Compliance Officer - Data, Research and Analytics

Compliance Officer - Data, Research and Analytics

Location : New York

Business Area : Legal, Compliance, and Risk

Ref # 10047120

Base pay range

$180,000.00 / yr - $210,000.00 / yr

Overview

Bloomberg's Legal & Compliance Department supports our businesses and operations worldwide. The Global Compliance team provides coverage across Bloomberg's products and services. We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, focusing on compliance support for Bloomberg's Data and Pricing products and services.

Responsibilities

• Advise on the application of financial regulations and market conduct standards as they relate to financial data products and analytics.
• Interpret and communicate evolving regulatory requirements (e.g., IOSCO, ESMA, SEC, FCA, CFTC, MiFID II) and assess their impact on data governance and compliance obligations.
• Support business teams in embedding regulatory requirements into operational processes and data workflows.
• Analyze new emerging areas, such as DORA and AI, to identify and develop an appropriate compliance framework.
• Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks.
• Contribute to governance forums and provide management with clear reporting on compliance risks, issues, and remediation progress.
• Prepare and provide training to stakeholders on compliance and regulatory matters.
• Prepare reports for internal management, as applicable.

Qualifications

Preferred

Application

Apply if you think we're a good match. We'll get in touch to let you know what the next steps are.

Salary Range = $180,000 - $210,000 USD Annually + Benefits + Bonus

We offer one of the most comprehensive and generous benefits plans available and offer a range of total rewards that may include merit increases, incentive compensation (exempt roles only), paid holidays, paid time off, medical, dental, vision, short and long term disability benefits, 401(k) + match, life insurance, and various wellness programs, among others.

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