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Regional Operations Manager (North Carolina)
Regional Operations Manager (North Carolina)Oppenheimer & Co. Inc. • Asheville, NC, US
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Regional Operations Manager (North Carolina)

Regional Operations Manager (North Carolina)

Oppenheimer & Co. Inc. • Asheville, NC, US
14 hours ago
Job type
  • Full-time
Job description

Overview

Regional Operations Manager (North Carolina) role at Oppenheimer & Co. Inc. The firm is seeking a Registered Regional Operations Manager to join Private Client Division in our North Carolina Region. This position will report directly to the National Branch Operations Administrator with secondary reporting to the Branch Managers in their region.

The candidate will be responsible for the day-to-day supervision and workflow of all operations functions which include, but are not limited to the following responsibilities.

Responsibilities

  • All money movement, fund disbursement and / or fund receipt activity, in accordance with FINRA rules
  • All order processing, including cancellations, corrections and other critical order-related workflow, including client service inquiries and resolutions
  • Account opening
  • Supervisory engagement with local resources (i.e. Branch Control Officer) to fulfill supervisory requirements
  • Train and lead operational support staff
  • Acts as liaison between the Branch and all Firm infrastructure areas
  • Support Financial Professional onboarding
  • Provides any special support as requested by Branch Manager

Qualifications

  • At least 5+ years of brokerage / financial services experience along with management experience
  • FINRA Registrations : Series 7, 63 required; in addition to 8 or 9 & 10
  • Strong attention to detail and accuracy
  • Ability to navigate multiple computer systems, applications, and utilize search tools to find information
  • Excellent verbal, written, and interpersonal communication skills
  • Effective organizational, multi-tasking, and prioritizing skills
  • Able to work independently, proactively and innovatively while exercising sound judgment
  • Intelligent, enthusiastic self-starter with proven ability to work closely with Financial Advisors and other team members
  • High ethical standards
  • Excellent time management and conflict resolution skills
  • Strong working knowledge of Microsoft Office Suite

    • Details

  • Location : Asheville, NC
  • Salary : $80,000.00 - $95,000.00 per year
  • Employment type : Full-time
  • Job function : Management

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    Regional Manager • Asheville, NC, US