Audit Director

K2 Integrity is seeking an internal audit director to join our Assurance Services practice. This director will be an experienced audit professional with a minimum 10 years’ of experience within the financial services industry. The ideal candidate will be a Certified Internal Auditor (CIA) with strong experience in the banking sector. Our internal audit director will work as a strategic and tactical advisor, helping clients proactively understand the regulatory landscape and assisting them in managing both their internal and external risks. This advisory leader will deliver risk-based audit services, including annual and strategic audit planning and audit delivery, and manage stakeholder relationships. The internal audit director will also function as an information systems auditor and regulatory expert, not only executing deliverables but also bringing holistic solutions to clients.

Responsibilities :

• Deliver internal audit and advisory services to clients under the supervision of the senior managing director.
• Execute internal audit engagements across different parts of the internal audit lifecycle, including planning, fieldwork, reporting, follow-up, and remediation testing.
• Collaborate with internal and external stakeholders.
• Execute high-quality independent assessments of internal audit functions, including but not limited to external quality assessments (EQAs) or self-assessments with independent validation.
• Provide Sarbanes-Oxley (SOX) compliance services, including planning, development of risk control matrices and narratives / flowcharts, fieldwork, reporting, and remediation efforts.
• Identify and assess potential risks and provide recommendations for mitigating risks.
• Perform appropriate internal audit and SOX monitoring, data analytics (e.g., KPIs, KRIs), and reporting.
• Assist clients with implementation and improvements based on the internal audit results, quality assessment findings, and regulatory orders.
• Monitor regulatory and business changes, new and emerging risks, and industry trends.
• Prepare presentations (e.g., status, reporting, training).
• Provide audit administrative and project management support to team.
• Assist with proposals.
• Complete review of audit documents and workpapers.
• Provide guidance and training to team members on skills related to client matters / engagements.
• Manage engagements in accordance with budget and deadline requirements.
• Solve complex problems and consult appropriately with stakeholders.
• Develop and maintain client relationships.
• Identify opportunities for potential business development.
• Lead discussions with clients, partners, or regulators in a professional manner, being prepared to offer insightful solutions to complex problems and client needs.
• Manage alternating priorities and multitask under tight deadlines.
• Engage in 360-degree collaboration with colleagues, team members, and leadership.
• Other duties as assigned.

Requirements :

This role is hybrid out of our NYC office location.

Seniority level

Director

Employment type

Full-time

Job function

Accounting / Auditing

Industries

Business Consulting and Services

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