edge da...Show moreLast updated: 8 days ago

Dealer Relations Manager

S&P GlobalNew York, NY, US

Full-time

Grade Level (for internal use) : .As a Dealer Relations Manager, you must possess superior communication skills that enable you to build high-level relationships throughout the entire dealership.You ...Show moreLast updated: 30+ days ago

Promoted

Regional Director, Dealer Sales | Newark, NJ

DealerCMONewark, New Jersey, US

Full-time

Regional Director, Dealer Sales | Newark, NJ.If you are considering sending an application, make sure to hit the apply button below after reading through the entire description.DealerCMO is on the ...Show moreLast updated: 1 day ago

Promoted

Director, Disputes and Investigations - Broker Dealer

Alvarez & Marsal EuropeNew York, NY

$130,000.00–$175,000.00 yearly

Full-time +1

Director, Disputes and Investigations - Broker Dealer.Alvarez & Marsal is a premier independent global professional services firm specializing in providing turnaround management, restructuring,...Show moreLast updated: 12 days ago

Manager, Assistant Controller, Broker Dealer

YieldStreetNew York, New York

$150,000.00 yearly

Full-time

We are seeking a highly skilled and experienced Manager, Assistant Controller to join our dynamic finance team.This critical role involves overseeing our subsidiaries and managing the financial and...Show moreLast updated: 30+ days ago

Dealer Sales Manager

Guardian GlassNew York, New York

$70,000.00–$90,000.00 yearly

Full-time

Guardian Glass is seeking a Dealer Sales Manager to join our team!.As the Dealer Sales Manager, your principal responsibility will entail advancing the promotion of value-added coated glass tailore...Show moreLast updated: 30+ days ago

Broker Dealer Accountant

Arrow Search PartnersNew York, New York

30+ days ago

Salary

$170,000.00–$180,000.00 yearly

Job description

About the Company :

Our client is a diversified financial services firm offering investment banking, market research, sales and trading, and investment management. The Broker Dealer Accountant will be part of the legal entity control division and will be responsible for the reporting of the firm’s GAAP books, records and regulatory filings for the U.S. broker-dealer.

Responsibilities :

Assist in the coordination, preparation, and management of the timely month end close
Coordinate with operations & middle office to ensure the back-office settlement system is line with books and records
Review month end balance sheet & income statement for respective product areas ensuring product controllers reconciliations are accurate with respect to correct GAAP & regulatory treatment
Oversee preparation of financial reporting package to facilitate senior management review
Accountable for preparation of semi-annual U.S. GAAP financials and associated footnotes
Responsible for efficiently driving audits to completion
Participate in the implementation of significant analytical and reporting processes, procedures and systems using the firm’s control framework

Requirements :

Bachelor’s degree in accounting required

8-10 years of related experience

Knowledge of broker-dealer regulatory environment required

Understanding of public company Sarbanes-Oxley controls

Salary Range : 170,000-$180,000