Investment Funds Regulatory Associate

A premier law firm is seeking a junior-level associate to join its Investment Funds Regulatory practice in Chicago. This role offers the opportunity to engage in a wide variety of regulatory work related to private fund sponsors, including fund formation, SEC compliance, and enforcement matters. The ideal candidate will have a strong foundation in investment funds regulation and a working knowledge of core securities laws applicable to fund managers.

Location

Chicago, IL

Duties

Advise fund sponsors on compliance with the Investment Advisers Act of 1940 and other securities laws

Review and provide guidance on fund offering materials and governing documents

Assist with regulatory filings, including Form ADV and other SEC submissions

Support clients through SEC examinations and enforcement actions

Counsel on regulatory implications of fundraising, transactions, and ongoing fund operations

Stay current with evolving regulatory developments affecting private fund managers

Requirements

1–3 years of experience in investment funds regulatory work at a law firm

Significant familiarity with the Investment Advisers Act of 1940

Exposure to the Investment Company Act of 1940 and Securities Act of 1933 (preferred)

Prior experience with SEC filings and compliance programs

Admission to the Illinois Bar required

Education

Juris Doctor (J.D.) from an accredited U.S. law school

Certifications

Active membership in the Illinois Bar or eligibility for prompt admission

Skills

Strong knowledge of U.S. securities and investment funds regulatory frameworks

Excellent legal research and writing skills

Attention to detail and the ability to manage multiple client matters efficiently

Proactive and solutions-oriented approach to regulatory counseling

Comprehensive benefits package for attorneys and professional staff

Compensation aligned with experience and internal pay equity structures

Company info

BCG Attorney Search

If you would like to know a bit more about this opportunity, or are considering applying, then please read the following job information.

200 South Wacker Drive, 31st Floor

Chicago

Illinois

United States 60606

Phone : (312) 321-9411

Fax : (213) 895-7306

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