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Compliance Specialist

Compliance Specialist

The Hartford Gold GroupLos Angeles, California, United States
30+ days ago
Job type
  • Full-time
  • Quick Apply
Job description

American Hartford Gold is a leader in the precious metals industry, dedicated to providing our clients with exceptional service and expertise. We’re looking for a Compliance Specialist to ensure our team stays sharp, compliant, and on top of their game! If you have experience in the precious metals industry and are committed to delivering high-quality service, we encourage you to apply.

Key Responsibilities :

  • Monitor all inbound / outbound customer calls to ensure compliance with company policies and industry regulations.
  • Spot red flags and escalate them to management for immediate follow-up and correction.
  • Maintain compliance with federal, state, and industry-specific regulations, staying informed of updates.
  • Document call evaluations, compliance concerns, and resolutions for audits and reporting.
  • Collaborate with legal and management teams to address compliance risks and improve processes.

Requirements :

  • Previous experience in the precious metals industry a plus.
  • Strong communication skills and ability to be concise in all communications.
  • Diligent follow-up skills for effective resolution to all tasks.
  • A team player who thrives in a fast-paced, high-volume environment.
  • Detail-oriented with the ability to manage multiple tasks efficiently.

    • Benefits :

  • Health, Dental, and Vision Insurance.
  • Life Insurance.
  • Paid time off.
  • Retirement Plan.
  • Free Building Gym Access.
  • Friday Lunches.

    • Why Join Us?

    At American Hartford Gold, we value professionalism, collaboration, and continuous improvement. Join a team where your skills will make a meaningful impact, and your growth will be supported.

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    Compliance Specialist • Los Angeles, California, United States