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General counsel • frisco tx
Assistant General Counsel, Invest
SoFiFrisco, TXSr. Corporate Counsel
Yum! BrandsPlano, TX, United States- Promoted
Associate General Counsel
Zelis Healthcare, LLCPlano, TX, United States- Promoted
033-26 GENERAL COUNSEL
InsideHigherEdAll Cities, United StatesAssociate General Counsel
ZelisPlano, TX, USVice President, Assistant General Counsel, Real Estate
Public StorageFrisco, Texas, USASpecialized Industries Attorney Vice President, Assistant General Counsel
JPMorganChasePlano, Texas, USASenior Legal Counsel
Thomson ReutersFrisco, Texas, USALogistics Counsel (EM6639)
Samsung SDS AmericaPlano, TX, USDirector, Corporate Counsel
RyanPlano TX- Promoted
Chief General Counsel
VirtualVocationsPlano, Texas, United States- Promoted
Legal Counsel
Delta Electronics AmericasPlano, TX, USSpecialized Industries Attorney - Vice President, Assistant General Counsel
JPMorgan Chase Bank, N.A.Plano, TX, US- Promoted
Corporate Counsel
Integer HoldingsPlano, TX, United StatesSpecialized Industries Attorney - Vice President, Assistant General Counsel
JPMorgan Chase & Co.Plano, TX, United StatesDirector Senior Corporate Counsel
FiberLight LLCPlano, TX, USIn-house Legal Counsel
Hide and Seek RecoveryPlano, TX, USSenior Surety Counsel
Liberty Mutual InsurancePlano, TX, USLitigation Associate / Counsel
Bowman and BrookePlano, TX, US- communications director (from $ 152,100 to $ 500,000 year)
- cyber security (from $ 61,952 to $ 244,155 year)
- energy (from $ 29,250 to $ 229,988 year)
- product director (from $ 145,000 to $ 207,100 year)
- physician assistant (from $ 107,500 to $ 205,920 year)
- modeler (from $ 144,900 to $ 205,385 year)
- nurse practitioner (from $ 107,500 to $ 203,424 year)
- product management (from $ 130,000 to $ 201,235 year)
- Pittsburgh, PA (from $ 203,292 to $ 459,079 year)
- Seattle, WA (from $ 147,778 to $ 230,000 year)
- San Francisco, CA (from $ 117,397 to $ 227,000 year)
- San Antonio, TX (from $ 124,496 to $ 225,000 year)
- San Diego, CA (from $ 119,095 to $ 225,000 year)
- Los Angeles, CA (from $ 119,145 to $ 225,000 year)
- New York, NY (from $ 132,552 to $ 222,563 year)
- New Orleans, LA (from $ 125,842 to $ 222,103 year)
- Charlotte, NC (from $ 161,335 to $ 219,750 year)
- Chicago, IL (from $ 103,500 to $ 219,750 year)
The average salary range is between $ 96,193 and $ 210,827 year , with the average salary hovering around $ 149,212 year .
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Assistant General Counsel, Invest
SoFiFrisco, TX- Full-time
The role
SoFi is seeking an attorney focused on its growing SoFi Invest business, with flexibility to support other parts of the SoFi enterprise as needed.
What you’ll do :
Advise the business on matters pertaining to SoFi’s SEC-registered broker-dealer and investment advisor, including the development, launch, and maintenance of products, marketing, disclosures and regulatory risk assessment and mitigation.
Provide legal guidance on securities law, SEC regulations, FINRA rules and applicable state securities laws.
Partner with business and compliance teams to implement controls and governance frameworks, including policies, procedures, and supervisory processes.
Review, draft and negotiate commercial agreements with vendors, financial infrastructure and service providers supporting the SoFi Invest platform.
Stay abreast of legislative and regulatory developments affecting broker-dealers and investment advisors, and advise on related business impacts.
Assist in the development of customer terms and disclosures.
Handle arbitrations brought by Invest customers.
Other assignments on an ad hoc basis.
What you’ll need :
You should be an intellectually curious self-starter with strong written and oral communication skills and sound judgment.
JD from an accredited law school and licensed to practice in at least one U.S. jurisdiction.
4 to 6 years of experience, ideally at a major law firm or in-house legal department.
Experience with broker-dealer and investment adviser regulatory frameworks, including the Securities Act, the Exchange Act, the Investment Advisers Act and FINRA rules.
Nice to have :
In-house counsel experience with a self-directed retail brokerage.
Compensation and Benefits
The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.
To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!
Pay range : $153,600.00 - $288,000.00
Payment frequency : Annual
This role is also eligible for a bonus, long term incentives and competitive benefits. More information about our employee benefits can be found in the link above.