Talent.com
Governance & Control Specialist - ILED

Governance & Control Specialist - ILED

TD BankMount Laurel, NJ, US
30+ days ago
Job type
  • Full-time
Job description

Governance & Control Specialist

The Governance & Control Specialist manages a portfolio of governance and control activities for moderately complex or high-risk business or functional area and implements policies / processes and / or initiatives to meet governance and control guidelines. Acts as a technical lead on key control initiatives. This is a new team build out. G&C Specialist will be responsible for the development and implementation of the process for data quality verifications and creating metrics around them for the 1st line G&C department.

Depth & Scope :

  • Highly seasoned professional role requiring substantial business knowledge / expertise in a complex field and knowledge of broader related areas
  • Integrates knowledge of the enterprise sub-function's or business line's overarching strategy in developing solutions across multiple functions or operations
  • Ability to work collaboratively and build relationships across teams and functions
  • Interprets internal / external business challenges and the industry environment, recommends course of action and best practices to improve products, processes or services
  • Acts as a technical expert / lead integrating cross-function understanding within their own field of specialty; may manage team(s) of related specialists
  • Leads cross-functional teams or projects with significant resource requirements, risk and / or complexity
  • Independently manages end-to-end functional programs
  • Solves or may lead others to solve complex problems; leads efforts or partners with others to develop new solutions
  • Works autonomously as the lead and guides others within area of expertise

Education & Experience :

  • Undergraduate degree preferred
  • 7+ years of relevant experience
  • Advanced business understanding and knowledge of risk and control functions
  • Advanced knowledge of governance, risk and control procedures, strategies & tactics
  • Knowledge of current and emerging competitor and market trends
  • Ability to establish goals and objectives that support delivery execution for multiple teams
  • Ability to contribute to the direction of the function and provide advice to the team and delivery leadership
  • Ability to lead, plan, execute and evaluate project activities to ensure completion of initiatives
  • Skill in mentoring, and performance management
  • Skill in using analytical software tools, data analysis methods and reporting techniques
  • Skill in using computer applications including MS Office and industry standards
  • Ability to communicate effectively in both oral and written form
  • Ability to work collaboratively and build relationships across teams and functions
  • Ability to work successfully as a member of a team and drive team execution
  • Ability to exercise sound judgement in making decisions
  • Ability to analyze, organize and prioritize work while meeting multiple deadlines
  • Preferred Qualifications :

  • Experience with ILED and Data Quality
  • Ability to collaborate well with team
  • Merlin / Archer experience helpful
  • Customer Accountabilities :

  • Contributes to the strategic direction of the business governance and control function and plays a key role in the development and implementation of risk strategies in support of the overall business strategy
  • Develops and documents a comprehensive inventory of processes and controls with clearly-defined owners and roles and responsibilities for each process and control
  • Participates in the intake of applicable regulation, assessment of impact to the business line, and the comprehensive mapping of associated controls to rules and regulations
  • Reviews end-to-end processes and controls and connects the dots across issues and control deficiencies across various BUs in order to increase standardization of solutions, processes and controls
  • Leads the integrated execution of policies / procedures / changes across multiple functional areas
  • Provides direction to complex, wide-ranging enterprise or cross-function / business projects as a SME, identifies risk / provides guidance for complex situations and participates in designing, testing, and implementation of solutions
  • Acts as lead for area of specialization with industry, enterprise, and business awareness; recognizing and anticipating emerging trends and; identifying issues and opportunities and recommending action to senior management in the governance and control space
  • Shareholder Accountabilities :

  • Ensures programs / policies / practices are well-managed, meet business needs / priorities, and comply with internal / external requirements
  • Exercises discretion in managing communication / correspondence, information and all matters of confidentiality
  • Leads research projects; supports the development / delivery of materials and presentations to management or broader audience
  • Conducts analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs, policies, or practices
  • Adheres to enterprise frameworks or methodologies that relate to activities across businesses and functions
  • Manages relationships within and across various business lines, corporate and / or control functions and ensures alignment with enterprise and / or regulatory requirements
  • Protects the interests of the organization identifies and manages risks, and escalates non-standard, high-risk transactions / activities as necessary
  • Maintains a culture of risk management and control, supported by processes in alignment with risk appetite
  • Is knowledgeable of and complies with Bank Code of Conduct
  • Employee / Team Accountabilities :

  • Participates as a member of the team, supports a positive work environment and ensures timely communication
  • Provides leadership as a SME and participates in knowledge transfer within the team / business unit
  • Keeps current on emerging trends / developments and grows knowledge of the business, related tools and techniques
  • Keeps others informed about the status / progress of projects
  • Contributes to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices
  • Contributes to a fair, positive and equitable environment
  • Acts as a brand ambassador for your business area / function and the Bank
  • Physical Requirements :

    Never : 0%; Occasional : 1-33%; Frequent : 34-66%; Continuous : 67-100%

  • Domestic Travel Occasional
  • International Travel Never
  • Performing sedentary work Continuous
  • Performing multiple tasks Continuous
  • Operating standard office equipment - Continuous
  • Responding quickly to sounds Occasional
  • Sitting Continuous
  • Standing Occasional
  • Walking Occasional
  • Moving safely in confined spaces Occasional
  • Lifting / Carrying (under 25 lbs.) Occasional
  • Lifting / Carrying (over 25 lbs.) Never
  • Squatting Occasional
  • Bending Occasional
  • Kneeling Never
  • Crawling Never
  • Climbing Never
  • Reaching overhead Never
  • Reaching forward Occasional
  • Pushing Never
  • Pulling Never
  • Twisting Never
  • Concentrating for long periods of time Continuous
  • Applying common sense to deal with problems involving standardized situations Continuous
  • Reading, writing and comprehending instructions Continuous
  • Adding, subtracting, multiplying and dividing Continuous
  • Who We Are :

    TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

    TD is deeply committed to being a leader in customer experience, that is why

    Create a job alert for this search

    Control Specialist • Mount Laurel, NJ, US

    Related jobs
    • Promoted
    Claim Risk Governance & Control Specialist

    Claim Risk Governance & Control Specialist

    Munich REPrinceton, NJ, United States
    Full-time
    Claim Risk Governance & Control Specialist .Munich Re Specialty - North America .Princeton , United States .The Company is open to considering candidates in num...Show moreLast updated: 30+ days ago
    • Promoted
    Global SOX Compliance Specialist

    Global SOX Compliance Specialist

    VirtualVocationsPhiladelphia, Pennsylvania, United States
    Full-time
    A company is looking for a Global ICFR and SOX Specialist Non IT.Key Responsibilities Support and execute all aspects of the SOX / ICFR Program and compliance activities Review and perform tests o...Show moreLast updated: 4 days ago
    • Promoted
    GRC Analyst

    GRC Analyst

    VirtualVocationsPhiladelphia, Pennsylvania, United States
    Full-time
    A company is looking for a GRC (Governance, Risk, and Compliance) Analyst.Key Responsibilities Ensure compliance with DOJ / CISA requirements and coordinate external audits / assessments Manage the ...Show moreLast updated: 30+ days ago
    • Promoted
    Director of Compliance

    Director of Compliance

    Allied UniversalConshohocken, PA, United States
    Full-time
    US-FL-West Palm Beach | US-CA-Irvine | US-FL-Jupiter | US-PA-Conshohocken.Allied Universal, North America's leading security and facility services company, offers rewarding careers that provide you...Show moreLast updated: 25 days ago
    • Promoted
    UKG Ready Solution Consultant

    UKG Ready Solution Consultant

    VirtualVocationsPhiladelphia, Pennsylvania, United States
    Full-time
    A company is looking for a UKG Ready Solution Consultant to partner with clients in designing, configuring, and delivering solutions using the UKG Ready platform. Key Responsibilities Act as a sub...Show moreLast updated: 3 days ago
    • Promoted
    Director, Resilience & Survivability Technical Lead

    Director, Resilience & Survivability Technical Lead

    BNP PARIBAS FINANCIAL SERVICES, LLCChesterbrook, PA, US
    Full-time
    Director, Resilience & Survivability Technical Lead w / BNP Paribas RCC, Inc in Chesterbrook, PA.Lead design & implementn of resilient environmnts in the region. Positn reqs no deg a& 6 yrs of exp in...Show moreLast updated: 1 day ago
    • Promoted
    Governance & Control Specialist (US)

    Governance & Control Specialist (US)

    TD BankMount Laurel, NJ, US
    Full-time
    Governance & Control Specialist.The Governance & Control Specialist manages a portfolio of governance and control activities for moderately complex or high-risk business or functional area and impl...Show moreLast updated: 30+ days ago
    • Promoted
    Assistant Division Director

    Assistant Division Director

    New Jersey Department of Children and FamiliesTrenton, New Jersey, United States
    Full-time
    The Department of Children and Families’, Office of Data Management and Reporting is seeking a qualified individual to fill an Assistant Division Director position. This position is located in...Show moreLast updated: 10 days ago
    • Promoted
    Senior Analyst, Security Governance, Risk, and Compliance (Remote)

    Senior Analyst, Security Governance, Risk, and Compliance (Remote)

    Jazz PharmaceuticalsPhiladelphia, PA, United States
    Remote
    Full-time
    If you are a current Jazz employee please apply via the Internal Career site.Jazz Pharmaceuticals is a global biopharma company whose purpose is to innovate to transform the lives of patients and ...Show moreLast updated: 4 days ago
    • Promoted
    Remote XSOAR Consultant

    Remote XSOAR Consultant

    VirtualVocationsPhiladelphia, Pennsylvania, United States
    Remote
    Full-time
    A company is looking for a Remote XSOAR Consultant to assist with log migration and detection strategy for clients.Key Responsibilities Collaborate with the technical lead to develop a log ingest...Show moreLast updated: 14 days ago
    • Promoted
    Deviation Management Specialist

    Deviation Management Specialist

    Spectraforce TechnologiesWest Point, PA, United States
    Full-time
    Position Title : Deviation Management Specialist.Work Location : West Point, PA 19486.Assignment Duration : 12 months.Work Schedule : Off-shift work may be required. Primary responsibilities include day...Show moreLast updated: 18 days ago
    • Promoted
    Governance & Control Mgr (US)

    Governance & Control Mgr (US)

    TD BankMount Laurel, NJ, US
    Full-time
    Actively engages partners including Legal, Compliance, Privacy, Operational Risk, Regulatory Risk, Fraud, TRMIS to understand risk policies and collaborate, identify solutions for the ATM Channel.A...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    Government Insuring Specialist

    Government Insuring Specialist

    VirtualVocationsPhiladelphia, Pennsylvania, United States
    Full-time
    A company is looking for a Government Insuring Specialist to manage the government insuring process for FHA, VA, and USDA loans post-closing. Key Responsibilities Submit and track mortgage insuran...Show moreLast updated: 16 hours ago
    • Promoted
    Security Officer Access Control

    Security Officer Access Control

    Allied UniversalFlorence, NJ, United States
    Full-time
    Security Officer Access Control.Friday, Monday, Saturday, Sunday, Thursday.Allied Universal, North America's leading security and facility services company, offers rewarding careers that provide yo...Show moreLast updated: 30+ days ago
    • Promoted
    Controller

    Controller

    JobotFort Washington, PA, US
    Full-time
    This company is a leader in digital solutions to healthcare and pharma companies!.This Jobot Job is hosted by : Alex Dickinson. Are you a fit? Easy Apply now by clicking the "Apply Now" button and se...Show moreLast updated: 4 days ago
    • Promoted
    Director of Data Governance

    Director of Data Governance

    VirtualVocationsPhiladelphia, Pennsylvania, United States
    Full-time
    A company is looking for a Director of Data Governance to lead the execution of its enterprise-wide data and AI governance strategy. Key Responsibilities Build and lead the Enterprise Data & AI Go...Show moreLast updated: 30+ days ago
    • Promoted
    Inventory Finance Controller - Mobility Customer Services

    Inventory Finance Controller - Mobility Customer Services

    Siemens MobilityLexington, PA, United States
    Full-time
    Pioneering in America, from the first mile to the last.For more than 160 years, Siemens has been an integral provider of infrastructure, electrification, and transportation solutions in the United ...Show moreLast updated: 3 days ago
    • Promoted
    • New!
    Senior Manager - Coding Audit and Compliance

    Senior Manager - Coding Audit and Compliance

    Panacea Healthcare SolutionsHightstown, NJ, US
    Full-time
    Panacea Healthcare Solutions, a leader in providing customized financial solutions to healthcare providers, is expanding its credentialed staff to perform coding audit, support, and review.Panacea ...Show moreLast updated: 4 hours ago