Licensed Sales Assistant

We seek a professional to support the productivity and activity of existing LPL Associate Financial Advisors, Financial Services Representatives, and / or Lead Financial Advisors; as well as helps to create efficiency. This person will also coordinate the marketing efforts of the Retirement & Investment Services program (RIS) in conjunction with the UnitedOne Credit Union marketing team and manages the back-office operations of the advisor.

Job Responsibilities :

List of general activities, duties and / or tasks typically performed within the job, but that may also be shared with other staff members :

Support advisor sales activities

• Execute on trade orders
• Process paperwork for annuities and life products
• Complete mutual fund trade tickets, place trades and monitor for settlement
• May engage in unsolicited trades or trades at the representative's direction only
• Assist advisor and members with sales paperwork
• setup draft accounts for members
• Run illustrations, assist in fund performance research and prepare client presentations for representative
• Contact client referrals to qualify and schedule appointments

Service support for members :

Lead execution of marketing strategy, may include :

The above statement of duties is not intended to be all inclusive and other duties will be assigned from time to time. Plus, some of the above responsibilities that do not require licenses and registrations may be assigned to other staff.

List of general education, background and experience, knowledge, skills, and abilities typically required to effectively perform the responsibilities of the job. Also included are any required licenses and / or designations.

For individuals new to this role :

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