Associate Audit Director

Job Title :

Associate Audit Director

Location : CityScape

What youll do :

As an Associate Audit Director youll plan oversee and report on various audits in your assigned coverage areas supporting the execution of departments annual audit plan. Youll also assist in the annual risk assessment and related quarterly continuous monitoring that supports the risk assessment. Youll lead all assigned audits and ensure timely wrap-up and completion per the audit plan. Youll evaluate processes and internal controls for adherence to bank policies and procedures and compliance with federal and state banking regulations. Youll interact with and proactively inform senior leadership of audit results and related risk. Youll complete root cause analysis for identified issues to focus on strengthening and improving controls. Youll report to a Audit Director or Senior Audit Director; however youll have the opportunity of working with our audit leaders across the department as many of our audits are integrated with the finance banking operations credit administration risk management and compliance audit teams. Also youll be responsible for attracting hiring and retaining a team of high-performing Auditor and Senior Auditor professionals that will report directly to you. With the assistance of the Audit Project Manager(s) youll oversee day-to-day activities of the audit team. Works with other audit teams for effective utilization of all staff for completion of the overall audit plan. Youll be responsible for ongoing coaching training development and motivation of your audit team. Your position promotes risk awareness in the enterprise through a positive and collaborative relationship with department heads business leadership and addition to audit execution youll meet regularly with department heads and business leaders to discuss audits assess risks evaluate issue remediation progress provide feedback and gather insights on business activities.

• Support the Audit Director or Senior Audit Director in completing the annual risk assessment and development of the resulting audit plan. Prepare a comprehensive risk-based multi-year plan of audit coverage for assigned area ensuring audits are within cycle and logically budgeted / resourced. Lead execution of the assigned area of the audit plan appropriately leveraging and delegating to the Audit Project Manager(s). Ensure key risks and all critical plan inputs are considered as part of audit planning for audits within assigned area. Understand risk management frameworks to lead in internal control evaluation of audit assignments. Oversee the completion of all phases and wrap-up of the assigned audit areas utilizing the audit software (Wdesk / Workiva) while reviewing and providing feedback to the audit team over critical planning and testing approach audit documentation. As needed discuss scope and approach with other department leadership to ensure appropriate audit coverage. Review the Audit Project Managers work along with review of higher risk controls and related exceptions to ensure compliance with stated requirements and objectives IIA standards and audit methodology. Provide guidance coaching and clear feedback to audit team ensuring resolution of all review notes prior to audit wrap-up. Incorporate data analytics into various audit testing. Finalize root cause analysis for all audit issues noted in audit teams test work. Clarify and clear audit review notes provided by the Audit Director or Senior Audit Director. Complete hours analysis for overall audit and perform final quality assessment of organization and documentation for completeness and compliance with audit methodology.
• Draft and present audit reports that clearly communicate risks and issues to Audit Director or Senior Audit Director and department leadership team for approval. Proactively work with management to create effective management action plans in a timely manner. Attend monthly meetings with management to monitor status of open audit issues understand progress and provide constructive feedback toward closure. Ensure delays or needed extensions are appropriately escalated and addressed per audit methodology. Actively monitor issue deadlines implementations and closures assigning test of validation work based on workload balance and expertise. Follow up on disposition of exceptions noted during audits including internal external and regulatory examination reports. Review approve and close medium and / or low risk issues. Provide ad-hoc reports and status updates to supervisors.
• Work with co-source partners when necessary to provide an overall efficient audit with department annual training requirements and proactively draft and discuss performance goals with Audit Director or Senior Audit Director. Attend and / or lead team peer and one-on-one meetings. Owns and completes department initiatives by finding efficiencies with strategic thinking focused on leading change to audit methodologies and supporting technology based solutions as applicable. Support Audit Project Manager department initiatives by acting as a reviewer prior to completion. Lead inclusive teams and develop a team while empowering others. Support and assist in training of staff to improve Auditor and Senior Auditor skill assessment results.
• Lead and develop a team; responsible for hiring coaching performance management training and development.

What youll need :

Benefits youll love :

We offer all the important things youd want like competitive salaries an ownership stake in the company medical and dental insurance time off a great 401k matching program tuition assistance program an employee volunteer program and a wellness addition youll have the opportunity to bolster your business knowledge learning the ins and outs of how successful companies operate and manage their finances giving you invaluable hands-on experience to help grow your career!

About the company :

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona Alliance Association Bank Bank of Nevada Bridge Bank First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.

Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race sex color religion age nation origin marital status disability protected veteran status sexual orientation gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and / or need an alternative method of applying please email or call . When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.

Western Alliance Bancorporation

Required Experience :

Director

Key Skills

Internal Audit,Risk Management,Information Technology,Financial Controls,Audit Methodology,COSO,GAAP,COBIT,SOX,Special Investigations,External Auditors,Financial Statements,Accounting and Finance,CPA

Employment Type : Full-Time

Experience : years

Vacancy : 1