Talent.com
Compliance Lead, Servicing Advisory
Compliance Lead, Servicing AdvisoryAffirm • Phoenix, AZ, US
No longer accepting applications
Compliance Lead, Servicing Advisory

Compliance Lead, Servicing Advisory

Affirm • Phoenix, AZ, US
14 days ago
Job type
  • Full-time
Job description

Overview

Affirm is reinventing credit to make it more honest and friendly, giving consumers the flexibility to buy now and pay later without any hidden fees or compounding interest. Affirm's Compliance team designs and implements a compliance program that proactively addresses regulatory requirements while identifying and resolving potential issues. Compliance uses multiple data sources to enable informed decision-making, strengthen controls, and provide for better treatment of consumers. Affirm is seeking a Compliance Lead to support our Servicing Operations compliance program. In this role, you will ensure adherence to applicable regulatory requirements, provide clear guidance to Affirm's operations team to mitigate risk and ensure compliance, and collaborate with cross-functional partners including Legal, Operations, Product, Engineering and senior leadership to drive process improvements and further build out our compliance program. This remote-eligible role reports to the Director, Compliance and requires the ability to work independently and cross-functionally.

What You'll Do

  • Provide guidance to Affirm's Servicing Product and Operations teams on applicable regulatory requirements, and recommend remediation and prioritization.
  • Provide independent oversight and credible challenge on servicing changes, including third-party oversight; work cross-functionally to address compliance issues at the root cause.
  • Monitor regulatory developments impacting servicing and assess / communicate implications to stakeholders.
  • Partner with the Complaints Compliance team to leverage complaint insights and drive durable product and process fixes within servicing.
  • Support responses to regulatory and bank-partner inquiries, audits, and examinations through second-line reviews and documentation / evidence.
  • Assist the business with developing and implementing policies, procedures, and controls through second-line advisory, review, and oversight to ensure compliance with regulatory requirements.
  • Other duties as assigned.

What We Look For

  • Working knowledge of applicable laws, regulations, and regulatory trends that impact Affirm's business. Ability to research and investigate where knowledge is lacking, building subject matter expertise.
  • Experience in completing subject specific compliance testing and / or assessment activities.
  • Strong communication and relationship management skills.
  • Inquisitive and proactive in proposing creative and effective solutions and ability to learn and adapt in a fast-paced environment.
  • Strong project management, critical thinking and analytical skills.
  • Excellent verbal and written communication skills with the ability to clearly present complex and sensitive issues.
  • Proficient computer navigation skills using a variety of software packages, including Google docs, word processing, spreadsheets, and presentations.
  • Ability to work in a self-directed environment with excellent strategic thinking and problem-solving ability, who can assist with minimal guidance.
  • Experience working in fast-paced, ambiguous environments.
  • Experience advising revenue-generating stakeholder groups.
  • Leads complex projects / initiatives / cross functional work. Individual Contributor, but may have contractor(s) reporting to them.
  • Professional work experience in Compliance Risk, Audit, or Bank Regulatory. A minimum of 4 years of experience in a regulated industry is highly preferred.
  • Base Pay and Benefits

    USA base pay range (CA, WA, NY, NJ, CT) per year : $130,000 - $170,000. USA base pay range (all other U.S. states) per year : $115,000 - $155,000. Affirm notes that visa sponsorship is not available for this position. Base pay is part of a total compensation package that may include equity rewards, stipends for health, wellness and tech spending, and benefits (including 100% subsidized medical coverage, dental and vision for you and your dependents).

    Affirm is a remote-first company. The majority of roles are remote and you can work almost anywhere within the country of employment. Some roles may require occasional in-office work. Benefits include health care coverage for you and your dependents, Flexible Spending Wallets, time off, and an employee stock purchase plan.

    Additional Information

    Please note that Affirm is an equal opportunity employer and provides accommodations in the hiring process. By clicking "Submit Application," you acknowledge that you have read Affirm's Global Candidate Privacy Notice and consent to the collection, processing, use, and storage of your personal information as described therein.

    J-18808-Ljbffr

    Create a job alert for this search

    Compliance Lead • Phoenix, AZ, US

    Related jobs
    Compliance Lead

    Compliance Lead

    Mint Cannabis • Phoenix, AZ, US
    Full-time
    Location : Phoenix, AZ 85085 (Travel Required).Cannabis isn't just an industry it's a movement.At Mint Cannabis, compliance isn't a box we check it's the foundation of everything we do.We're looki...Show more
    Last updated: 9 days ago • Promoted
    Underwriting Team Lead, Excess & Surplus Lines

    Underwriting Team Lead, Excess & Surplus Lines

    AIG • Scottsdale, AZ, US
    Full-time
    Underwriting Team Lead, Western World.At AIG, we are reimagining the way we help customers to manage risk.Join us as an Underwriting Team Lead, Western World to play your part in that transformatio...Show more
    Last updated: 30+ days ago • Promoted
    Senior Compliance Consultant

    Senior Compliance Consultant

    Banner Health • Phoenix, AZ, US
    Full-time
    Banner Health is seeking an experienced compliance professional to lead its Conflicts of Interest (COI) program.The role is remote for Arizona residents and works a 5 / 8 Monday-Friday schedule.The p...Show more
    Last updated: 5 days ago • Promoted
    Life Services Financial Solutions Advisor (Series 7 & 66 required)

    Life Services Financial Solutions Advisor (Series 7 & 66 required)

    Bank of America • Chandler, AZ, US
    Full-time
    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clien...Show more
    Last updated: 30+ days ago • Promoted
    Function Lead Fulfillment Center

    Function Lead Fulfillment Center

    Walgreens • Tolleson, AZ, US
    Full-time
    Function Lead Fulfillment Center.Job Summary : Responsible for acting as the front-line leader for Centralized Services pharmacy fulfillment center. Provides daily support to Centralized Services tea...Show more
    Last updated: 30+ days ago • Promoted
    Lead ERISA Compliance Consultant

    Lead ERISA Compliance Consultant

    USI Insurance Services • Phoenix, AZ, US
    Full-time
    Lead ERISA Compliance Consultant.Be among the first 25 applicants.Lead ERISA Compliance Consultant.Serve as an extension of the sales team. Deliver Emerson Roger's and My Benefit Advisor's value add...Show more
    Last updated: 7 days ago • Promoted
    Compliance Program Director

    Compliance Program Director

    Sun Health • Surprise, AZ, USA
    Full-time
    Quick Apply
    Compliance Program Director - Join Our Big-Hearted Team.Are you ready to make a meaningful impact in a vibrant, compassionate community? Join our vibrant team at the. The Compliance Program Director...Show more
    Last updated: 30+ days ago
    Equity Compensation Client Service Manager

    Equity Compensation Client Service Manager

    Equiniti • Phoenix, AZ, United States
    Full-time
    Arizona, Colorado, Nevada, or Utah.Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people i...Show more
    Last updated: 30+ days ago • Promoted
    Advisor Services Service Specialist

    Advisor Services Service Specialist

    AssetMark • Phoenix, AZ, US
    Full-time
    AssetMark is a leading strategic provider of innovative investment and consulting solutions serving independent financial advisors. We provide investment, relationship, and practice management solut...Show more
    Last updated: 30+ days ago • Promoted
    Advisor Licensing Program

    Advisor Licensing Program

    LPL Financial • Tempe, AZ, US
    Full-time
    At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. We provide aspiring Financial Advisors with the foundational ski...Show more
    Last updated: 30+ days ago • Promoted
    SVP, Broker Dealer Compliance

    SVP, Broker Dealer Compliance

    Osaic • Scottsdale, AZ, US
    Full-time
    The SVP of BD Compliance will be responsible for all aspects of the broker / dealer compliance program within Osaic's independent, hybrid, and W2 wealth management channels.The SVP will manage a succ...Show more
    Last updated: 14 days ago • Promoted
    Financial Solutions Advisor - Participant Services

    Financial Solutions Advisor - Participant Services

    Bank of America • Chandler, AZ, US
    Full-time
    Merrill Participant Services Financial Solutions Advisor.Merrill Participant Services Financial Solutions Advisors (FSA) engage participants in goals-based conversations to provide education and gu...Show more
    Last updated: 30+ days ago • Promoted
    Senior Compliance Engineer

    Senior Compliance Engineer

    Amentum • Phoenix, AZ, US
    Full-time
    Amentum seeks a Compliance Engineer.Amentum is a global leader in advanced engineering and innovative technology solutions, trusted by the United States and its allies to address significant challe...Show more
    Last updated: 7 days ago • Promoted
    Business Risk and Controls Advisor (Mid-Level) - Bank

    Business Risk and Controls Advisor (Mid-Level) - Bank

    USAA • Phoenix, Arizona, US
    Full-time
    Why USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the #1 choice for th...Show more
    Last updated: 1 day ago • Promoted
    Sr. Compliance Advisor, Digital & Analytics (D&A) and Self-Directed Compliance

    Sr. Compliance Advisor, Digital & Analytics (D&A) and Self-Directed Compliance

    Vanguard • Scottsdale, AZ, US
    Full-time
    The Senior Compliance Advisor will be an individual contributor responsible for collaborating to advise D&A and Personal Investor business teams on regulatory obligations.This team's role is to pro...Show more
    Last updated: 28 days ago • Promoted
    SVP, Advisor Facing Digital Solutions

    SVP, Advisor Facing Digital Solutions

    Osaic • Scottsdale, AZ, US
    Full-time
    Digital SVP Opportunity in Financial Services.SVP, Advisor Facing Digital Solutions.Atlanta : 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339. La Vista : 12325 Port Grace Blvd, La Vista, NE 6812...Show more
    Last updated: 30+ days ago • Promoted
    Dudley Ventures Sr Compliance Officer - Phoenix, AZ

    Dudley Ventures Sr Compliance Officer - Phoenix, AZ

    Valley National Bank • Phoenix, AZ, US
    Full-time +1
    The Dudley Senior Compliance Officer will assist Senior Management and Dudley Ventures Chief of Compliance in managing the risks associated with federal, state, and local regulations governing tax ...Show more
    Last updated: 7 days ago • Promoted
    Team Lead, Claims

    Team Lead, Claims

    Prudential Financial • Scottsdale, AZ, US
    Part-time
    Team Lead, Long-Term Disability Claims.At Prudential, we believe talent is key to achieving our vision.When you join Prudential, you'll unlock a motivating and impactful career all while growing y...Show more
    Last updated: 30+ days ago • Promoted
    Organization Effectiveness

    Organization Effectiveness

    Clearance Jobs • Chandler, AZ, US
    Full-time
    Leadership Development - Organization Effectiveness.At Northrop Grumman, our employees have incredible opportunities to work on revolutionary systems that impact people's lives around the world tod...Show more
    Last updated: 30+ days ago • Promoted
    Advertising Compliance Specialist (Hybrid)

    Advertising Compliance Specialist (Hybrid)

    American Family Insurance • Phoenix, AZ, United States
    Full-time
    As an Advertising Compliance Specialist, you will provides a full range of compliance oversight, advice and services with specialist knowledge in support of the business. You will focus on ensuring ...Show more
    Last updated: 30+ days ago • Promoted