Sr Compliance Officer - Special Projects Review Team

Senior Compliance Officer - Special Projects Review Team

Location : 4910 Tiedeman Road, Brooklyn Ohio

About the Job

The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to KeyBank's Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT role ensures Key's compliance with Bank Secrecy Act / Anti-Money Laundering (BSA / AML) and other financial crime regulations, as well as OFAC / Sanctions / Export Controls, through work on special risk projects, as requested by Key's Chief AML Officer (CAMLO) / FCRM Leadership, Key Executive Leadership, Key Legal, or Key Risk Review Group (Audit). This role requires excellent people / communication / listening skills and intellectual curiosity, paired with a strong combination of (1) a solid working knowledge of BSA / AML, general financial crimes, and OFAC / Sanctions / Export Controls, (2) regulatory expectations, and (3) law enforcement needs.

Essential Job Functions

The Senior Compliance Officer - SPRT role is responsible for assisting on projects complex in nature or requiring additional assistance, that may benefit from additional subject matter expertise, line of business outreach, and / or leveraging existing federal law enforcement contacts, while conducting holistic reviews of situations that may involve a :

• Significant geo-political macro event affecting the financial sector;
• Significant amount of customers, accounts, or account activity;
• Significant loss event to Key;
• Potential criminal conspiracy;
• Potential national security issue;
• Potential regulatory infraction;
• Any emerging risk topics;
• Any other high profile, sensitive, and / or reputational risk situation, as deemed relevant by management above.

In addition, on topics above, the Senior Compliance Officer - SPRT role will provide guidance, Compliance oversight, and Quality Assurance reviews on SAR filings on the topics above. Using lessons learned, this role will also conduct a post-incident review of similarly situated customers to ensure no additional risk exposure within the bank, as well as provide post-incident training of lessons learned to affected parties within Key. Finally, this role would assist on any other special risk projects, as requested by Key Executive Leadership.

Among the other functions for this role are the following :

Required Qualifications

Minimum of 5 years of federal regulator, federal law enforcement / prosecutor, and / or US Intelligence Community experience with existing government contacts who can be leveraged, plus a minimum of 10 years of complex regulatory, compliance, investigative, law enforcement, or intelligence experience. A Bachelor's Degree is required, with advanced degree(s) of JD or MBA desired. Exceptional people / communication / listening skills.

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.