Sr Audit Group Manager (US)

Audit Manager

Work Location : Mount Laurel, New Jersey, United States of America Hours : 40 Pay Details : $119,110 - $193,550 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business : Audit

Job Description : Depth & Scope :

Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any / all disciplinary actions, as required

Oversees and leads a large, significant and / or highly complex, and diverse audit team for an area of significant risk, complexity or scope

People Manager role that generally manages a team greater than 5 Audit professionals / specialists

Strategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external / internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management / enterprise areas

Facilitates key strategic audit discussions and provides thought leadership to executives

Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex businesses, functional areas and / or global business lines

Sets operational team direction and collaborates with others to execute on common goals

Focuses on long term planning for functional area

Ability to process and handle confidential information with discretion

May participates on or leads various projects / division initiatives as needed

Demonstrates TD leadership Core Values

Recognizes team members' contributions

Strong presentation skills when delivering training and presentation at the division level, industry conferences, workshops, etc.

Education & Experience :

Undergraduate degree required

10+ years of relevant experience

Preferred Qualifications :

Consumer compliance experience, regulatory knowledge, audit experience

OCC / FINRA / SEC / CFPB / FED / FDIC examiners welcome

CRCM or CIA certified preferred

Customer Accountabilities :

Develops, communicates and implements a holistic strategy for audit area of expertise in support of and integrated with the overall audit strategy

Oversees / leads / manages and plans audit engagement work activities to ensure adequate risk coverage which may require alignment across multiple areas

Contributes to the risk assessment process to develop the divisional annual plan

Acts as lead audit advisor to management and respective teams for area of specialization; reports on emerging trends, identifying issues and opportunities and recommending action to senior management

Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with key enterprise partners and interfaces with respective leadership team to effectively manage own audit area and clarify scope of accountabilities while influencing and aligning others as needed

Ensures an integrated and aggregated view of all related activities across the overall function providing escalations, recommendations, and decision support to leadership

Forecasts initiatives and demand, and coordinates prioritization of the portfolio / initiatives with key stakeholders

Provides functional / business level communications to ensure messages to stakeholders and / or leaders are consistent, appropriate and aligned to business strategies and executive management direction

Leads the team in the development and / or integrated implementation of policies / processes / procedures / changes across multiple audit areas

Shareholder Accountabilities :

Ensures team adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assists in identifying potential opportunities to improve operational efficiencies for their business area

Leads relationships with business lines / corporate and / or control functions to ensure alignment with enterprise and / or regulatory requirements

Supports team in staying knowledgeable on emerging issues, trends, and evolving regulatory requirements and assesses potential impacts to the Bank

Assesses / identifies key issues and escalates to appropriate levels and relevant stakeholders and audit management where required

Maintains a culture of risk management and control, supported by effective processes and sound infrastructure in alignment with risk appetite

Identifies, mitigates and reports on risk issues per enterprise policy / guidelines and ensures appropriate escalation processes are followed

Leads or contributes to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk / provide guidance for complex situations

Oversees or leads the facilitation and / or implementation of own internal audit action / remediation plans to address performance / risk / governance issues

Employee / Team Accountabilities :

Responsible for management of the overall team(s) providing both leadership and guidance

Sets targets and objectives for the team, and delivers results

Grows team expertise to align with enterprise demand and the Bank's direction; assesses team skills and capabilities and continually looks for ways to provide and enhance the value delivered

Fosters an environment / culture that encourages productivity, innovation, process improvement, teamwork and a high level of professionalism

Coordinates necessary resources to ensure completion of Audit assignment by deadlines

Provides coaching, development, succession, recruitment, resource management and overall team leadership for team members and provides regular input into team members' assessment of performance and development plans

Prioritizes and manages own workload in order to deliver quality results and meets timelines

Supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensures timely communication of issues / points of interest

Identifies and recommends opportunities to enhance productivity, effectiveness and operational efficiency

Establishes effective relationships across multiple business areas

Supports and manages teams through change

Be a brand ambassador for Internal Audit both internally to the bank and externally

Physical Requirements :

Never : 0%; Occasional : 1-33%; Frequent : 34-66%; Continuous : 67-100%

Domestic Travel Occasional

International Travel Never

Performing sedentary work Continuous

Performing multiple tasks Continuous

Operating standard office equipment - Continuous

Responding quickly to sounds Occasional

Sitting Continuous

Standing Occasional

Walking Occasional

Moving safely in confined spaces Occasional

Lifting / Carrying (under 25 lbs.) Occasional

Lifting / Carrying (over 25 lbs.) Never

Squatting Occasional

Bending Occasional

Kneeling Never

Crawling Never

Climbing Never

Reaching overhead Never

Reaching forward Occasional

Pushing Never

Pulling Never

Twisting Never

Concentrating for long periods of time Continuous

Applying common sense to deal with problems involving standardized situations Continuous

Reading, writing and comprehending instructions Continuous

Adding, subtracting, multiplying and dividing Continuous

The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.

Who We Are :

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and