Senior Audit Manager, Finance (Hybrid)

Plano Town Center (31064), United States of America, Plano, TexasSenior Audit Manager, Finance (Hybrid)

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic, self-motivated Audit Senior Manager who will assist in the development and execution of the audit plans for assurance coverage of Capital One’s Finance business.

As a member of the Finance Audit team, the candidate will focus on audits related to accounting and regulatory reporting, balance sheet management, capital management, and treasury from a 1st and 2nd line point of view. As part of the broader Audit team, the candidate will also lead or contribute to other audits as determined through audit planning processes.

Responsibilities :

Lead audits or significant components of audits.

Annual planning, risk assessment, and scheduling of Audit universe.

Develop audit engagement planning documentation, and develop the audit program to ensure adequate coverage of risk.

Communicate audit scope, issues, risks, and recommendations to management in written reports and oral presentations.

Develop and maintain effective working relationships with key business partners.

Design and execute internal control testing for audits.

Effectively communicate audit process scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings.

Assess the relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.

Manage timely and quality delivery of audit works. Demonstrate the ability to successfully meet deadlines.

Supervise and coordinate work assignments amongst audit team members. Provide timely feedback and coaching to audit staff.

Demonstrate flexibility in responding to changes in assignment and job responsibility.

Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.

Monitor industry trends, external events, and internal developments to ensure continuous coverage of emerging risks.

Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery

Provide direct people leadership and development of junior associates

Here's what we're looking for in an ideal teammate :

You are a critical thinker who seeks to understand the business and its control environment.

You believe insight and objectivity are core elements to provide assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

You possess a relentless focus on quality and timeliness.

You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications :

Bachelor's Degree or military experience

At least 7 years of experience in auditing, at least 7 years of experience in accounting and regulatory reporting, at least 7 years of experience in financial analysis, or a combination

At least 5 years of experience in leading audits and performing in the role of auditor-in-charge

At least 1 year of people management experience

Preferred Qualifications :

Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration

Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA)

5+ years of experience in Banking or in the financial services industry

4+ years of experience performing data analysis in support of internal auditing

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybridmeaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise- wide virtual work days. Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

New York City (Hybrid On-Site) : $172,900 - $197,300 for Audit Sr. Manager