Senior Associate, PGIM Central Compliance

Senior Compliance Associate

At Prudential, we believe talent is key to achieving our vision. When you join Prudential, you'll unlock a motivating and impactful career all while growing your skills and advancing your profession at one of the worlds leading financial services institutions!

Are you a compliance professional who can establish relationships and operationalize regulatory requirements? Prudential Financial companies serve individual and institutional customers worldwide and include The Prudential Insurance Company of America, one of the largest life insurance companies in the United States and PGIM, Inc. a global leader in asset management. These companies offer a variety of products and financial solutions, including life insurance, mutual funds, asset management, annuities, and pension and retirement-related services and administration. PGIM, a part of the Prudential Financial family, is a registered investment adviser with nearly $1.4 trillion in assets under management.

The PGIM Central Compliance team has a Senior Compliance Associate level position available, located in Newark, N.J. The Associate will support PGIM regarding the certain regulatory, contractual, and compliance requirements associated with a registered investment advisor. This role will also serve as a key resource with respect to ongoing project work crafted to support and improve the PGIM compliance programs. The position will work with several established compliance officers to provide day-to-day compliance support to the PGIM functional support units (Executives, Strategy, People, Risk, Communications, etc.) and any whole PGIM initiatives and projects.

The current EWA for this position is Hybrid and requires your on-site presence of three days per week. Your manager will provide additional details relative to the specific days you are expected to be on-site.

What you can expect : Supporting all aspects of the personal securities trading (PST) program for employees of a registered investment adviser Maintaining PGIM compliance training material in accordance with current Company policies and programs including new hire certifications Reporting on various types of employee conduct requirements including outside business activities, gifts and entertainment, and political contributions Maintaining Compliance Standard Operating Procedures Assist in Compliance Risk Assessment planning and annual Compliance Review process. Support annual regulatory filing compliance and related efforts.

What you'll need : Ability to identify and understand key business risks, marketplace and regulatory environment Strong interpersonal skills to collaborate with various business units legal and compliance contacts Curiosity to consider alternative approaches to solve problems. Strong project management skills to mobilize solutions spanning competing areas 1-2 years of Compliance experience Proficiency in Microsoft Office It'd be a plus if you had : Bachelor's Degree in business related field Asset Management Industry knowledge Prudential welcomes all applicants, even if you don't meet every requirement. If your skills align with the role, we encourage you to apply.