Regulatory Consumer Compliance Analyst

Position : Regulatory Consumer Compliance Analyst

Department : Audit & Compliance

Location : Wichita, KS (on-site)

Status : Full-time / Hourly

Responsibilities And Expectations

• Lead and participate on compliance review engagements, from planning to reporting, and produce quality deliverables to both department and professional standards, while ensuring the reviews are completed timely
• Document monitoring activities accurately, thoroughly, and according to department standards that clearly communicate the objective, scope, and supports conclusions of test findings.
• Finalize findings identified from the compliance reviews and use judgment to provide an overall opinion on the control environment by developing recommendations to strengthen internal controls
• Prepare effective communication reporting with minimal direction of Chief Compliance Officer to summarize findings, including root cause analysis and identify opportunities for additional automated or system controls to assist in providing more automated controls.
• Verify the implementation of remediation plans submitted by issue owners to verify that issues identified during monitoring are remediated and fully address the root cause.
• Perform follow up for the completion of action plans for issues identified in monitoring activities to ensure completion is within target date timeframes. This includes following up for regular status updates from action plan owners and updating the status in GRC tool.
• Maintain working knowledge of consumer compliance rules and regulations and their impact on products, services and operations including impact on testing
• Build and maintain strong relationships with key stakeholders and team members.
• Assist in conducting risk assessments of banking laws and regulations in support of a risk-focused compliance monitoring and testing framework.
• Recognize the confidential nature of Risk and Compliance communications and access to information; exercise discipline in protecting the confidentiality and security of information in accordance with firm policy
• Perform other duties as assigned or required.

Required Skills & Education

Physical Requirements

This position requires standing, walking, bending, and squatting on a regular basis. May require the ability to stoop, kneel, crouch or reach with hands and arms. Requires the ability to carry, lift, move or push up to 25 pounds on an occasional basis. Must be able to talk and listen to others.

Work Environment

This position regularly works in an office setting. Most of the job duties require the employee to be working with computers and electronic media on a regular basis.

Equity Bank is an equal opportunity employer and will not make employment decisions based on an applicant's race or skin color, national origin or ethnicity, religious beliefs, age, sex, physical or mental ability.

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