Remote Chief Compliance Officer - FinTech & Broker-DealerCareer Development Partners • San Francisco, California, United States
Remote Chief Compliance Officer - FinTech & Broker-Dealer
Career Development Partners • San Francisco, California, United States
2 days ago
Job type
- Full-time
- Remote
Job description
A leading financial technology firm is seeking a seasoned compliance leader to oversee regulatory functions for a registered broker-dealer. This fully remote role requires 15+ years of compliance experience and knowledge of SEC and FINRA regulations. Ideal candidates will demonstrate strategic leadership and possess the necessary FINRA licenses, contributing to a culture of integrity and innovation.
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Chief Compliance Officer • San Francisco, California, United States
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