3-6 years of experience with registered investment companies and investment advisers and with regulatory and compliance matters regarding federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933
Ability to play a leading or other key role in transactions, particularly related to investment company reorganizations or mergers
Experience with mutual funds, exchange‑traded funds, ETFs, closed‑end funds and / or independent trustees and directors
Admitted in (and in good standing with), or taking steps to become admitted in, the applicable jurisdiction
BENEFITS
Competitive Salary : We offer a competitive base salary commensurate with class year and experience
Bonus Program : Discretionary annual bonus program
Retirement Planning : Opportunity to make traditional pre‑tax and / or post‑tax Roth 401(k) contributions through payroll deductions; plans are administered by Vanguard
Health and Wellness : Comprehensive health, dental, and vision plans, along with optional health savings and flexible spending accounts, firm‑paid Life and Disability benefits, and wellness programs to support your overall well‑being
Paid Time Off : Competitive time off package including vacation days, paid holidays, sick time and personal days
Professional Development : Opportunities for continuous learning and career growth through firm‑provided training & professional development programs
Work‑Life Balance : Hybrid work model and family‑friendly policies
Top‑Tier, interesting work in a more personalized work environment
Ability to accept as much responsibility and client contact as you are ready to assume
Substantial professional development assistance in the form of training, mentoring and performance feedback
Competing compensation and benefits structure
Hybrid work policy with three days a week in‑office attendance and two days remote
Additional Perks : Employee discount programs, pre‑tax commuter benefits, backup child & elder care, Milk Stork, Employee Assistance Program (EAP), fitness center discounts and more
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Investment Associate • Washington, DC, United States
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