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Financial Crime Risk Sr. Investigator - Centralized Investigations
Financial Crime Risk Sr. Investigator - Centralized InvestigationsTD Bank, N.A. • Fort Lauderdale, FL, US
Financial Crime Risk Sr. Investigator - Centralized Investigations

Financial Crime Risk Sr. Investigator - Centralized Investigations

TD Bank, N.A. • Fort Lauderdale, FL, US
5 days ago
Job type
  • Full-time
Job description

Description

The Financial Crime Risk Senior Investigator conducts end-to-end investigations of complex higher sensitivity cases, applying analysis of evidence gathered for both internal and external investigations. The investigator has authority to determine reasonable grounds to suspect money laundering or terrorist financing, mitigating and disrupting financial crime, and may recommend demarket or freezing accounts by the appropriate investigative unit.

Department Overview

FCRM Investigations is responsible for investigations of complex anti-money laundering, counter-terrorism finance, and insider risk matters resulting from law enforcement referrals, proactive initiatives, 314a / 314b, and internal referrals.

Depth & Scope

  • Investigates criminal cases ranging from simple to complex in nature
  • Strong knowledge of bank products, systems, policies, and procedures
  • Expert knowledge of criminal investigative techniques, related laws governing collection of evidence, court proceedings, and financial / criminal trends
  • Manages programs / projects / initiatives of low to moderate scope and complexity
  • Implements industry best practices to solve complex problems and develop solutions within context of the business area
  • Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels
  • Builds stakeholder alignment in leading projects and activities
  • Works independently as senior technical lead and guides others within area of expertise

Education & Experience

  • Undergraduate degree or equivalent work experience
  • 5+ years of experience in financial crime or related investigative role

    • Preferred Skills

  • Fraud or financial crime investigative experience

    • Customer Accountabilities

  • Conduct complex investigations including AML, sanctions / ABAC, and financial crime
  • Apply sound methodologies to collect, preserve, and analyze evidence while staying current on emerging risks and technology threats
  • Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied
  • Work effectively with counterparts at other FI's, law enforcement, Non-Profits, and government to maximize information sharing and reduce TDBFG exposure
  • Identify and communicate procedural weaknesses to businesses
  • Maintain working relationships with internal partners for investigative purposes

    • Shareholder Accountabilities

  • Lead workstream by acting as project lead for large or complex projects / initiatives in accordance with project management methodologies
  • Evaluate effectiveness of processes / services and recommend enhancements
  • Recommend improvements to escalation processes within the investigative unit and a feedback mechanism to relevant stakeholders
  • Plan and deliver efficient and cost-effective processes that support and promote implementation of programs

    • Employee / Team Accountabilities

  • Participate fully as a member of the team, supporting a positive work environment that promotes service, quality, innovation, and teamwork
  • Share industry knowledge for own area of expertise and participate in knowledge transfer within the team and business unit
  • Contribute to team development of skills and capabilities through mentorship of others

    • Physical Requirements

  • Domestic Travel – Occasional
  • International Travel – Never
  • Performing sedentary work – Continuous
  • Continuous use of standard office equipment – Continuous

    • Equal Opportunity Employer

    TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.

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    Financial Investigator • Fort Lauderdale, FL, US