Option trader Jobs in Scottsdale, AZ

Job Overview :

The Mutual Fund Trader will provide a high level of subject matter expertise with Mutual Fund, UIT, and Precious Metals products and operational functions. The primary focus of the trader is to deliver an extraordinary service experience and provide operational trading support to our financial advisors, staff, and their clients in an inbound call center environment. This role will also provide backup support to other internal support desks, including Equity Trading, Enhanced Trading, and Trading Operations. The role requires individuals seeking a collaborative, fast-paced environment, are client-focused, and are able to execute in a way that encourages creativity and continuous improvement. Being flexible and adaptable to competing priorities will be key success factors for this position.

Responsibilities :

Supporting Advisors, clients, and internal business partners with trading inquiries which may include order placement, research, corrections, and systems troubleshooting involving trading products.

Assisting internal employees through knowledge sharing, escalation support, and ensuring problem resolutions are reached.

Participation in weekly team huddles and bi-monthly staff meetings to build mutual trust, respect, and cooperation among team members.

Building and leveraging relationships with internal LPL departments, 3rd party vendors, transfer agents, and sponsors to assist with escalations, improve processing pain points, mitigate risk to the firm, and safeguard against trading compliance violations. Acting as liaison for Financial Advisors who may raise inquiries regarding mutual fund / UIT prospectus or assistance with navigating LPL’s trading platform and resources.

Identify risk, analyze procedures, and work with managers to resolve procedural gaps. When applicable, determine if a Technology incident should be raised for further investigation.

Taking consultative approaches to identify opportunities that increase operational efficiency and improve the Advisor / client experience. Coordinating with internal teams, mutual fund sponsors, and transfer agents for trade related issues / pain points and action said provisions to improve processes.

Work to ensure a positive outcome for Advisors / clients while also minimizing the possibility of a reoccurring negative experience.

Work through complex situations to understand the root cause of problems and determine economical solutions.

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Requirements :

3+ years of financial services, preferably in Trading

Series 7 and 63 required

Registration in all US States & Territories is required upon hire

Core Competencies :

Proficiency in standard computer knowledge (including software skills) and must be able to follow audible troubleshooting instructions if / when necessary

Strong MS Office skills required.

Attention to detail

Ability to work with other departments

Strong analytical and communication skills

Ability to work independently and within a group setting

Ability to handle fast paced and deadline driven environment

Preferences :

Knowledge of Mutual Fund, UIT and Precious Metals markets

Knowledge of trading regulations and requirements

General knowledge of Equities and Bond markets

Beta, Morningstar, Siebel, ClientWorks experience preferred

Series 24 preferred, but not required

VBA macros knowledge

Pay Range :

28.85-$48.08 / hourActual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

Company Overview :

LPL Financial Holdings Inc. (Nasdaq : LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

Join LPL Financial : Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.