Equity trader Jobs in Phoenix, AZ

Job Overview :

Joining our team as an Equity Trader will allow you to provide trading support to our financial advisors by offering an extraordinary quality service experience. Our trading team’s main priority is to create a reliable support system for our clients so they can easily grow their practice. Being flexible and adaptable to competing priorities will be key success factors for this position.

As an Equity Trader you will work in a call center environment taking inbound calls from Financial Advisors, their assistants, and their clients. Traders will also make outbound calls to Advisors regarding trades and trade corrections. Traders must be able to understand multiple products and the risks, fees, and differences between the products. Traders must also understand and be able to explain the regulatory requirements and LPL Financial policies that govern the products we support and ensure compliance with product guidelines, LPL Financial policies and regulatory requirements

Responsibilities :

Assist financial advisors, money managers, and retail clients with order placement and trade inquiries

Assist in resolving trade and settlement issues by working with the market centers and exchanges

Handle a high volume of inbound trading and service related calls

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Requirements :

FINRA Series 7 & 63 or 66 licenses required

FINRA Series 57 license preferred or obtained within 90 days

Core Competencies :

Knowledge of equity and option markets

Thorough knowledge of market place rules and regulations

Demonstrated high degree of accuracy and attention to details

Excellent customer service skills with the ability to listen and communicate in a clear and concise manner

Must be able to work productively in both a small and large group setting

Preferences :

2+ years trading desk experience preferred

Series 4 license preferred

Bachelor's degree preferred

LI-PA

Pay Range :

28.85-$48.08 / hourActual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!