Chief Compliance Officer — RegTech for Trading & MarketsInternational Erosion Control Association • Chicago, IL, United States

Chief Compliance Officer — RegTech for Trading & Markets

International Erosion Control Association • Chicago, IL, United States

1 day ago

Job type

Full-time

Job description

A leading proprietary trading firm is seeking a Chief Compliance Officer to oversee compliance operations. The role involves ensuring adherence to federal laws, drafting compliance policies, and reviewing trading activity. Ideal candidates hold a degree in finance or a related field, with 1-4 years in compliance and are willing to acquire a Series 24 license. This position offers the opportunity to work in a dynamic, innovative environment focused on trading automation and strategy development.

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Chief Compliance Officer • Chicago, IL, United States

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