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Massachusetts Licensed 1940 Act Attorney

Massachusetts Licensed 1940 Act Attorney

VirtualVocationsSpringfield, Massachusetts, United States
9 days ago
Job type
  • Full-time
Job description

A company is looking for a 1940 Act Attorney.

Key Responsibilities

Draft, review, and prepare fund registration statements and related filings for the SEC

Communicate with the SEC and other regulatory agencies on behalf of fund clients

Prepare agendas, resolutions, and materials for investment company board meetings

Required Qualifications

Law Degree

Licensed to practice in the applicable jurisdiction

10 or more years of related experience

Advanced understanding of investment company regulations

Strong proficiency in document preparation and review applications

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Licensed Attorney • Springfield, Massachusetts, United States

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