Talent.com
Field Supervision Officer II
Field Supervision Officer IIEdward Jones • Tempe, AZ, US
No longer accepting applications
Field Supervision Officer II

Field Supervision Officer II

Edward Jones • Tempe, AZ, US
1 day ago
Job type
  • Full-time
Job description

You could say we're at the center of the center.

Here at Edward Jones the client is our single focus and our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support our clients, branch teams and headquarter associates in providing the best possible experience. Advocate for our more than 7 million clients through regulation communication, fraud protection and managing their investment distributions. Protect their investments by mitigating risk. And innovate new ways of working. Using insights to create solutions for the future - in the here and now.

Job Overview

Position Schedule : Full-Time

This job posting is anticipated to remain open for 30 days, from 25-Nov-2025. The posting may close early due to the volume of applicants.

Do you enjoy putting pieces together to understand the bigger picture and partner to solve complex issues? If so, there is an exciting career opportunity waiting for you in our Field Supervision Department!

Description : The Field Supervision Department plays a critical role in achieving the Compliance Division's purpose of promoting our client's best interests and choices by partnering to improve our culture of compliance and enable the best experience for all. Our associates are our greatest asset, and the opportunity to increase our client impact is directly related to our success in attracting, retaining, and developing a talented and diverse workforce.

Field Supervision Officers are registered with FINRA as designated supervisory principals to enforce firm and regulatory compliance rules utilize extensive electronic processing systems and exception reports to complete work and provide support to branch offices regarding client activity, firm policies, and industry regulations.

Key Responsibilities :

  • Review of non-supervisory and basic supervisory client and branch activity to identify fraudulent or manipulative activity.
  • Review of electronic communication for branch teams and home office associates.
  • Verify account information and accuracy through contacts with our clients and branch teams.
  • Identify supervisory issues, trends, and potential concerns in branch activity and effectively communicate them to clients, Financial Advisors, and home office associates.
  • Develop and deliver training, coaching and feedback.

At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate :

Hiring Minimum : $53600

Hiring Maximum : $88300

Read More About Job Overview

Skills / Requirements

  • Series 7 license that is currently active and has been held a minimum of one year
  • Must obtain Series 9, 10, 24, and 66 within 4 months of hire
  • Preferred Requirements :
  • Insurance license is preferred
  • General understanding of compliance or industry experience is preferred
  • One to two years of compliance experience is preferred
  • Bachelor's degree or equivalent experience is preferred, but not required
  • Candidates that live within in a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday.
  • Current home-based associates please note : Even as a hybrid posted role you are eligible to apply and, if selected, may retain your home-based status. However future business or regulatory needs may require on-site work and some roles may carry a preference for hybrid presence.

    Read More About Skills / Requirements

    Awards & Accolades

  • 100 Best Workplaces for Millennials in 2022, published Fortune July 2022, Great Places to Work data as of March 2022. Compensation provided for using, not obtaining, the rating.
  • Edward Jones was recognized as one of the Best Workplaces for Millennials by Great Places to Work and Fortune magazine. The privately held firm ranked No. 2 overall, in its fourth appearance on the list.

  • 2022 Fortune Best Workplaces for Women, published September 2022, research by Great Places to Work, data as of August 2021. Compensation provided for using, not obtaining, the rating.
  • Edward Jones has been named to the 2022 Best Workplaces for Women list by Great Places to Work and Fortune magazine, ranking No. 45.

  • 2022 Fortune's 100 Best Companies to Work For, published April 2022, research by Great Place to Work, data as of August 2021. Compensation provided for using, not obtaining, the rating.
  • For the 23rd time, Edward Jones has earned a spot on the Fortune 100 Best Companies to Work For ranking by Great Places to Work and Fortune magazine. Edward Jones ranked No. 35 on the prestigious 2022 list.

  • 2022 Best Places to Work For LGBTQ+ Equality, Great Place to Work in partnership with Human Rights Campaign Foundation, published Equity Magazine January 2022, data as of July 2021. Compensation provided for using, not obtaining, the rating.
  • Edward Jones scored 100 percent on the Human Rights Campaign Foundation's 2022 Corporate Equality Index (CEI) the nation's foremost benchmarking survey and report measuring corporate policies and practices related to LGBTQ+ workplace equality. The ranking designated Jones as one of the best places to work for LGBTQ+Equality.

    Read More About Awards & Accolades

    About Us

    At Edward Jones, we help clients achieve their serious, long-term financial goals by understanding their needs and implementing tailored solutions. To ensure a personal client experience, we have located our 15,000+ branch offices where our more than 7 million clients live and work.

    In a typical branch office, a financial advisor meets with clients and receives branch office support, so they can focus on building deep relationships with clients. Headquarters associates in St. Louis, Tempe and Mississauga provide support and expertise to help U.S. and Canada branch teams deliver an ideal client experience. We continue to grow to meet the needs of long-term individual investors.

    Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

    #LI-HO

    Required

    Preferred

    Job Industries

  • Other
  • Create a job alert for this search

    Officer Ii • Tempe, AZ, US

    Related jobs
    Telemedicine Physician

    Telemedicine Physician

    QuickMD • Maricopa, AZ, US
    Full-time
    QuickMD is a leading telemedicine provider, delivering high-quality virtual care across 44 states.Since our founding in 2019, we have helped more than 100,000 patients access essential medical trea...Show more
    Last updated: 30+ days ago • Promoted
    Refrigerated Truck Driver in Maricopa, AZ

    Refrigerated Truck Driver in Maricopa, AZ

    AllTruckJobs • Maricopa, AZ, US
    Full-time
    At Marten Transport—a 2025 TCA Elite Fleet—you’ll go the distance with strong pay, flexible home time, and unmatched support. When you’re behind the wheel with a company that’s built to last, every ...Show more
    Last updated: 30+ days ago • Promoted
    Field Service Technician II

    Field Service Technician II

    Canon U.S.A., Inc. Careers • Scottsdale, Arizona, US
    Full-time
    Spotting a solution and fixing a problem is a tremendous technical skillset.It requires diligence, determination, and a knack for knowledge. If so, Canon USA, an innovator of technology, solutions, ...Show more
    Last updated: 30+ days ago • Promoted
    Field Service Supervisor

    Field Service Supervisor

    MI Windows and Doors • Phoenix, AZ, US
    Full-time
    MITER Brands is a residential window and door manufacturer that provides a leading portfolio of window and door brands for the new construction and replacement segments. MITER Brands, also known as ...Show more
    Last updated: 7 days ago • Promoted
    Field Operations Supervisor

    Field Operations Supervisor

    Phoenix Staffing • Phoenix, AZ, US
    Full-time
    Veolia in North America is the top-ranked environmental company in the United States for three consecutive years, and the country's largest private water operator and technology provider as well as...Show more
    Last updated: 26 days ago • Promoted
    Field Supervisor - Biohazard Mitigation

    Field Supervisor - Biohazard Mitigation

    ServiceMaster • Phoenix, AZ, US
    Full-time
    Be the Help They Need, When They Need It Most.This isn’t a desk job—it’s hands-on work that makes a real difference.No set 9-5—adapt to real-time service needs. Health, Dental, Vision, 401k, Paid Tr...Show more
    Last updated: 12 hours ago • New!
    Indirect Tax Analyst

    Indirect Tax Analyst

    Vaco by Highspring • Maricopa, Arizona, United States
    Full-time
    Vaco has partnered with a well-established online retail company that is seeking an Indirect Tax Analyst to manage multi-state tax compliance and support strategic tax initiatives.The role is ideal...Show more
    Last updated: 29 days ago • Promoted
    Travel Radiology Tech - $2,435 per week in Maricopa, AZ

    Travel Radiology Tech - $2,435 per week in Maricopa, AZ

    AlliedTravelCareers • Maricopa, AZ, US
    Full-time
    AlliedTravelCareers is working with talent4health to find a qualified Rad Tech in Maricopa, Arizona, 85138!.Talent4Health is the most candidate-centric agency in the industry.Talent4Health has clie...Show more
    Last updated: 7 days ago • Promoted
    Remote M&A Integration Manager - AI Trainer ($50-$60 / hour)

    Remote M&A Integration Manager - AI Trainer ($50-$60 / hour)

    Data Annotation • Maricopa, Arizona
    Remote
    Full-time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...Show more
    Last updated: 20 days ago • Promoted
    Federal Police Officer (Uniformed Division) $50,000 Recruitment Incentive

    Federal Police Officer (Uniformed Division) $50,000 Recruitment Incentive

    The United States Secret Service • Paradise Valley, AZ, United States
    Full-time
    NOTE : This position must be performed in Washington, DC so relocation to Washington, DC will be required.Recruitment Incentive : Applicants may be eligible for a $50,000 recruitment incentive in acc...Show more
    Last updated: 30+ days ago • Promoted
    •Primary Care FM or IM in Maricopa, AZ - HHS Waiver & NHSC Qualified

    •Primary Care FM or IM in Maricopa, AZ - HHS Waiver & NHSC Qualified

    Banner Health • Maricopa, AZ, US
    Full-time
    Primary Care Position - BC / BE Family or Internal Medicine.Location : Maricopa, AZ (Between Tucson & Phoenix).Join a thriving practice in the rapidly growing town of Maricopa! Banner Health is seekin...Show more
    Last updated: 27 days ago • Promoted
    Assistant Director of Rehabilitation Services (ST)

    Assistant Director of Rehabilitation Services (ST)

    Life Care Center of Sierra Vista • Sierra Bonita, AZ, US
    Full-time
    K Sign-on Bonus Position Summary The Assistant Director of Rehabilitation Services assists the Director of Rehabilitation Services (DOR) in directing the three rehab departments of physical, occupa...Show more
    Last updated: 1 day ago • Promoted
    Data Governance Specialist

    Data Governance Specialist

    Integra Staffing Inc • DC, AZ, US
    Full-time
    Job title : Data Governance Specialist Location / Work type : Hybrid / Washington DC Clearance : Public Trust About this Role : Integra is seeking an experienced Data Governance Specialist to support our...Show more
    Last updated: 7 days ago • Promoted
    Field Supervision Officer II

    Field Supervision Officer II

    Edward Jones • Tempe, Arizona, us
    Full-time
    You could say we're at the center of the center.Here at Edward Jones the client is our single focus and our relationships with them are the measure of everything we do. And Service and Operations di...Show more
    Last updated: 1 day ago • Promoted
    Field Service Technician II

    Field Service Technician II

    Canon U.S.A., Inc. • Scottsdale, Arizona, United States, 85250
    Full-time
    Quick Apply
    Spotting a solution and fixing a problem is a tremendous technical skillset.It requires diligence, determination, and a knack for knowledge. If so, Canon USA, an innovator of technology, solutions, ...Show more
    Last updated: 30+ days ago • Promoted
    Secondary Special Education Teacher

    Secondary Special Education Teacher

    Zen Educate • Paradise Valley, US
    Full-time
    Limited Positions - Now hiring for the 2025–2026 school year.Your Opportunity to Make a Difference and Inspire Starts Now. We’re hiring paraprofessionals and classroom support staff for immedi...Show more
    Last updated: 3 hours ago • Promoted • New!
    Field Operations Supervisor

    Field Operations Supervisor

    Arizona Staffing • Phoenix, AZ, US
    Full-time
    Veolia in North America is the top-ranked environmental company in the United States for three consecutive years, and the country's largest private water operator and technology provider as well as...Show more
    Last updated: 30+ days ago • Promoted
    Inbound Retention Rep - Career Growth

    Inbound Retention Rep - Career Growth

    EchoStar • MARICOPA, Arizona, United States
    Full-time
    Are you highly competitive, motivated by results, and looking for a role where your earning potential has no limits? Our award-winning Inside Sales & Retention teams excel at driving customer decis...Show more
    Last updated: 10 days ago • Promoted