VP Supervision Audit ControlVirtualVocations • Syracuse, New York, United States
VP Supervision Audit Control
VirtualVocations • Syracuse, New York, United States
9 hours ago
Job type
- Full-time
Job description
A company is looking for a VP of EPW Supervision, Audit & Control.
Key Responsibilities
Oversee all supervision, audit, and control programs across Empower Personal Wealth
Ensure operational and financial controls meet compliance standards and mitigate risk
Serve as the company's audit, control, and risk subject matter expert, advising leadership and regulatory agencies
Required Qualifications
FINRA Series 7 & 24 required
10+ years of relevant securities experience, preferably in compliance or supervision
Bachelor's degree required
Deep understanding of regulatory requirements and their business impacts
Experience leading and influencing others
Create a job alert for this search
Vp • Syracuse, New York, United States
Related jobs A company is looking for a VP of Finance & Corporate Controller.Key Responsibilities Oversee daily accounting operations and manage financial closing processes Establish internal controls and en...Show more A company is looking for a VP, GM Products, AI and Core Platform.Key Responsibilities Drive the vision, execution, and growth of the cloud and knowledge platform portfolio Engage with market buy...Show more A company is looking for a VP of Product to lead product strategy and execution for their women's mental health platform.
Key Responsibilities Own and drive product strategy, defining the product ...Show more A company is looking for a Director of Finance & Accounting.Key Responsibilities Serve as lead accountant for client businesses and oversee client team to ensure value and insights are delivered ...Show more A company is looking for a Corporate Controller to lead and scale its accounting operations while supporting strategic financial decision-making.
Key Responsibilities Oversee all corporate account...Show more A company is looking for a Controller to manage financial operations and ensure organizational financial health.Key Responsibilities Manage daily accounting functions, maintain internal reports, ...Show more A company is looking for a Vice President, Delivery Operations.Key Responsibilities Oversee daily operations of arbitrations, ensuring compliance and efficiency Lead and develop a large team of ...Show more A company is looking for a Supervisor, Risk Adjustment Auditing.Key Responsibilities Supervise team performance and conduct performance assessments Review and approve time sheets and time off re...Show more 
GROW Wealth Partners is a leading financial services firm dedicated to delivering tailored investment solutions and superior client experiences.
We specialize in financial planning, wealth managemen...Show more A company is looking for a VP of Finance to lead its finance and accounting function as it scales.Key Responsibilities Oversee all financial operations, including accounting, FP&A, treasury, and ...Show more Director, Revenue Cycle Optimization.Key Responsibilities Lead and mentor teams in Revenue Optimization and Revenue Integrity functions Develop and execute strategic plans to enhance operational...Show more A company is looking for a VP of Demand Generation to lead marketing-sourced pipeline efforts and scale the demand generation function.
Key Responsibilities Own marketing-sourced pipeline creation...Show more A company is looking for a Director of Medicaid Actuarial Services.Key Responsibilities Lead Medicaid population risk score modeling and application Develop new statistical tools to determine sc...Show more 
Are you ready to accelerate your potential and make a real difference within life sciences, diagnostics, and biotechnology?.
You’ll thrive in a culture of belonging where you and your unique viewpoi...Show more A company is looking for a Director of Issues Management and Quality Control.Key Responsibilities Manage Dealer Review, Quality Testing, and Issues Management processes while monitoring Operation...Show more A company is looking for a VP, GM Products, AI and Core Platform.Key Responsibilities Drive the vision, execution, and growth of the cloud and knowledge platform portfolio Engage with market buy...Show more A company is looking for an SVP, Implementation and Delivery to lead the consolidation and transformation of delivery teams into a high-performing organization.
Key Responsibilities Establish a un...Show more 
Job Reference Id : ORD-203441-CRNA-NY.Dates Needed : November-Ongoing.Board Certification Required : Yes.A Busy Hospital is seeking a CRNA for locum tenens coverage.
The facility is located in Niaga...Show more
CPA Licensed VP of Finance
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 8 hours ago • Promoted • New!
Vice President of AI Products
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 15 hours ago • Promoted • New!
Vice President of Product
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 30+ days ago • Promoted
Finance Director
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 30+ days ago • Promoted
CPA Corporate Controller
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 30+ days ago • Promoted
Controller
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 30+ days ago • Promoted
Vice President of Delivery Operations
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 1 day ago • Promoted
Risk Adjustment Auditing Supervisor
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 1 day ago • Promoted
Operations Associate
Northwestern Mutual - GROW Wealth Partners • Phoenix, NY, US
Full-time
Last updated: 30+ days ago • Promoted
VP of Finance
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 1 day ago • Promoted
Sr. Director of Revenue Cycle
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 22 days ago • Promoted
VP of Demand Generation
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 15 hours ago • Promoted • New!
Medicaid Actuarial Director
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 9 hours ago • Promoted • New!
Manufacturing Associate - 2nd Shift M-F 3 : 30pm - 11 : 30pm
Pall • Cortland, New York, United States of America
Full-time
Last updated: 18 days ago • Promoted
Director of Quality Control
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 4 days ago • Promoted
AI and Core Platform VP
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 18 days ago • Promoted
SVP of Implementation and Delivery
VirtualVocations • Syracuse, New York, United States
Full-time
Last updated: 15 hours ago • Promoted • New!
CRNA Needed for Locum Tenens Coverage at Facility in Niagara Falls, NY
HealthEcareers - Client • Bouckville, NY, USA
Full-time
Last updated: 3 days ago • Promoted