Talent.com
Senior RCA Manager - WCIB Risk Compliance Leader
Senior RCA Manager - WCIB Risk Compliance LeaderU.S. Bank • Charlotte, NC, US
Senior RCA Manager - WCIB Risk Compliance Leader

Senior RCA Manager - WCIB Risk Compliance Leader

U.S. Bank • Charlotte, NC, US
2 days ago
Job type
  • Full-time
Job description

At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at-all from Day One.

Job Description

The Compliance Risk Manager is responsible for leading a team of compliance risk professionals who support Wealth, Corporate, Commercial and Institutional Banking (WCIB) and the Institutional Client Group (ICG) business lines with compliance risk needs, including regulatory change management, compliance risk reviews and oversight of various regulations and programs. The Compliance Risk manager plays a critical role in driving strategic alignment and operational excellence across the organization. The successful candidate will work in close partnership with WCIB Risk leadership and the second line of defense partners, fostering collaboration to ensure risk-informed decision-making and strong governance practices. This role will help develop and maintain a support model that integrates all of WCIB / ICG in a consistent manner.

In addition to program oversight, this leader will be tasked with organizational strategic leadership, including the assessment of current organizational structures and workflows. They will be responsible for identifying opportunities to enhance efficiency, streamline processes, and propose innovative ways of working that support long-term business goals.

This role requires compliance and risk management knowledge for the applicable products and services in WCIB and ICG, and the ability to interpret regulatory requirements and apply them to the business line, as well as a forward-thinking, systems-oriented leader who can balance strategic vision with practical execution, while building strong relationships across functional and risk teams.

Preferred Skills / Experience :

Proven experience with leading a team

Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business

Demonstrated ability to appropriately influence in a collaborative environment

Ability to manage multiple tasks and deadlines simultaneously

Considerable understanding of the business line's operations, products / services, systems, and associated risks / controls

Strong risk background with considerable knowledge of Risk / Compliance / Audit competencies

Strong interpersonal and management skills

Strong process facilitation, project management, and analytical skills

Excellent written and verbal communication skills

Strong understanding of regulatory frameworks, risk management, and governance.

Excellent coordination and stakeholder engagement skills across business lines and oversight groups.

Familiarity with enterprise compliance and risk systems is preferred.

If there's anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants (https : / / careers.usbank.com / global / en / disability-accommodations-for-applicants) .

Benefits :

Our approach to benefits and total rewards considers our team members' whole selves and what may be needed to thrive in and outside work. That's why our benefits are designed to help you and your family boost your health, protect your financial security and give you peace of mind. Our benefits include the following (some may vary based on role, location or hours) :

Healthcare (medical, dental, vision)

Basic term and optional term life insurance

Short-term and long-term disability

Pregnancy disability and parental leave

401(k) and employer-funded retirement plan

Paid vacation (from two to five weeks depending on salary grade and tenure)

Up to 11 paid holiday opportunities

Adoption assistance

Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

U.S. Bank is an equal opportunity employer. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law.

E-Verify

U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about the E-Verify program (https : / / careers.usbank.com / verification-of-eligibility-for-employment) .

The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, U.S. Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (all benefits are subject to eligibility requirements). Pay Range : $149,515.00 - $175,900.00

U.S. Bank will consider qualified applicants with arrest or conviction records for employment. U.S. Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. U.S. Bank is subject to, and conducts background checks consistent with the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and / or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

Applicants must be able to comply with U.S. Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies.

Posting may be closed earlier due to high volume of applicants.

Create a job alert for this search

Senior Manager Risk • Charlotte, NC, US

Related jobs
Manager, SOX Compliance - Hybrid

Manager, SOX Compliance - Hybrid

XPO • Charlotte, NC, US
Full-time
Join our team as a Manager, SOX Compliance, where you’ll lead the planning and execution of our company’s Sarbanes-Oxley program and help strengthen our internal control environment.In this role, y...Show more
Last updated: 1 day ago • Promoted
Senior Manager Risk & Insurance

Senior Manager Risk & Insurance

Ingersol Rand • Davidson, NC, US
Full-time
Senior Manager - Risk Management & Insurance.At Trane Technologies and through our businesses including Trane and Thermo King, we create innovative climate solutions for buildings, homes, and trans...Show more
Last updated: 30+ days ago • Promoted
Senior Audit Manager, Corporate Compliance (Hybrid)

Senior Audit Manager, Corporate Compliance (Hybrid)

Capital One • Charlotte, NC, US
Full-time +1
Senior Audit Manager, Corporate Compliance (Hybrid).Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Aud...Show more
Last updated: 30+ days ago • Promoted
Senior Compliance Manager

Senior Compliance Manager

VirtualVocations • Charlotte, North Carolina, United States
Full-time
A company is looking for a Senior Manager of Compliance to ensure regulatory standards are met and to support the compliance program. Key Responsibilities Modify, update, and implement compliance ...Show more
Last updated: 30+ days ago • Promoted
Compliance and CRA Officer

Compliance and CRA Officer

Community Savings • Charlotte, NC, US
Full-time
The Compliance and CRA Officer is a leadership role responsible for developing, implementing, and overseeing the Bank’s Compliance Management System (CMS) to ensure adherence with all applica...Show more
Last updated: 18 days ago • Promoted
Enterprise Risk Manager

Enterprise Risk Manager

City of Charlotte • Charlotte, NC, US
Full-time
Charlotte is America's Queen City, opening her arms to a diverse and inclusive community of residents, businesses, and visitors alike. Here you will find a safe, family-oriented city where people wo...Show more
Last updated: 30+ days ago • Promoted
Senior Audit Manager, Risk Management (Hybrid)

Senior Audit Manager, Risk Management (Hybrid)

Capital One • Charlotte, NC, US
Full-time +1
Senior Audit Manager, Risk Management (Hybrid).Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Co...Show more
Last updated: 30+ days ago • Promoted
Healthcare Compliance Lead

Healthcare Compliance Lead

VirtualVocations • Charlotte, North Carolina, United States
Full-time
A company is looking for a Healthcare Compliance Lead to oversee and enhance its healthcare compliance program.Key Responsibilities Develop, implement, and improve compliance programs to adhere t...Show more
Last updated: 30+ days ago • Promoted
Lead Compliance and Risk Controls Strategist (CHARLOTTE)

Lead Compliance and Risk Controls Strategist (CHARLOTTE)

USAA • Charlotte, NC, United States
Full-time
Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the 1 choice for the...Show more
Last updated: 1 day ago • Promoted
AVP, Risk and Compliance

AVP, Risk and Compliance

LPL Financial • Fort Mill, SC, US
Full-time
Assistant Vice President (AVP) Program Compliance.What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping c...Show more
Last updated: 30+ days ago • Promoted
Enterprise Resilience Risk Leader

Enterprise Resilience Risk Leader

Truist • Charlotte, NC, US
Full-time +1
Enterprise Resilience Risk Leader.The Enterprise Resilience Risk Leader is a second line of defense subject matter expert in resilience, responsible for leading a team in the design, development, i...Show more
Last updated: 30+ days ago • Promoted
Senior Fraud Risk Manager

Senior Fraud Risk Manager

VirtualVocations • Charlotte, North Carolina, United States
Full-time
A company is looking for a Senior Manager Fraud Risk Management.Key Responsibilities Direct operations and staff of the Corporate Fraud Risk Group, establish goals and provide coaching Develop a...Show more
Last updated: 2 days ago • Promoted
Senior Manager, Compliance

Senior Manager, Compliance

VirtualVocations • Charlotte, North Carolina, United States
Full-time
A company is looking for a Senior Manager, Ethics & Compliance.Key Responsibilities Manage and implement compliance programs to meet regulatory requirements for Medicare and Medicaid products Co...Show more
Last updated: 4 days ago • Promoted
Senior Compliance Business Oversight Manager (US)

Senior Compliance Business Oversight Manager (US)

TD Bank • Charlotte, NC, US
Full-time
Senior Compliance Business Oversight Manager.Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of t...Show more
Last updated: 20 days ago • Promoted
Contract Compliance Lead (SAP Ariba)

Contract Compliance Lead (SAP Ariba)

Talent Bridge • Charlotte, NC, US
Full-time
Contract Compliance Lead (SAP Ariba).Location : Charlotte, NC (Hybrid 3 days onsite).Department : Procurement / Sourcing Enablement. Reports To : Procurement Leadership.Overview : A Fortune 500 organiz...Show more
Last updated: 1 day ago • Promoted
Senior Compliance Manager-Legal / Compliance - Virtual

Senior Compliance Manager-Legal / Compliance - Virtual

Alight Solutions • Charlotte, NC, US
Full-time
Join a dynamic team working directly with the Chief Compliance Officer to build and maintain a best-in-class compliance program. This role is critical in ensuring the firm's adherence to laws and re...Show more
Last updated: 2 days ago • Promoted
Charlotte - Risk & Compliance - Financial Crimes Compliance - Senior Consultant

Charlotte - Risk & Compliance - Financial Crimes Compliance - Senior Consultant

Protiviti • Charlotte, NC, US
Full-time
Senior Consultant, Financial Crimes Compliance.Charlotte - Risk & Compliance - Financial Crimes Compliance - Senior Consultant. Protiviti is looking for a Risk and Compliance Senior Consultant to jo...Show more
Last updated: 23 days ago • Promoted
Lead Compliance and Risk Controls Strategist (CHARLOTTE)

Lead Compliance and Risk Controls Strategist (CHARLOTTE)

Usaa • Charlotte, North Carolina, United States
Full-time
Why USAA? Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully. At USAA, our mission is to empower our members to achieve financial security...Show more
Last updated: 18 hours ago • Promoted • New!
Risk & Compliance Optimization Consulting Director

Risk & Compliance Optimization Consulting Director

NTT DATA • Charlotte, NC, US
Full-time
Risk and Compliance Optimization Director.NTT DATA America strives to hire exceptional, innovative, and passionate individuals who want to grow with us. Our Financial Services Consulting team includ...Show more
Last updated: 22 days ago • Promoted
Sr Audit Manager - Compliance

Sr Audit Manager - Compliance

Truist • Charlotte, NC, US
Full-time +2
Truist Senior Audit Manager is responsible for providing a leadership role in the delivery of value-added independent and objective risk-based internal audit assurance and advisory services.The Sen...Show more
Last updated: 1 day ago • Promoted